LLM Internal States Reveal Hallucination Risk Faced With a Query

The hallucination problem of Large Language Models (LLMs) significantly limits their reliability and trustworthiness. Humans have a self-awareness process that allows us to recognize what we don't know when faced with queries. Inspired by this, our paper investigates whether LLMs can estimate their own hallucination risk before response generation. We analyze the internal mechanisms of LLMs broadly both in terms of training data sources and across 15 diverse Natural Language Generation (NLG) tasks, spanning over 700 datasets. Our empirical analysis reveals two key insights: (1) LLM internal states indicate whether they have seen the query in training data or not; and (2) LLM internal states show they are likely to hallucinate or not regarding the query. Our study explores particular neurons, activation layers, and tokens that play a crucial role in the LLM perception of uncertainty and hallucination risk. By a probing estimator, we leverage LLM self-assessment, achieving an average hallucination estimation accuracy of 84.32\% at run time.

Belief Revision: The Adaptability of Large Language Models Reasoning

The capability to reason from text is crucial for real-world NLP applications. Real-world scenarios often involve incomplete or evolving data. In response, individuals update their beliefs and understandings accordingly. However, most existing evaluations assume that language models (LMs) operate with consistent information. We introduce Belief-R, a new dataset designed to test LMs' belief revision ability when presented with new evidence. Inspired by how humans suppress prior inferences, this task assesses LMs within the newly proposed delta reasoning ($\Delta R$) framework. Belief-R features sequences of premises designed to simulate scenarios where additional information could necessitate prior conclusions drawn by LMs. We evaluate $\sim$30 LMs across diverse prompting strategies and found that LMs generally struggle to appropriately revise their beliefs in response to new information. Further, models adept at updating often underperformed in scenarios without necessary updates, highlighting a critical trade-off. These insights underscore the importance of improving LMs' adaptiveness to changing information, a step toward more reliable AI systems.

The Pyramid of Captions

We introduce a formal information-theoretic framework for image captioning by regarding it as a representation learning task. Our framework defines three key objectives: task sufficiency, minimal redundancy, and human interpretability. Building upon this foundation, we propose a novel Pyramid of Captions (PoCa) method, which constructs caption pyramids by generating localized captions for zoomed-in image patches and integrating them with global caption information using large language models. This approach leverages intuition that the detailed examination of local patches can reduce error risks and address inaccuracies in global captions, either by correcting the hallucination or adding missing details. Based on our theoretical framework, we formalize this intuition and provide formal proof demonstrating the effectiveness of PoCa under certain assumptions. Empirical tests with various image captioning models and large language models show that PoCa consistently yields more informative and semantically aligned captions, maintaining brevity and interpretability.

High-Dimension Human Value Representation in Large Language Models

The widespread application of Large Language Models (LLMs) across various tasks and fields has necessitated the alignment of these models with human values and preferences. Given various approaches of human value alignment, ranging from Reinforcement Learning with Human Feedback (RLHF), to constitutional learning, etc. there is an urgent need to understand the scope and nature of human values injected into these models before their release. There is also a need for model alignment without a costly large scale human annotation effort. We propose UniVaR, a high-dimensional representation of human value distributions in LLMs, orthogonal to model architecture and training data. Trained from the value-relevant output of eight multilingual LLMs and tested on the output from four multilingual LLMs, namely LlaMA2, ChatGPT, JAIS and Yi, we show that UniVaR is a powerful tool to compare the distribution of human values embedded in different LLMs with different langauge sources. Through UniVaR, we explore how different LLMs prioritize various values in different languages and cultures, shedding light on the complex interplay between human values and language modeling.

Cendol: Open Instruction-tuned Generative Large Language Models for Indonesian Languages

Large language models (LLMs) show remarkable human-like capability in various domains and languages. However, a notable quality gap arises in low-resource languages, e.g., Indonesian indigenous languages, rendering them ineffective and inefficient in such linguistic contexts. To bridge this quality gap, we introduce Cendol, a collection of Indonesian LLMs encompassing both decoder-only and encoder-decoder architectures across a range of model sizes. We highlight Cendol's effectiveness across a diverse array of tasks, attaining 20% improvement, and demonstrate its capability to generalize to unseen tasks and indigenous languages of Indonesia. Furthermore, Cendol models showcase improved human favorability despite their limitations in capturing indigenous knowledge and cultural values in Indonesia. In addition, we discuss the shortcomings of parameter-efficient tunings, such as LoRA, for language adaptation. Alternatively, we propose the usage of vocabulary adaptation to enhance efficiency. Lastly, we evaluate the safety of Cendol and showcase that safety in pre-training in one language such as English is transferable to low-resource languages, such as Indonesian, even without RLHF and safety fine-tuning.

