Privacy-Preserving Retrieval Augmented Generation with Differential Privacy

With the recent remarkable advancement of large language models (LLMs), there has been a growing interest in utilizing them in the domains with highly sensitive data that lies outside their training data. For this purpose, retrieval augmented generation (RAG) is particularly effective -- it assists LLMs by directly providing relevant information from the external knowledge sources. However, without extra privacy safeguards, RAG outputs risk leaking sensitive information from the external data source. In this work, we explore RAG under differential privacy (DP), a formal guarantee of data privacy. The main challenge with differentially private RAG is how to generate long accurate answers within a moderate privacy budget. We address this by proposing an algorithm that smartly spends privacy budget only for the tokens that require the sensitive information and uses the non-private LLM for other tokens. Our extensive empirical evaluations reveal that our algorithm outperforms the non-RAG baseline under a reasonable privacy budget of $\epsilon\approx 10$ across different models and datasets.

Evaluating Deep Unlearning in Large Language Models

Machine unlearning is a key requirement of many data protection regulations such as GDPR. Prior work on unlearning has mostly considered superficial unlearning tasks where a single or a few related pieces of information are required to be removed. However, the task of unlearning a fact is much more challenging in recent large language models (LLMs), because the facts in LLMs can be deduced from each other. In this work, we investigate whether current unlearning methods for LLMs succeed beyond superficial unlearning of facts. Specifically, we formally propose a framework and a definition for deep unlearning facts that are interrelated. We design the metric, recall, to quantify the extent of deep unlearning. To systematically evaluate deep unlearning, we construct a synthetic dataset EDU-RELAT, which consists of a synthetic knowledge base of family relationships and biographies, together with a realistic logical rule set that connects them. We use this dataset to test four unlearning methods in four LLMs at different sizes. Our findings reveal that in the task of deep unlearning only a single fact, they either fail to properly unlearn with high recall, or end up unlearning many other irrelevant facts. Our dataset and code are publicly available at: https://github.com/wrh14/deep_unlearning.

Influence-based Attributions can be Manipulated

Influence Functions are a standard tool for attributing predictions to training data in a principled manner and are widely used in applications such as data valuation and fairness. In this work, we present realistic incentives to manipulate influencebased attributions and investigate whether these attributions can be systematically tampered by an adversary. We show that this is indeed possible and provide efficient attacks with backward-friendly implementations. Our work raises questions on the reliability of influence-based attributions under adversarial circumstances.

On Speeding Up Language Model Evaluation

Large language models (LLMs) currently dominate the field of natural language processing (NLP), representing the state-of-the-art across a diverse array of tasks. Developing a model of this nature, from training to inference, requires making numerous decisions which define a combinatorial search problem. For example, selecting the optimal pre-trained LLM, prompt, or hyperparameters to attain the best performance for a task often requires evaluating multiple candidates on an entire test set. This exhaustive evaluation can be time-consuming and costly, as both inference and metric computation with LLMs are resource-intensive. In this paper, we address the challenge of identifying the best method within a limited budget for evaluating methods on test examples. By leveraging the well-studied multi-armed bandit framework, which sequentially selects the next method-example pair to evaluate, our approach, combining multi-armed bandit algorithms with low-rank factorization, significantly reduces the required resources. Experiments show that our algorithms can identify the top-performing method using only 5-15\% of the typically needed resources, resulting in an 85-95\% reduction in cost.

Large Scale Knowledge Washing

Large language models show impressive abilities in memorizing world knowledge, which leads to concerns regarding memorization of private information, toxic or sensitive knowledge, and copyrighted content. We introduce the problem of Large Scale Knowledge Washing, focusing on unlearning an extensive amount of factual knowledge. Previous unlearning methods usually define the reverse loss and update the model via backpropagation, which may affect the model's fluency and reasoning ability or even destroy the model due to extensive training with the reverse loss. Existing works introduce additional data from downstream tasks to prevent the model from losing capabilities, which requires downstream task awareness. Controlling the tradeoff of unlearning and maintaining existing capabilities is also challenging. To this end, we propose LAW (Large Scale Washing) to update the MLP layers in decoder-only large language models to perform knowledge washing, as inspired by model editing methods and based on the hypothesis that knowledge and reasoning are disentanglable. We derive a new objective with the knowledge to be unlearned to update the weights of certain MLP layers. Experimental results demonstrate the effectiveness of LAW in forgetting target knowledge while maintaining reasoning ability. The code will be open-sourced at https://github.com/wangyu-ustc/LargeScaleWashing.

