Data Advisor: Dynamic Data Curation for Safety Alignment of Large Language Models

Data is a crucial element in large language model (LLM) alignment. Recent studies have explored using LLMs for efficient data collection. However, LLM-generated data often suffers from quality issues, with underrepresented or absent aspects and low-quality datapoints. To address these problems, we propose Data Advisor, an enhanced LLM-based method for generating data that takes into account the characteristics of the desired dataset. Starting from a set of pre-defined principles in hand, Data Advisor monitors the status of the generated data, identifies weaknesses in the current dataset, and advises the next iteration of data generation accordingly. Data Advisor can be easily integrated into existing data generation methods to enhance data quality and coverage. Experiments on safety alignment of three representative LLMs (i.e., Mistral, Llama2, and Falcon) demonstrate the effectiveness of Data Advisor in enhancing model safety against various fine-grained safety issues without sacrificing model utility.

Attribute Controlled Fine-tuning for Large Language Models: A Case Study on Detoxification

We propose a constraint learning schema for fine-tuning Large Language Models (LLMs) with attribute control. Given a training corpus and control criteria formulated as a sequence-level constraint on model outputs, our method fine-tunes the LLM on the training corpus while enhancing constraint satisfaction with minimal impact on its utility and generation quality. Specifically, our approach regularizes the LLM training by penalizing the KL divergence between the desired output distribution, which satisfies the constraints, and the LLM's posterior. This regularization term can be approximated by an auxiliary model trained to decompose the sequence-level constraints into token-level guidance, allowing the term to be measured by a closed-form formulation. To further improve efficiency, we design a parallel scheme for concurrently updating both the LLM and the auxiliary model. We evaluate the empirical performance of our approach by controlling the toxicity when training an LLM. We show that our approach leads to an LLM that produces fewer inappropriate responses while achieving competitive performance on benchmarks and a toxicity detection task.

Tree-of-Traversals: A Zero-Shot Reasoning Algorithm for Augmenting Black-box Language Models with Knowledge Graphs

Knowledge graphs (KGs) complement Large Language Models (LLMs) by providing reliable, structured, domain-specific, and up-to-date external knowledge. However, KGs and LLMs are often developed separately and must be integrated after training. We introduce Tree-of-Traversals, a novel zero-shot reasoning algorithm that enables augmentation of black-box LLMs with one or more KGs. The algorithm equips a LLM with actions for interfacing a KG and enables the LLM to perform tree search over possible thoughts and actions to find high confidence reasoning paths. We evaluate on two popular benchmark datasets. Our results show that Tree-of-Traversals significantly improves performance on question answering and KG question answering tasks. Code is available at \url{https://github.com/amazon-science/tree-of-traversals}

Prompt Perturbation Consistency Learning for Robust Language Models

Large language models (LLMs) have demonstrated impressive performance on a number of natural language processing tasks, such as question answering and text summarization. However, their performance on sequence labeling tasks such as intent classification and slot filling (IC-SF), which is a central component in personal assistant systems, lags significantly behind discriminative models. Furthermore, there is a lack of substantive research on the robustness of LLMs to various perturbations in the input prompts. The contributions of this paper are three-fold. First, we show that fine-tuning sufficiently large LLMs can produce IC-SF performance comparable to discriminative models. Next, we systematically analyze the performance deterioration of those fine-tuned models due to three distinct yet relevant types of input perturbations - oronyms, synonyms, and paraphrasing. Finally, we propose an efficient mitigation approach, Prompt Perturbation Consistency Learning (PPCL), which works by regularizing the divergence between losses from clean and perturbed samples. Our experiments demonstrate that PPCL can recover on average 59% and 69% of the performance drop for IC and SF tasks, respectively. Furthermore, PPCL beats the data augmentation approach while using ten times fewer augmented data samples.

Are you talking to or ? On Tokenization and Addressing Misgendering in LLMs with Pronoun Tokenization Parity

A large body of NLP research has documented the ways gender biases manifest and amplify within large language models (LLMs), though this research has predominantly operated within a gender binary-centric context. A growing body of work has identified the harmful limitations of this gender-exclusive framing; many LLMs cannot correctly and consistently refer to persons outside the gender binary, especially if they use neopronouns. While data scarcity has been identified as a possible culprit, the precise mechanisms through which it influences LLM misgendering remain underexplored. Our work addresses this gap by studying data scarcity's role in subword tokenization and, consequently, the formation of LLM word representations. We uncover how the Byte-Pair Encoding (BPE) tokenizer, a backbone for many popular LLMs, contributes to neopronoun misgendering through out-of-vocabulary behavior. We introduce pronoun tokenization parity (PTP), a novel approach to reduce LLM neopronoun misgendering by preserving a token's functional structure. We evaluate PTP's efficacy using pronoun consistency-based metrics and a novel syntax-based metric. Through several controlled experiments, finetuning LLMs with PTP improves neopronoun consistency from 14.5% to 58.4%, highlighting the significant role tokenization plays in LLM pronoun consistency.

