Hard to Explain: On the Computational Hardness of In-Distribution Model Interpretation

The ability to interpret Machine Learning (ML) models is becoming increasingly essential. However, despite significant progress in the field, there remains a lack of rigorous characterization regarding the innate interpretability of different models. In an attempt to bridge this gap, recent work has demonstrated that it is possible to formally assess interpretability by studying the computational complexity of explaining the decisions of various models. In this setting, if explanations for a particular model can be obtained efficiently, the model is considered interpretable (since it can be explained ``easily''). However, if generating explanations over an ML model is computationally intractable, it is considered uninterpretable. Prior research identified two key factors that influence the complexity of interpreting an ML model: (i) the type of the model (e.g., neural networks, decision trees, etc.); and (ii) the form of explanation (e.g., contrastive explanations, Shapley values, etc.). In this work, we claim that a third, important factor must also be considered for this analysis -- the underlying distribution over which the explanation is obtained. Considering the underlying distribution is key in avoiding explanations that are socially misaligned, i.e., convey information that is biased and unhelpful to users. We demonstrate the significant influence of the underlying distribution on the resulting overall interpretation complexity, in two settings: (i) prediction models paired with an external out-of-distribution (OOD) detector; and (ii) prediction models designed to inherently generate socially aligned explanations. Our findings prove that the expressiveness of the distribution can significantly influence the overall complexity of interpretation, and identify essential prerequisites that a model must possess to generate socially aligned explanations.

Safe and Reliable Training of Learning-Based Aerospace Controllers

In recent years, deep reinforcement learning (DRL) approaches have generated highly successful controllers for a myriad of complex domains. However, the opaque nature of these models limits their applicability in aerospace systems and safety-critical domains, in which a single mistake can have dire consequences. In this paper, we present novel advancements in both the training and verification of DRL controllers, which can help ensure their safe behavior. We showcase a design-for-verification approach utilizing k-induction and demonstrate its use in verifying liveness properties. In addition, we also give a brief overview of neural Lyapunov Barrier certificates and summarize their capabilities on a case study. Finally, we describe several other novel reachability-based approaches which, despite failing to provide guarantees of interest, could be effective for verification of other DRL systems, and could be of further interest to the community.

Formal Verification of Object Detection

Deep Neural Networks (DNNs) are ubiquitous in real-world applications, yet they remain vulnerable to errors and adversarial attacks. This work tackles the challenge of applying formal verification to ensure the safety of computer vision models, extending verification beyond image classification to object detection. We propose a general formulation for certifying the robustness of object detection models using formal verification and outline implementation strategies compatible with state-of-the-art verification tools. Our approach enables the application of these tools, originally designed for verifying classification models, to object detection. We define various attacks for object detection, illustrating the diverse ways adversarial inputs can compromise neural network outputs. Our experiments, conducted on several common datasets and networks, reveal potential errors in object detection models, highlighting system vulnerabilities and emphasizing the need for expanding formal verification to these new domains. This work paves the way for further research in integrating formal verification across a broader range of computer vision applications.

Verification-Guided Shielding for Deep Reinforcement Learning

In recent years, Deep Reinforcement Learning (DRL) has emerged as an effective approach to solving real-world tasks. However, despite their successes, DRL-based policies suffer from poor reliability, which limits their deployment in safety-critical domains. As a result, various methods have been put forth to address this issue by providing formal safety guarantees. Two main approaches include shielding and verification. While shielding ensures the safe behavior of the policy by employing an external online component (i.e., a ``shield'') that overruns potentially dangerous actions, this approach has a significant computational cost as the shield must be invoked at runtime to validate every decision. On the other hand, verification is an offline process that can identify policies that are unsafe, prior to their deployment, yet, without providing alternative actions when such a policy is deemed unsafe. In this work, we present verification-guided shielding -- a novel approach that bridges the DRL reliability gap by integrating these two methods. Our approach combines both formal and probabilistic verification tools to partition the input domain into safe and unsafe regions. In addition, we employ clustering and symbolic representation procedures that compress the unsafe regions into a compact representation. This, in turn, allows to temporarily activate the shield solely in (potentially) unsafe regions, in an efficient manner. Our novel approach allows to significantly reduce runtime overhead while still preserving formal safety guarantees. We extensively evaluate our approach on two benchmarks from the robotic navigation domain, as well as provide an in-depth analysis of its scalability and completeness.

Local vs. Global Interpretability: A Computational Complexity Perspective

The local and global interpretability of various ML models has been studied extensively in recent years. However, despite significant progress in the field, many known results remain informal or lack sufficient mathematical rigor. We propose a framework for bridging this gap, by using computational complexity theory to assess local and global perspectives of interpreting ML models. We begin by proposing proofs for two novel insights that are essential for our analysis: (1) a duality between local and global forms of explanations; and (2) the inherent uniqueness of certain global explanation forms. We then use these insights to evaluate the complexity of computing explanations, across three model types representing the extremes of the interpretability spectrum: (1) linear models; (2) decision trees; and (3) neural networks. Our findings offer insights into both the local and global interpretability of these models. For instance, under standard complexity assumptions such as P != NP, we prove that selecting global sufficient subsets in linear models is computationally harder than selecting local subsets. Interestingly, with neural networks and decision trees, the opposite is true: it is harder to carry out this task locally than globally. We believe that our findings demonstrate how examining explainability through a computational complexity lens can help us develop a more rigorous grasp of the inherent interpretability of ML models.

