Granite Guardian

We introduce the Granite Guardian models, a suite of safeguards designed to provide risk detection for prompts and responses, enabling safe and responsible use in combination with any large language model (LLM). These models offer comprehensive coverage across multiple risk dimensions, including social bias, profanity, violence, sexual content, unethical behavior, jailbreaking, and hallucination-related risks such as context relevance, groundedness, and answer relevance for retrieval-augmented generation (RAG). Trained on a unique dataset combining human annotations from diverse sources and synthetic data, Granite Guardian models address risks typically overlooked by traditional risk detection models, such as jailbreaks and RAG-specific issues. With AUC scores of 0.871 and 0.854 on harmful content and RAG-hallucination-related benchmarks respectively, Granite Guardian is the most generalizable and competitive model available in the space. Released as open-source, Granite Guardian aims to promote responsible AI development across the community. https://github.com/ibm-granite/granite-guardian

HarmLevelBench: Evaluating Harm-Level Compliance and the Impact of Quantization on Model Alignment

With the introduction of the transformers architecture, LLMs have revolutionized the NLP field with ever more powerful models. Nevertheless, their development came up with several challenges. The exponential growth in computational power and reasoning capabilities of language models has heightened concerns about their security. As models become more powerful, ensuring their safety has become a crucial focus in research. This paper aims to address gaps in the current literature on jailbreaking techniques and the evaluation of LLM vulnerabilities. Our contributions include the creation of a novel dataset designed to assess the harmfulness of model outputs across multiple harm levels, as well as a focus on fine-grained harm-level analysis. Using this framework, we provide a comprehensive benchmark of state-of-the-art jailbreaking attacks, specifically targeting the Vicuna 13B v1.5 model. Additionally, we examine how quantization techniques, such as AWQ and GPTQ, influence the alignment and robustness of models, revealing trade-offs between enhanced robustness with regards to transfer attacks and potential increases in vulnerability on direct ones. This study aims to demonstrate the influence of harmful input queries on the complexity of jailbreaking techniques, as well as to deepen our understanding of LLM vulnerabilities and improve methods for assessing model robustness when confronted with harmful content, particularly in the context of compression strategies.

Assessing the Impact of Packing on Machine Learning-Based Malware Detection and Classification Systems

The proliferation of malware, particularly through the use of packing, presents a significant challenge to static analysis and signature-based malware detection techniques. The application of packing to the original executable code renders extracting meaningful features and signatures challenging. To deal with the increasing amount of malware in the wild, researchers and anti-malware companies started harnessing machine learning capabilities with very promising results. However, little is known about the effects of packing on static machine learning-based malware detection and classification systems. This work addresses this gap by investigating the impact of packing on the performance of static machine learning-based models used for malware detection and classification, with a particular focus on those using visualisation techniques. To this end, we present a comprehensive analysis of various packing techniques and their effects on the performance of machine learning-based detectors and classifiers. Our findings highlight the limitations of current static detection and classification systems and underscore the need to be proactive to effectively counteract the evolving tactics of malware authors.

Towards Assurance of LLM Adversarial Robustness using Ontology-Driven Argumentation

Despite the impressive adaptability of large language models (LLMs), challenges remain in ensuring their security, transparency, and interpretability. Given their susceptibility to adversarial attacks, LLMs need to be defended with an evolving combination of adversarial training and guardrails. However, managing the implicit and heterogeneous knowledge for continuously assuring robustness is difficult. We introduce a novel approach for assurance of the adversarial robustness of LLMs based on formal argumentation. Using ontologies for formalization, we structure state-of-the-art attacks and defenses, facilitating the creation of a human-readable assurance case, and a machine-readable representation. We demonstrate its application with examples in English language and code translation tasks, and provide implications for theory and practice, by targeting engineers, data scientists, users, and auditors.

Knowledge-Augmented Reasoning for EUAIA Compliance and Adversarial Robustness of LLMs

The EU AI Act (EUAIA) introduces requirements for AI systems which intersect with the processes required to establish adversarial robustness. However, given the ambiguous language of regulation and the dynamicity of adversarial attacks, developers of systems with highly complex models such as LLMs may find their effort to be duplicated without the assurance of having achieved either compliance or robustness. This paper presents a functional architecture that focuses on bridging the two properties, by introducing components with clear reference to their source. Taking the detection layer recommended by the literature, and the reporting layer required by the law, we aim to support developers and auditors with a reasoning layer based on knowledge augmentation (rules, assurance cases, contextual mappings). Our findings demonstrate a novel direction for ensuring LLMs deployed in the EU are both compliant and adversarially robust, which underpin trustworthiness.