JAB: Joint Adversarial Prompting and Belief Augmentation

With the recent surge of language models in different applications, attention to safety and robustness of these models has gained significant importance. Here we introduce a joint framework in which we simultaneously probe and improve the robustness of a black-box target model via adversarial prompting and belief augmentation using iterative feedback loops. This framework utilizes an automated red teaming approach to probe the target model, along with a belief augmenter to generate instructions for the target model to improve its robustness to those adversarial probes. Importantly, the adversarial model and the belief generator leverage the feedback from past interactions to improve the effectiveness of the adversarial prompts and beliefs, respectively. In our experiments, we demonstrate that such a framework can reduce toxic content generation both in dynamic cases where an adversary directly interacts with a target model and static cases where we use a static benchmark dataset to evaluate our model.

On the steerability of large language models toward data-driven personas

The recent surge in Large Language Model (LLM) related applications has led to a concurrent escalation in expectations for LLMs to accommodate a myriad of personas and encompass a broad spectrum of perspectives. An important first step towards addressing this demand is to align language models with specific personas, be it groups of users or individuals. Towards this goal, we first present a new conceptualization of a persona. Moving beyond the traditional reliance on demographics like age, gender, or political party affiliation, we introduce a data-driven persona definition methodology built on collaborative-filtering. In this methodology, users are embedded into a continuous vector space based on their opinions and clustered into cohorts that manifest coherent views across specific inquiries. This methodology allows for a more nuanced understanding of different latent social groups present in the overall population (as opposed to simply using demographic groups) and enhances the applicability of model steerability. Finally, we present an efficient method to steer LLMs towards a particular persona. We learn a soft-prompting model to map the continuous representation of users into sequences of virtual tokens which, when prepended to the LLM input, enables the LLM to produce responses aligned with a given user. Our results show that our steerability algorithm is superior in performance compared to a collection of baselines.

FLIRT: Feedback Loop In-context Red Teaming

Warning: this paper contains content that may be inappropriate or offensive. As generative models become available for public use in various applications, testing and analyzing vulnerabilities of these models has become a priority. Here we propose an automatic red teaming framework that evaluates a given model and exposes its vulnerabilities against unsafe and inappropriate content generation. Our framework uses in-context learning in a feedback loop to red team models and trigger them into unsafe content generation. We propose different in-context attack strategies to automatically learn effective and diverse adversarial prompts for text-to-image models. Our experiments demonstrate that compared to baseline approaches, our proposed strategy is significantly more effective in exposing vulnerabilities in Stable Diffusion (SD) model, even when the latter is enhanced with safety features. Furthermore, we demonstrate that the proposed framework is effective for red teaming text-to-text models, resulting in significantly higher toxic response generation rate compared to previously reported numbers.

Is the Elephant Flying? Resolving Ambiguities in Text-to-Image Generative Models

Natural language often contains ambiguities that can lead to misinterpretation and miscommunication. While humans can handle ambiguities effectively by asking clarifying questions and/or relying on contextual cues and common-sense knowledge, resolving ambiguities can be notoriously hard for machines. In this work, we study ambiguities that arise in text-to-image generative models. We curate a benchmark dataset covering different types of ambiguities that occur in these systems. We then propose a framework to mitigate ambiguities in the prompts given to the systems by soliciting clarifications from the user. Through automatic and human evaluations, we show the effectiveness of our framework in generating more faithful images aligned with human intention in the presence of ambiguities.

Robust Conversational Agents against Imperceptible Toxicity Triggers

Warning: this paper contains content that maybe offensive or upsetting. Recent research in Natural Language Processing (NLP) has advanced the development of various toxicity detection models with the intention of identifying and mitigating toxic language from existing systems. Despite the abundance of research in this area, less attention has been given to adversarial attacks that force the system to generate toxic language and the defense against them. Existing work to generate such attacks is either based on human-generated attacks which is costly and not scalable or, in case of automatic attacks, the attack vector does not conform to human-like language, which can be detected using a language model loss. In this work, we propose attacks against conversational agents that are imperceptible, i.e., they fit the conversation in terms of coherency, relevancy, and fluency, while they are effective and scalable, i.e., they can automatically trigger the system into generating toxic language. We then propose a defense mechanism against such attacks which not only mitigates the attack but also attempts to maintain the conversational flow. Through automatic and human evaluations, we show that our defense is effective at avoiding toxic language generation even against imperceptible toxicity triggers while the generated language fits the conversation in terms of coherency and relevancy. Lastly, we establish the generalizability of such a defense mechanism on language generation models beyond conversational agents.