FLAG: Financial Long Document Classification via AMR-based GNN

The advent of large language models (LLMs) has initiated much research into their various financial applications. However, in applying LLMs on long documents, semantic relations are not explicitly incorporated, and a full or arbitrarily sparse attention operation is employed. In recent years, progress has been made in Abstract Meaning Representation (AMR), which is a graph-based representation of text to preserve its semantic relations. Since AMR can represent semantic relationships at a deeper level, it can be beneficially utilized by graph neural networks (GNNs) for constructing effective document-level graph representations built upon LLM embeddings to predict target metrics in the financial domain. We propose FLAG: Financial Long document classification via AMR-based GNN, an AMR graph based framework to generate document-level embeddings for long financial document classification. We construct document-level graphs from sentence-level AMR graphs, endow them with specialized LLM word embeddings in the financial domain, apply a deep learning mechanism that utilizes a GNN, and examine the efficacy of our AMR-based approach in predicting labeled target data from long financial documents. Extensive experiments are conducted on a dataset of quarterly earnings calls transcripts of companies in various sectors of the economy, as well as on a corpus of more recent earnings calls of companies in the S&P 1500 Composite Index. We find that our AMR-based approach outperforms fine-tuning LLMs directly on text in predicting stock price movement trends at different time horizons in both datasets. Our work also outperforms previous work utilizing document graphs and GNNs for text classification.

Replacing Paths with Connection-Biased Attention for Knowledge Graph Completion

Knowledge graph (KG) completion aims to identify additional facts that can be inferred from the existing facts in the KG. Recent developments in this field have explored this task in the inductive setting, where at test time one sees entities that were not present during training; the most performant models in the inductive setting have employed path encoding modules in addition to standard subgraph encoding modules. This work similarly focuses on KG completion in the inductive setting, without the explicit use of path encodings, which can be time-consuming and introduces several hyperparameters that require costly hyperparameter optimization. Our approach uses a Transformer-based subgraph encoding module only; we introduce connection-biased attention and entity role embeddings into the subgraph encoding module to eliminate the need for an expensive and time-consuming path encoding module. Evaluations on standard inductive KG completion benchmark datasets demonstrate that our Connection-Biased Link Prediction (CBLiP) model has superior performance to models that do not use path information. Compared to models that utilize path information, CBLiP shows competitive or superior performance while being faster. Additionally, to show that the effectiveness of connection-biased attention and entity role embeddings also holds in the transductive setting, we compare CBLiP's performance on the relation prediction task in the transductive setting.

LLaVA-Chef: A Multi-modal Generative Model for Food Recipes

In the rapidly evolving landscape of online recipe sharing within a globalized context, there has been a notable surge in research towards comprehending and generating food recipes. Recent advancements in large language models (LLMs) like GPT-2 and LLaVA have paved the way for Natural Language Processing (NLP) approaches to delve deeper into various facets of food-related tasks, encompassing ingredient recognition and comprehensive recipe generation. Despite impressive performance and multi-modal adaptability of LLMs, domain-specific training remains paramount for their effective application. This work evaluates existing LLMs for recipe generation and proposes LLaVA-Chef, a novel model trained on a curated dataset of diverse recipe prompts in a multi-stage approach. First, we refine the mapping of visual food image embeddings to the language space. Second, we adapt LLaVA to the food domain by fine-tuning it on relevant recipe data. Third, we utilize diverse prompts to enhance the model's recipe comprehension. Finally, we improve the linguistic quality of generated recipes by penalizing the model with a custom loss function. LLaVA-Chef demonstrates impressive improvements over pretrained LLMs and prior works. A detailed qualitative analysis reveals that LLaVA-Chef generates more detailed recipes with precise ingredient mentions, compared to existing approaches.

Triplet Interaction Improves Graph Transformers: Accurate Molecular Graph Learning with Triplet Graph Transformers

Graph transformers typically lack direct pair-to-pair communication, instead forcing neighboring pairs to exchange information via a common node. We propose the Triplet Graph Transformer (TGT) that enables direct communication between two neighboring pairs in a graph via novel triplet attention and aggregation mechanisms. TGT is applied to molecular property prediction by first predicting interatomic distances from 2D graphs and then using these distances for downstream tasks. A novel three-stage training procedure and stochastic inference further improve training efficiency and model performance. Our model achieves new state-of-the-art (SOTA) results on open challenge benchmarks PCQM4Mv2 and OC20 IS2RE. We also obtain SOTA results on QM9, MOLPCBA, and LIT-PCBA molecular property prediction benchmarks via transfer learning. We also demonstrate the generality of TGT with SOTA results on the traveling salesman problem (TSP).