Developing Assurance Cases for Adversarial Robustness and Regulatory Compliance in LLMs

This paper presents an approach to developing assurance cases for adversarial robustness and regulatory compliance in large language models (LLMs). Focusing on both natural and code language tasks, we explore the vulnerabilities these models face, including adversarial attacks based on jailbreaking, heuristics, and randomization. We propose a layered framework incorporating guardrails at various stages of LLM deployment, aimed at mitigating these attacks and ensuring compliance with the EU AI Act. Our approach includes a meta-layer for dynamic risk management and reasoning, crucial for addressing the evolving nature of LLM vulnerabilities. We illustrate our method with two exemplary assurance cases, highlighting how different contexts demand tailored strategies to ensure robust and compliant AI systems.

Towards Assuring EU AI Act Compliance and Adversarial Robustness of LLMs

Large language models are prone to misuse and vulnerable to security threats, raising significant safety and security concerns. The European Union's Artificial Intelligence Act seeks to enforce AI robustness in certain contexts, but faces implementation challenges due to the lack of standards, complexity of LLMs and emerging security vulnerabilities. Our research introduces a framework using ontologies, assurance cases, and factsheets to support engineers and stakeholders in understanding and documenting AI system compliance and security regarding adversarial robustness. This approach aims to ensure that LLMs adhere to regulatory standards and are equipped to counter potential threats.

MoJE: Mixture of Jailbreak Experts, Naive Tabular Classifiers as Guard for Prompt Attacks

The proliferation of Large Language Models (LLMs) in diverse applications underscores the pressing need for robust security measures to thwart potential jailbreak attacks. These attacks exploit vulnerabilities within LLMs, endanger data integrity and user privacy. Guardrails serve as crucial protective mechanisms against such threats, but existing models often fall short in terms of both detection accuracy, and computational efficiency. This paper advocates for the significance of jailbreak attack prevention on LLMs, and emphasises the role of input guardrails in safeguarding these models. We introduce MoJE (Mixture of Jailbreak Expert), a novel guardrail architecture designed to surpass current limitations in existing state-of-the-art guardrails. By employing simple linguistic statistical techniques, MoJE excels in detecting jailbreak attacks while maintaining minimal computational overhead during model inference. Through rigorous experimentation, MoJE demonstrates superior performance capable of detecting 90% of the attacks without compromising benign prompts, enhancing LLMs security against jailbreak attacks.

Certified Adversarial Robustness of Machine Learning-based Malware Detectors via (De)Randomized Smoothing

Deep learning-based malware detection systems are vulnerable to adversarial EXEmples - carefully-crafted malicious programs that evade detection with minimal perturbation. As such, the community is dedicating effort to develop mechanisms to defend against adversarial EXEmples. However, current randomized smoothing-based defenses are still vulnerable to attacks that inject blocks of adversarial content. In this paper, we introduce a certifiable defense against patch attacks that guarantees, for a given executable and an adversarial patch size, no adversarial EXEmple exist. Our method is inspired by (de)randomized smoothing which provides deterministic robustness certificates. During training, a base classifier is trained using subsets of continguous bytes. At inference time, our defense splits the executable into non-overlapping chunks, classifies each chunk independently, and computes the final prediction through majority voting to minimize the influence of injected content. Furthermore, we introduce a preprocessing step that fixes the size of the sections and headers to a multiple of the chunk size. As a consequence, the injected content is confined to an integer number of chunks without tampering the other chunks containing the real bytes of the input examples, allowing us to extend our certified robustness guarantees to content insertion attacks. We perform an extensive ablation study, by comparing our defense with randomized smoothing-based defenses against a plethora of content manipulation attacks and neural network architectures. Results show that our method exhibits unmatched robustness against strong content-insertion attacks, outperforming randomized smoothing-based defenses in the literature.

A Robust Defense against Adversarial Attacks on Deep Learning-based Malware Detectors via (De)Randomized Smoothing

Deep learning-based malware detectors have been shown to be susceptible to adversarial malware examples, i.e. malware examples that have been deliberately manipulated in order to avoid detection. In light of the vulnerability of deep learning detectors to subtle input file modifications, we propose a practical defense against adversarial malware examples inspired by (de)randomized smoothing. In this work, we reduce the chances of sampling adversarial content injected by malware authors by selecting correlated subsets of bytes, rather than using Gaussian noise to randomize inputs like in the Computer Vision (CV) domain. During training, our ablation-based smoothing scheme trains a base classifier to make classifications on a subset of contiguous bytes or chunk of bytes. At test time, a large number of chunks are then classified by a base classifier and the consensus among these classifications is then reported as the final prediction. We propose two strategies to determine the location of the chunks used for classification: (1) randomly selecting the locations of the chunks and (2) selecting contiguous adjacent chunks. To showcase the effectiveness of our approach, we have trained two classifiers with our chunk-based ablation schemes on the BODMAS dataset. Our findings reveal that the chunk-based smoothing classifiers exhibit greater resilience against adversarial malware examples generated with state-of-the-are evasion attacks, outperforming a non-smoothed classifier and a randomized smoothing-based classifier by a great margin.