Abstract:This study exposes the safety vulnerabilities of Large Language Models (LLMs) in multi-turn interactions, where malicious users can obscure harmful intents across several queries. We introduce ActorAttack, a novel multi-turn attack method inspired by actor-network theory, which models a network of semantically linked actors as attack clues to generate diverse and effective attack paths toward harmful targets. ActorAttack addresses two main challenges in multi-turn attacks: (1) concealing harmful intents by creating an innocuous conversation topic about the actor, and (2) uncovering diverse attack paths towards the same harmful target by leveraging LLMs' knowledge to specify the correlated actors as various attack clues. In this way, ActorAttack outperforms existing single-turn and multi-turn attack methods across advanced aligned LLMs, even for GPT-o1. We will publish a dataset called SafeMTData, which includes multi-turn adversarial prompts and safety alignment data, generated by ActorAttack. We demonstrate that models safety-tuned using our safety dataset are more robust to multi-turn attacks. Code is available at https://github.com/renqibing/ActorAttack.
Abstract:While large language models (LLMs) exhibit remarkable capabilities across various tasks, they encounter potential security risks such as jailbreak attacks, which exploit vulnerabilities to bypass security measures and generate harmful outputs. Existing jailbreak strategies mainly focus on maximizing attack success rate (ASR), frequently neglecting other critical factors, including the relevance of the jailbreak response to the query and the level of stealthiness. This narrow focus on single objectives can result in ineffective attacks that either lack contextual relevance or are easily recognizable. In this work, we introduce BlackDAN, an innovative black-box attack framework with multi-objective optimization, aiming to generate high-quality prompts that effectively facilitate jailbreaking while maintaining contextual relevance and minimizing detectability. BlackDAN leverages Multiobjective Evolutionary Algorithms (MOEAs), specifically the NSGA-II algorithm, to optimize jailbreaks across multiple objectives including ASR, stealthiness, and semantic relevance. By integrating mechanisms like mutation, crossover, and Pareto-dominance, BlackDAN provides a transparent and interpretable process for generating jailbreaks. Furthermore, the framework allows customization based on user preferences, enabling the selection of prompts that balance harmfulness, relevance, and other factors. Experimental results demonstrate that BlackDAN outperforms traditional single-objective methods, yielding higher success rates and improved robustness across various LLMs and multimodal LLMs, while ensuring jailbreak responses are both relevant and less detectable.
Abstract:Recent advancements in large language models (LLMs) have led to significant breakthroughs in mathematical reasoning capabilities. However, existing benchmarks like GSM8K or MATH are now being solved with high accuracy (e.g., OpenAI o1 achieves 94.8% on MATH dataset), indicating their inadequacy for truly challenging these models. To bridge this gap, we propose a comprehensive and challenging benchmark specifically designed to assess LLMs' mathematical reasoning at the Olympiad level. Unlike existing Olympiad-related benchmarks, our dataset focuses exclusively on mathematics and comprises a vast collection of 4428 competition-level problems with rigorous human annotation. These problems are meticulously categorized into over 33 sub-domains and span more than 10 distinct difficulty levels, enabling a holistic assessment of model performance in Olympiad-mathematical reasoning. Furthermore, we conducted an in-depth analysis based on this benchmark. Our experimental results show that even the most advanced models, OpenAI o1-mini and OpenAI o1-preview, struggle with highly challenging Olympiad-level problems, with 60.54% and 52.55% accuracy, highlighting significant challenges in Olympiad-level mathematical reasoning.
Abstract:Large Language Models (LLMs) exhibit remarkably powerful capabilities. One of the crucial factors to achieve success is aligning the LLM's output with human preferences. This alignment process often requires only a small amount of data to efficiently enhance the LLM's performance. While effective, research in this area spans multiple domains, and the methods involved are relatively complex to understand. The relationships between different methods have been under-explored, limiting the development of the preference alignment. In light of this, we break down the existing popular alignment strategies into different components and provide a unified framework to study the current alignment strategies, thereby establishing connections among them. In this survey, we decompose all the strategies in preference learning into four components: model, data, feedback, and algorithm. This unified view offers an in-depth understanding of existing alignment algorithms and also opens up possibilities to synergize the strengths of different strategies. Furthermore, we present detailed working examples of prevalent existing algorithms to facilitate a comprehensive understanding for the readers. Finally, based on our unified perspective, we explore the challenges and future research directions for aligning large language models with human preferences.
