Abstract:Uncovering the mechanisms behind "jailbreaks" in large language models (LLMs) is crucial for enhancing their safety and reliability, yet these mechanisms remain poorly understood. Existing studies predominantly analyze jailbreak prompts by probing latent representations, often overlooking the causal relationships between interpretable prompt features and jailbreak occurrences. In this work, we propose Causal Analyst, a framework that integrates LLMs into data-driven causal discovery to identify the direct causes of jailbreaks and leverage them for both attack and defense. We introduce a comprehensive dataset comprising 35k jailbreak attempts across seven LLMs, systematically constructed from 100 attack templates and 50 harmful queries, annotated with 37 meticulously designed human-readable prompt features. By jointly training LLM-based prompt encoding and GNN-based causal graph learning, we reconstruct causal pathways linking prompt features to jailbreak responses. Our analysis reveals that specific features, such as "Positive Character" and "Number of Task Steps", act as direct causal drivers of jailbreaks. We demonstrate the practical utility of these insights through two applications: (1) a Jailbreaking Enhancer that targets identified causal features to significantly boost attack success rates on public benchmarks, and (2) a Guardrail Advisor that utilizes the learned causal graph to extract true malicious intent from obfuscated queries. Extensive experiments, including baseline comparisons and causal structure validation, confirm the robustness of our causal analysis and its superiority over non-causal approaches. Our results suggest that analyzing jailbreak features from a causal perspective is an effective and interpretable approach for improving LLM reliability. Our code is available at https://github.com/Master-PLC/Causal-Analyst.
Abstract:The rise of AI agents introduces complex safety and security challenges arising from autonomous tool use and environmental interactions. Current guardrail models lack agentic risk awareness and transparency in risk diagnosis. To introduce an agentic guardrail that covers complex and numerous risky behaviors, we first propose a unified three-dimensional taxonomy that orthogonally categorizes agentic risks by their source (where), failure mode (how), and consequence (what). Guided by this structured and hierarchical taxonomy, we introduce a new fine-grained agentic safety benchmark (ATBench) and a Diagnostic Guardrail framework for agent safety and security (AgentDoG). AgentDoG provides fine-grained and contextual monitoring across agent trajectories. More Crucially, AgentDoG can diagnose the root causes of unsafe actions and seemingly safe but unreasonable actions, offering provenance and transparency beyond binary labels to facilitate effective agent alignment. AgentDoG variants are available in three sizes (4B, 7B, and 8B parameters) across Qwen and Llama model families. Extensive experimental results demonstrate that AgentDoG achieves state-of-the-art performance in agentic safety moderation in diverse and complex interactive scenarios. All models and datasets are openly released.




Abstract:Fusing visual understanding into language generation, Multi-modal Large Language Models (MLLMs) are revolutionizing visual-language applications. Yet, these models are often plagued by the hallucination problem, which involves generating inaccurate objects, attributes, and relationships that do not match the visual content. In this work, we delve into the internal attention mechanisms of MLLMs to reveal the underlying causes of hallucination, exposing the inherent vulnerabilities in the instruction-tuning process. We propose a novel hallucination attack against MLLMs that exploits attention sink behaviors to trigger hallucinated content with minimal image-text relevance, posing a significant threat to critical downstream applications. Distinguished from previous adversarial methods that rely on fixed patterns, our approach generates dynamic, effective, and highly transferable visual adversarial inputs, without sacrificing the quality of model responses. Comprehensive experiments on 6 prominent MLLMs demonstrate the efficacy of our attack in compromising black-box MLLMs even with extensive mitigating mechanisms, as well as the promising results against cutting-edge commercial APIs, such as GPT-4o and Gemini 1.5. Our code is available at https://huggingface.co/RachelHGF/Mirage-in-the-Eyes.




Abstract:Multimodal Large Language Models (MLLMs) have achieved impressive performance and have been put into practical use in commercial applications, but they still have potential safety mechanism vulnerabilities. Jailbreak attacks are red teaming methods that aim to bypass safety mechanisms and discover MLLMs' potential risks. Existing MLLMs' jailbreak methods often bypass the model's safety mechanism through complex optimization methods or carefully designed image and text prompts. Despite achieving some progress, they have a low attack success rate on commercial closed-source MLLMs. Unlike previous research, we empirically find that there exists a Shuffle Inconsistency between MLLMs' comprehension ability and safety ability for the shuffled harmful instruction. That is, from the perspective of comprehension ability, MLLMs can understand the shuffled harmful text-image instructions well. However, they can be easily bypassed by the shuffled harmful instructions from the perspective of safety ability, leading to harmful responses. Then we innovatively propose a text-image jailbreak attack named SI-Attack. Specifically, to fully utilize the Shuffle Inconsistency and overcome the shuffle randomness, we apply a query-based black-box optimization method to select the most harmful shuffled inputs based on the feedback of the toxic judge model. A series of experiments show that SI-Attack can improve the attack's performance on three benchmarks. In particular, SI-Attack can obviously improve the attack success rate for commercial MLLMs such as GPT-4o or Claude-3.5-Sonnet.




Abstract:Large Language Models (LLMs) demonstrate outstanding performance in their reservoir of knowledge and understanding capabilities, but they have also been shown to be prone to illegal or unethical reactions when subjected to jailbreak attacks. To ensure their responsible deployment in critical applications, it is crucial to understand the safety capabilities and vulnerabilities of LLMs. Previous works mainly focus on jailbreak in single-round dialogue, overlooking the potential jailbreak risks in multi-round dialogues, which are a vital way humans interact with and extract information from LLMs. Some studies have increasingly concentrated on the risks associated with jailbreak in multi-round dialogues. These efforts typically involve the use of manually crafted templates or prompt engineering techniques. However, due to the inherent complexity of multi-round dialogues, their jailbreak performance is limited. To solve this problem, we propose a novel multi-round dialogue jailbreaking agent, emphasizing the importance of stealthiness in identifying and mitigating potential threats to human values posed by LLMs. We propose a risk decomposition strategy that distributes risks across multiple rounds of queries and utilizes psychological strategies to enhance attack strength. Extensive experiments show that our proposed method surpasses other attack methods and achieves state-of-the-art attack success rate. We will make the corresponding code and dataset available for future research. The code will be released soon.