Local Superior Soups: A Catalyst for Model Merging in Cross-Silo Federated Learning

Federated learning (FL) is a learning paradigm that enables collaborative training of models using decentralized data. Recently, the utilization of pre-trained weight initialization in FL has been demonstrated to effectively improve model performance. However, the evolving complexity of current pre-trained models, characterized by a substantial increase in parameters, markedly intensifies the challenges associated with communication rounds required for their adaptation to FL. To address these communication cost issues and increase the performance of pre-trained model adaptation in FL, we propose an innovative model interpolation-based local training technique called ``Local Superior Soups.'' Our method enhances local training across different clients, encouraging the exploration of a connected low-loss basin within a few communication rounds through regularized model interpolation. This approach acts as a catalyst for the seamless adaptation of pre-trained models in in FL. We demonstrated its effectiveness and efficiency across diverse widely-used FL datasets. Our code is available at \href{https://github.com/ubc-tea/Local-Superior-Soups}{https://github.com/ubc-tea/Local-Superior-Soups}.

DARE the Extreme: Revisiting Delta-Parameter Pruning For Fine-Tuned Models

Storing open-source fine-tuned models separately introduces redundancy and increases response times in applications utilizing multiple models. Delta-parameter pruning (DPP), particularly the random drop and rescale (DARE) method proposed by Yu et al., addresses this by pruning the majority of delta parameters--the differences between fine-tuned and pre-trained model weights--while typically maintaining minimal performance loss. However, DARE fails when either the pruning rate or the magnitude of the delta parameters is large. We highlight two key reasons for this failure: (1) an excessively large rescaling factor as pruning rates increase, and (2) high mean and variance in the delta parameters. To push DARE's limits, we introduce DAREx (DARE the eXtreme), which features two algorithmic improvements: (1) DAREx-q, a rescaling factor modification that significantly boosts performance at high pruning rates (e.g., >30 % on COLA and SST2 for encoder models, with even greater gains in decoder models), and (2) DAREx-L2, which combines DARE with AdamR, an in-training method that applies appropriate delta regularization before DPP. We also demonstrate that DAREx-q can be seamlessly combined with vanilla parameter-efficient fine-tuning techniques like LoRA and can facilitate structural DPP. Additionally, we revisit the application of importance-based pruning techniques within DPP, demonstrating that they outperform random-based methods when delta parameters are large. Through this comprehensive study, we develop a pipeline for selecting the most appropriate DPP method under various practical scenarios.

Nonparametric End-to-End Probabilistic Forecasting of Distributed Generation Outputs Considering Missing Data Imputation

In this paper, we introduce a nonparametric end-to-end method for probabilistic forecasting of distributed renewable generation outputs while including missing data imputation. Firstly, we employ a nonparametric probabilistic forecast model utilizing the long short-term memory (LSTM) network to model the probability distributions of distributed renewable generations' outputs. Secondly, we design an end-to-end training process that includes missing data imputation through iterative imputation and iterative loss-based training procedures. This two-step modeling approach effectively combines the strengths of the nonparametric method with the end-to-end approach. Consequently, our approach demonstrates exceptional capabilities in probabilistic forecasting for the outputs of distributed renewable generations while effectively handling missing values. Simulation results confirm the superior performance of our approach compared to existing alternatives.

Universal Debiased Editing on Foundation Models for Fair Medical Image Classification

In the era of Foundation Models' (FMs) rising prominence in AI, our study addresses the challenge of biases in medical images while using FM API, particularly spurious correlations between pixels and sensitive attributes. Traditional methods for bias mitigation face limitations due to the restricted access to web-hosted FMs and difficulties in addressing the underlying bias encoded within the FM API. We propose an U(niversal) D(ebiased) E(diting) strategy, termed UDE, which generates UDE noise to mask such spurious correlation. UDE is capable of mitigating bias both within the FM API embedding and the images themselves. Furthermore, UDE is suitable for both white-box and black-box FM APIs, where we introduced G(reedy) (Z)eroth-O(rder) (GeZO) optimization for it when the gradient is inaccessible in black-box APIs. Our whole pipeline enables fairness-aware image editing that can be applied across various medical contexts without requiring direct model manipulation or significant computational resources. Our empirical results demonstrate the method's effectiveness in maintaining fairness and utility across different patient groups and diseases. In the era of AI-driven medicine, this work contributes to making healthcare diagnostics more equitable, showcasing a practical solution for bias mitigation in pre-trained image FMs.