Better Membership Inference Privacy Measurement through Discrepancy

Membership Inference Attacks have emerged as a dominant method for empirically measuring privacy leakage from machine learning models. Here, privacy is measured by the {\em{advantage}} or gap between a score or a function computed on the training and the test data. A major barrier to the practical deployment of these attacks is that they do not scale to large well-generalized models -- either the advantage is relatively low, or the attack involves training multiple models which is highly compute-intensive. In this work, inspired by discrepancy theory, we propose a new empirical privacy metric that is an upper bound on the advantage of a family of membership inference attacks. We show that this metric does not involve training multiple models, can be applied to large Imagenet classification models in-the-wild, and has higher advantage than existing metrics on models trained with more recent and sophisticated training recipes. Motivated by our empirical results, we also propose new membership inference attacks tailored to these training losses.

Online Feature Updates Improve Online (Generalized) Label Shift Adaptation

This paper addresses the prevalent issue of label shift in an online setting with missing labels, where data distributions change over time and obtaining timely labels is challenging. While existing methods primarily focus on adjusting or updating the final layer of a pre-trained classifier, we explore the untapped potential of enhancing feature representations using unlabeled data at test-time. Our novel method, Online Label Shift adaptation with Online Feature Updates (OLS-OFU), leverages self-supervised learning to refine the feature extraction process, thereby improving the prediction model. Theoretical analyses confirm that OLS-OFU reduces algorithmic regret by capitalizing on self-supervised learning for feature refinement. Empirical studies on various datasets, under both online label shift and generalized label shift conditions, underscore the effectiveness and robustness of OLS-OFU, especially in cases of domain shifts.

Learning to Invert: Simple Adaptive Attacks for Gradient Inversion in Federated Learning

Gradient inversion attack enables recovery of training samples from model updates in federated learning (FL) and constitutes a serious threat to data privacy. To mitigate this vulnerability, prior work proposed both principled defenses based on differential privacy, as well as heuristic defenses based on gradient compression as countermeasures. These defenses have so far been very effective, in particular those based on gradient compression that allow the model to maintain high accuracy while greatly reducing the attack's effectiveness. In this work, we argue that such findings do not accurately reflect the privacy risk in FL, and show that existing defenses can be broken by a simple adaptive attack that trains a model using auxiliary data to learn how to invert gradients on both vision and language tasks.

Differentially Private Multi-Party Data Release for Linear Regression

Differentially Private (DP) data release is a promising technique to disseminate data without compromising the privacy of data subjects. However the majority of prior work has focused on scenarios where a single party owns all the data. In this paper we focus on the multi-party setting, where different stakeholders own disjoint sets of attributes belonging to the same group of data subjects. Within the context of linear regression that allow all parties to train models on the complete data without the ability to infer private attributes or identities of individuals, we start with directly applying Gaussian mechanism and show it has the small eigenvalue problem. We further propose our novel method and prove it asymptotically converges to the optimal (non-private) solutions with increasing dataset size. We substantiate the theoretical results through experiments on both artificial and real-world datasets.

Does Label Differential Privacy Prevent Label Inference Attacks?

Label differential privacy (LDP) is a popular framework for training private ML models on datasets with public features and sensitive private labels. Despite its rigorous privacy guarantee, it has been observed that in practice LDP does not preclude label inference attacks (LIAs): Models trained with LDP can be evaluated on the public training features to recover, with high accuracy, the very private labels that it was designed to protect. In this work, we argue that this phenomenon is not paradoxical and that LDP merely limits the advantage of an LIA adversary compared to predicting training labels using the Bayes classifier. At LDP $\epsilon=0$ this advantage is zero, hence the optimal attack is to predict according to the Bayes classifier and is independent of the training labels. Finally, we empirically demonstrate that our result closely captures the behavior of simulated attacks on both synthetic and real world datasets.