Abstract:With the growing deployment of LLMs in daily applications like chatbots and content generation, efforts to ensure outputs align with human values and avoid harmful content have intensified. However, increasingly sophisticated jailbreak attacks threaten this alignment, aiming to induce unsafe outputs. Current defense efforts either focus on prompt rewriting or detection, which are limited in effectiveness due to the various design of jailbreak prompts, or on output control and detection, which are computationally expensive as they require LLM inference. Therefore, designing a pre-inference defense method that resists diverse jailbreak prompts is crucial for preventing LLM jailbreak attacks. We observe that jailbreak attacks, safe queries, and harmful queries exhibit different clustering patterns within the LLM's hidden state representation space. This suggests that by leveraging the LLM's hidden state representational capabilities, we can analyze the LLM's forthcoming behavior and proactively intervene for defense. In this paper, we propose a jailbreak attack defense strategy based on a Hidden State Filter (HSF), a lossless architectural defense mechanism that enables the model to preemptively identify and reject adversarial inputs before the inference process begins. We activate its defensive potential through an additional plugin module, effectively framing the defense task as a classification problem. Experimental results on two benchmark datasets, utilizing three different LLMs, show that HSF significantly enhances resilience against six cutting-edge jailbreak attacks. It significantly reduces the success rate of jailbreak attacks while minimally impacting responses to benign user queries, with negligible inference overhead, and outperforming defense baselines.Our code and data are available at https://anonymous.4open.science/r/Hidden-State-Filtering-8652/
Abstract:Large language model (LLM) has proven to benefit a lot from retrieval augmentation in alleviating hallucinations confronted with knowledge-intensive questions. Retrieval-augmented generation (RAG) adopts IR-based techniques utilizing semantic-relevant documents as the generator's input context and realizes external knowledge injection. However, on today's Internet which is flooded with content generated by LLMs, there are too many "related yet useless" documents or even fake knowledge fabricated by LLMs, which will introduce extra noise to the generator and distract it from giving correct results. To this end, we regard the training of the RAG generator model as a multi-agent adversarial-defensive system, guiding the generator to have a better taste of whether a specific document helps answer the question through the Adversarial Tuning in a Multi-agent (ATM) system to strengthen the generator's robustness in an RAG pipeline. After rounds of multi-agent iterative tuning, we find that the ATM Generator can eventually discriminate useful documents amongst LLM fabrications and achieve better performance than strong baselines.
Abstract:While Retrieval-Augmented Generation (RAG) plays a crucial role in the application of Large Language Models (LLMs), existing retrieval methods in knowledge-dense domains like law and medicine still suffer from a lack of multi-perspective views, which are essential for improving interpretability and reliability. Previous research on multi-view retrieval often focused solely on different semantic forms of queries, neglecting the expression of specific domain knowledge perspectives. This paper introduces a novel multi-view RAG framework, MVRAG, tailored for knowledge-dense domains that utilizes intention-aware query rewriting from multiple domain viewpoints to enhance retrieval precision, thereby improving the effectiveness of the final inference. Experiments conducted on legal and medical case retrieval demonstrate significant improvements in recall and precision rates with our framework. Our multi-perspective retrieval approach unleashes the potential of multi-view information enhancing RAG tasks, accelerating the further application of LLMs in knowledge-intensive fields.
Abstract:The safety of Large Language Models (LLMs) has gained increasing attention in recent years, but there still lacks a comprehensive approach for detecting safety issues within LLMs' responses in an aligned, customizable and explainable manner. In this paper, we propose ShieldLM, an LLM-based safety detector, which aligns with general human safety standards, supports customizable detection rules, and provides explanations for its decisions. To train ShieldLM, we compile a large bilingual dataset comprising 14,387 query-response pairs, annotating the safety of responses based on various safety standards. Through extensive experiments, we demonstrate that ShieldLM surpasses strong baselines across four test sets, showcasing remarkable customizability and explainability. Besides performing well on standard detection datasets, ShieldLM has also been shown to be effective in real-world situations as a safety evaluator for advanced LLMs. We release ShieldLM at \url{https://github.com/thu-coai/ShieldLM} to support accurate and explainable safety detection under various safety standards, contributing to the ongoing efforts to enhance the safety of LLMs.
Abstract:The safety defense methods of Large language models(LLMs) stays limited because the dangerous prompts are manually curated to just few known attack types, which fails to keep pace with emerging varieties. Recent studies found that attaching suffixes to harmful instructions can hack the defense of LLMs and lead to dangerous outputs. This method, while effective, leaves a gap in understanding the underlying mechanics of such adversarial suffix due to the non-readability and it can be relatively easily seen through by common defense methods such as perplexity filters.To cope with this challenge, in this paper, we propose an Adversarial Suffixes Embedding Translation Framework(ASETF) that are able to translate the unreadable adversarial suffixes into coherent, readable text, which makes it easier to understand and analyze the reasons behind harmful content generation by large language models. We conducted experiments on LLMs such as LLaMa2, Vicuna and using the Advbench dataset's harmful instructions. The results indicate that our method achieves a much better attack success rate to existing techniques, while significantly enhancing the textual fluency of the prompts. In addition, our approach can be generalized into a broader method for generating transferable adversarial suffixes that can successfully attack multiple LLMs, even black-box LLMs, such as ChatGPT and Gemini. As a result, the prompts generated through our method exhibit enriched semantic diversity, which potentially provides more adversarial examples for LLM defense methods.
Abstract:Controllable text generation is a growing field within natural language generation (NLG) that focuses on producing text that meets specific constraints in real-world applications. Previous approaches, such as plug-and-play controllers (PPCs), aimed to steer the properties of generated text in a flexible manner. However, these methods often compromised the integrity of the language model's decoding process, resulting in less smooth text generation. Alternatively, other techniques utilized multiple attribute prompts to align the generated text with desired attributes, but this approach required prompt design for each attribute and was dependent on the size of the language model. This paper introduces a novel method for flexible attribute control in text generation using pre-trained language models (PLMs). The proposed approach aims to enhance the fluency of generated text by guiding the generation process with PPCs. The key idea is to dynamically adjust the distribution of generated text by modifying prompts, effectively constraining the output space of the language model and influencing the desired attribute. To enable smooth cooperation between the PLM and the PPC, our work innovatively proposes a new model fine-tuning method: Reinforcement Learning with Dynamic Adjust Feedback (RLDAF).This fine-tuning process adapts a small subset of the language model's parameters based on the generating actions taken during the PPC control process. The resulting harmonious collaboration between the PLM and PPC leads to improved smoothness in text generation during inference. Extensive experiments were conducted on the SST2 dataset, and the proposed method outperformed previous approaches in various evaluation metrics, including text fluency and attribute consistency.