FedSoup: Improving Generalization and Personalization in Federated Learning via Selective Model Interpolation

Cross-silo federated learning (FL) enables the development of machine learning models on datasets distributed across data centers such as hospitals and clinical research laboratories. However, recent research has found that current FL algorithms face a trade-off between local and global performance when confronted with distribution shifts. Specifically, personalized FL methods have a tendency to overfit to local data, leading to a sharp valley in the local model and inhibiting its ability to generalize to out-of-distribution data. In this paper, we propose a novel federated model soup method (i.e., selective interpolation of model parameters) to optimize the trade-off between local and global performance. Specifically, during the federated training phase, each client maintains its own global model pool by monitoring the performance of the interpolated model between the local and global models. This allows us to alleviate overfitting and seek flat minima, which can significantly improve the model's generalization performance. We evaluate our method on retinal and pathological image classification tasks, and our proposed method achieves significant improvements for out-of-distribution generalization. Our code is available at https://github.com/ubc-tea/FedSoup.

Forgettable Federated Linear Learning with Certified Data Removal

Federated learning (FL) is a trending distributed learning framework that enables collaborative model training without data sharing. Machine learning models trained on datasets can potentially expose the private information of the training data, revealing details about individual data records. In this study, we focus on the FL paradigm that grants clients the ``right to be forgotten''. The forgettable FL framework should bleach its global model weights as it has never seen that client and hence does not reveal any information about the client. To this end, we propose the Forgettable Federated Linear Learning (2F2L) framework featured with novel training and data removal strategies. The training pipeline, named Federated linear training, employs linear approximation on the model parameter space to enable our 2F2L framework work for deep neural networks while achieving comparable results with canonical neural network training. We also introduce FedRemoval, an efficient and effective removal strategy that tackles the computational challenges in FL by approximating the Hessian matrix using public server data from the pretrained model. Unlike the previous uncertified and heuristic machine unlearning methods in FL, we provide theoretical guarantees by bounding the differences of model weights by our FedRemoval and that from retraining from scratch. Experimental results on MNIST and Fashion-MNIST datasets demonstrate the effectiveness of our method in achieving a balance between model accuracy and information removal, outperforming baseline strategies and approaching retraining from scratch.

VITA: A Multi-Source Vicinal Transfer Augmentation Method for Out-of-Distribution Generalization

Invariance to diverse types of image corruption, such as noise, blurring, or colour shifts, is essential to establish robust models in computer vision. Data augmentation has been the major approach in improving the robustness against common corruptions. However, the samples produced by popular augmentation strategies deviate significantly from the underlying data manifold. As a result, performance is skewed toward certain types of corruption. To address this issue, we propose a multi-source vicinal transfer augmentation (VITA) method for generating diverse on-manifold samples. The proposed VITA consists of two complementary parts: tangent transfer and integration of multi-source vicinal samples. The tangent transfer creates initial augmented samples for improving corruption robustness. The integration employs a generative model to characterize the underlying manifold built by vicinal samples, facilitating the generation of on-manifold samples. Our proposed VITA significantly outperforms the current state-of-the-art augmentation methods, demonstrated in extensive experiments on corruption benchmarks.

Benchmarks for Corruption Invariant Person Re-identification

When deploying person re-identification (ReID) model in safety-critical applications, it is pivotal to understanding the robustness of the model against a diverse array of image corruptions. However, current evaluations of person ReID only consider the performance on clean datasets and ignore images in various corrupted scenarios. In this work, we comprehensively establish six ReID benchmarks for learning corruption invariant representation. In the field of ReID, we are the first to conduct an exhaustive study on corruption invariant learning in single- and cross-modality datasets, including Market-1501, CUHK03, MSMT17, RegDB, SYSU-MM01. After reproducing and examining the robustness performance of 21 recent ReID methods, we have some observations: 1) transformer-based models are more robust towards corrupted images, compared with CNN-based models, 2) increasing the probability of random erasing (a commonly used augmentation method) hurts model corruption robustness, 3) cross-dataset generalization improves with corruption robustness increases. By analyzing the above observations, we propose a strong baseline on both single- and cross-modality ReID datasets which achieves improved robustness against diverse corruptions. Our codes are available on https://github.com/MinghuiChen43/CIL-ReID.