LLMs Are Few-Shot In-Context Low-Resource Language Learners

In-context learning (ICL) empowers large language models (LLMs) to perform diverse tasks in underrepresented languages using only short in-context information, offering a crucial avenue for narrowing the gap between high-resource and low-resource languages. Nonetheless, there is only a handful of works explored ICL for low-resource languages with most of them focusing on relatively high-resource languages, such as French and Spanish. In this work, we extensively study ICL and its cross-lingual variation (X-ICL) on 25 low-resource and 7 relatively higher-resource languages. Our study not only assesses the effectiveness of ICL with LLMs in low-resource languages but also identifies the shortcomings of in-context label alignment, and introduces a more effective alternative: query alignment. Moreover, we provide valuable insights into various facets of ICL for low-resource languages. Our study concludes the significance of few-shot in-context information on enhancing the low-resource understanding quality of LLMs through semantically relevant information by closing the language gap in the target language and aligning the semantics between the targeted low-resource and the high-resource language that the model is proficient in. Our work highlights the importance of advancing ICL research, particularly for low-resource languages.

Measuring Political Bias in Large Language Models: What Is Said and How It Is Said

We propose to measure political bias in LLMs by analyzing both the content and style of their generated content regarding political issues. Existing benchmarks and measures focus on gender and racial biases. However, political bias exists in LLMs and can lead to polarization and other harms in downstream applications. In order to provide transparency to users, we advocate that there should be fine-grained and explainable measures of political biases generated by LLMs. Our proposed measure looks at different political issues such as reproductive rights and climate change, at both the content (the substance of the generation) and the style (the lexical polarity) of such bias. We measured the political bias in eleven open-sourced LLMs and showed that our proposed framework is easily scalable to other topics and is explainable.

Subobject-level Image Tokenization

Transformer-based vision models typically tokenize images into fixed-size square patches as input units, which lacks the adaptability to image content and overlooks the inherent pixel grouping structure. Inspired by the subword tokenization widely adopted in language models, we propose an image tokenizer at a subobject level, where the subobjects are represented by semantically meaningful image segments obtained by segmentation models (e.g., segment anything models). To implement a learning system based on subobject tokenization, we first introduced a Sequence-to-sequence AutoEncoder (SeqAE) to compress subobject segments of varying sizes and shapes into compact embedding vectors, then fed the subobject embeddings into a large language model for vision language learning. Empirical results demonstrated that our subobject-level tokenization significantly facilitates efficient learning of translating images into object and attribute descriptions compared to the traditional patch-level tokenization. Codes and models will be open-sourced at https://github.com/ChenDelong1999/subobjects.

RoAST: Robustifying Language Models via Adversarial Perturbation with Selective Training

Fine-tuning pre-trained language models (LMs) has become the de facto standard in many NLP tasks. Nevertheless, fine-tuned LMs are still prone to robustness issues, such as adversarial robustness and model calibration. Several perspectives of robustness for LMs have been studied independently, but lacking a unified consideration in multiple perspectives. In this paper, we propose Robustifying LMs via Adversarial perturbation with Selective Training (RoAST), a simple yet effective fine-tuning technique to enhance the multi-perspective robustness of LMs in a unified way. RoAST effectively incorporates two important sources for the model robustness, robustness on the perturbed inputs and generalizable knowledge in pre-trained LMs. To be specific, RoAST introduces adversarial perturbation during fine-tuning while the model parameters are selectively updated upon their relative importance to minimize unnecessary deviation. Under a unified evaluation of fine-tuned LMs by incorporating four representative perspectives of model robustness, we demonstrate the effectiveness of RoAST compared to state-of-the-art fine-tuning methods on six different types of LMs, which indicates its usefulness in practice.

IndoRobusta: Towards Robustness Against Diverse Code-Mixed Indonesian Local Languages

Significant progress has been made on Indonesian NLP. Nevertheless, exploration of the code-mixing phenomenon in Indonesian is limited, despite many languages being frequently mixed with Indonesian in daily conversation. In this work, we explore code-mixing in Indonesian with four embedded languages, i.e., English, Sundanese, Javanese, and Malay; and introduce IndoRobusta, a framework to evaluate and improve the code-mixing robustness. Our analysis shows that the pre-training corpus bias affects the model's ability to better handle Indonesian-English code-mixing when compared to other local languages, despite having higher language diversity.