End-to-end Differentiable Clustering with Associative Memories

Clustering is a widely used unsupervised learning technique involving an intensive discrete optimization problem. Associative Memory models or AMs are differentiable neural networks defining a recursive dynamical system, which have been integrated with various deep learning architectures. We uncover a novel connection between the AM dynamics and the inherent discrete assignment necessary in clustering to propose a novel unconstrained continuous relaxation of the discrete clustering problem, enabling end-to-end differentiable clustering with AM, dubbed ClAM. Leveraging the pattern completion ability of AMs, we further develop a novel self-supervised clustering loss. Our evaluations on varied datasets demonstrate that ClAM benefits from the self-supervision, and significantly improves upon both the traditional Lloyd's k-means algorithm, and more recent continuous clustering relaxations (by upto 60% in terms of the Silhouette Coefficient).

The Information Pathways Hypothesis: Transformers are Dynamic Self-Ensembles

Transformers use the dense self-attention mechanism which gives a lot of flexibility for long-range connectivity. Over multiple layers of a deep transformer, the number of possible connectivity patterns increases exponentially. However, very few of these contribute to the performance of the network, and even fewer are essential. We hypothesize that there are sparsely connected sub-networks within a transformer, called information pathways which can be trained independently. However, the dynamic (i.e., input-dependent) nature of these pathways makes it difficult to prune dense self-attention during training. But the overall distribution of these pathways is often predictable. We take advantage of this fact to propose Stochastically Subsampled self-Attention (SSA) - a general-purpose training strategy for transformers that can reduce both the memory and computational cost of self-attention by 4 to 8 times during training while also serving as a regularization method - improving generalization over dense training. We show that an ensemble of sub-models can be formed from the subsampled pathways within a network, which can achieve better performance than its densely attended counterpart. We perform experiments on a variety of NLP, computer vision and graph learning tasks in both generative and discriminative settings to provide empirical evidence for our claims and show the effectiveness of the proposed method.

GVdoc: Graph-based Visual Document Classification

The robustness of a model for real-world deployment is decided by how well it performs on unseen data and distinguishes between in-domain and out-of-domain samples. Visual document classifiers have shown impressive performance on in-distribution test sets. However, they tend to have a hard time correctly classifying and differentiating out-of-distribution examples. Image-based classifiers lack the text component, whereas multi-modality transformer-based models face the token serialization problem in visual documents due to their diverse layouts. They also require a lot of computing power during inference, making them impractical for many real-world applications. We propose, GVdoc, a graph-based document classification model that addresses both of these challenges. Our approach generates a document graph based on its layout, and then trains a graph neural network to learn node and graph embeddings. Through experiments, we show that our model, even with fewer parameters, outperforms state-of-the-art models on out-of-distribution data while retaining comparable performance on the in-distribution test set.

Energy Transformer

Transformers have become the de facto models of choice in machine learning, typically leading to impressive performance on many applications. At the same time, the architectural development in the transformer world is mostly driven by empirical findings, and the theoretical understanding of their architectural building blocks is rather limited. In contrast, Dense Associative Memory models or Modern Hopfield Networks have a well-established theoretical foundation, but have not yet demonstrated truly impressive practical results. We propose a transformer architecture that replaces the sequence of feedforward transformer blocks with a single large Associative Memory model. Our novel architecture, called Energy Transformer (or ET for short), has many of the familiar architectural primitives that are often used in the current generation of transformers. However, it is not identical to the existing architectures. The sequence of transformer layers in ET is purposely designed to minimize a specifically engineered energy function, which is responsible for representing the relationships between the tokens. As a consequence of this computational principle, the attention in ET is different from the conventional attention mechanism. In this work, we introduce the theoretical foundations of ET, explore it's empirical capabilities using the image completion task, and obtain strong quantitative results on the graph anomaly detection task.

Associative Learning for Network Embedding

The network embedding task is to represent the node in the network as a low-dimensional vector while incorporating the topological and structural information. Most existing approaches solve this problem by factorizing a proximity matrix, either directly or implicitly. In this work, we introduce a network embedding method from a new perspective, which leverages Modern Hopfield Networks (MHN) for associative learning. Our network learns associations between the content of each node and that node's neighbors. These associations serve as memories in the MHN. The recurrent dynamics of the network make it possible to recover the masked node, given that node's neighbors. Our proposed method is evaluated on different downstream tasks such as node classification and linkage prediction. The results show competitive performance compared to the common matrix factorization techniques and deep learning based methods.

Towards Neural Numeric-To-Text Generation From Temporal Personal Health Data

With an increased interest in the production of personal health technologies designed to track user data (e.g., nutrient intake, step counts), there is now more opportunity than ever to surface meaningful behavioral insights to everyday users in the form of natural language. This knowledge can increase their behavioral awareness and allow them to take action to meet their health goals. It can also bridge the gap between the vast collection of personal health data and the summary generation required to describe an individual's behavioral tendencies. Previous work has focused on rule-based time-series data summarization methods designed to generate natural language summaries of interesting patterns found within temporal personal health data. We examine recurrent, convolutional, and Transformer-based encoder-decoder models to automatically generate natural language summaries from numeric temporal personal health data. We showcase the effectiveness of our models on real user health data logged in MyFitnessPal and show that we can automatically generate high-quality natural language summaries. Our work serves as a first step towards the ambitious goal of automatically generating novel and meaningful temporal summaries from personal health data.