Shield Synthesis for LTL Modulo Theories

In recent years, Machine Learning (ML) models have achieved remarkable success in various domains. However, these models also tend to demonstrate unsafe behaviors, precluding their deployment in safety-critical systems. To cope with this issue, ample research focuses on developing methods that guarantee the safe behaviour of a given ML model. A prominent example is shielding which incorporates an external component (a "shield") that blocks unwanted behavior. Despite significant progress, shielding suffers from a main setback: it is currently geared towards properties encoded solely in propositional logics (e.g., LTL) and is unsuitable for richer logics. This, in turn, limits the widespread applicability of shielding in many real-world systems. In this work, we address this gap, and extend shielding to LTL modulo theories, by building upon recent advances in reactive synthesis modulo theories. This allowed us to develop a novel approach for generating shields conforming to complex safety specifications in these more expressive, logics. We evaluated our shields and demonstrate their ability to handle rich data with temporal dynamics. To the best of our knowledge, this is the first approach for synthesizing shields for such expressivity.

Verifying the Generalization of Deep Learning to Out-of-Distribution Domains

Deep neural networks (DNNs) play a crucial role in the field of machine learning, demonstrating state-of-the-art performance across various application domains. However, despite their success, DNN-based models may occasionally exhibit challenges with generalization, i.e., may fail to handle inputs that were not encountered during training. This limitation is a significant challenge when it comes to deploying deep learning for safety-critical tasks, as well as in real-world settings characterized by substantial variability. We introduce a novel approach for harnessing DNN verification technology to identify DNN-driven decision rules that exhibit robust generalization to previously unencountered input domains. Our method assesses generalization within an input domain by measuring the level of agreement between independently trained deep neural networks for inputs in this domain. We also efficiently realize our approach by using off-the-shelf DNN verification engines, and extensively evaluate it on both supervised and unsupervised DNN benchmarks, including a deep reinforcement learning (DRL) system for Internet congestion control -- demonstrating the applicability of our approach for real-world settings. Moreover, our research introduces a fresh objective for formal verification, offering the prospect of mitigating the challenges linked to deploying DNN-driven systems in real-world scenarios.

Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificates

Deep reinforcement learning (DRL) is a powerful machine learning paradigm for generating agents that control autonomous systems. However, the "black box" nature of DRL agents limits their deployment in real-world safety-critical applications. A promising approach for providing strong guarantees on an agent's behavior is to use Neural Lyapunov Barrier (NLB) certificates, which are learned functions over the system whose properties indirectly imply that an agent behaves as desired. However, NLB-based certificates are typically difficult to learn and even more difficult to verify, especially for complex systems. In this work, we present a novel method for training and verifying NLB-based certificates for discrete-time systems. Specifically, we introduce a technique for certificate composition, which simplifies the verification of highly-complex systems by strategically designing a sequence of certificates. When jointly verified with neural network verification engines, these certificates provide a formal guarantee that a DRL agent both achieves its goals and avoids unsafe behavior. Furthermore, we introduce a technique for certificate filtering, which significantly simplifies the process of producing formally verified certificates. We demonstrate the merits of our approach with a case study on providing safety and liveness guarantees for a DRL-controlled spacecraft.

A Certified Proof Checker for Deep Neural Network Verification

Recent advances in the verification of deep neural networks (DNNs) have opened the way for broader usage of DNN verification technology in many application areas, including safety-critical ones. DNN verifiers are themselves complex programs that have been shown to be susceptible to errors and imprecisions; this in turn has raised the question of trust in DNN verifiers. One prominent attempt to address this issue is enhancing DNN verifiers with the capability of producing proofs of their results that are subject to independent algorithmic certification (proof checking). Formulations of proof production and proof checking already exist on top of the state-of-the-art Marabou DNN verifier. The native implementation of the proof checking algorithm for Marabou was done in C++ and itself raised the question of trust in the code (e.g., in the precision of floating point calculations or guarantees for implementation soundness). Here, we present an alternative implementation of the Marabou proof checking algorithm in Imandra -- an industrial functional programming language and prover -- that allows us to obtain an implementation with formal guarantees, including proofs of mathematical results underlying the algorithm, such as the use of the Farkas lemma.

NLP Verification: Towards a General Methodology for Certifying Robustness

Deep neural networks have exhibited substantial success in the field of Natural Language Processing (NLP) and ensuring their safety and reliability is crucial: there are safety critical contexts where such models must be robust to variability or attack, and give guarantees over their output. Unlike Computer Vision, NLP lacks a unified verification methodology and, despite recent advancements in literature, they are often light on the pragmatical issues of NLP verification. In this paper, we make an attempt to distil and evaluate general components of an NLP verification pipeline, that emerges from the progress in the field to date. Our contributions are two-fold. Firstly, we give a general characterisation of verifiable subspaces that result from embedding sentences into continuous spaces. We identify, and give an effective method to deal with, the technical challenge of semantic generalisability of verified subspaces; and propose it as a standard metric in the NLP verification pipelines (alongside with the standard metrics of model accuracy and model verifiability). Secondly, we propose a general methodology to analyse the effect of the embedding gap, a problem that refers to the discrepancy between verification of geometric subpspaces on the one hand, and semantic meaning of sentences which the geometric subspaces are supposed to represent, on the other hand. In extreme cases, poor choices in embedding of sentences may invalidate verification results. We propose a number of practical NLP methods that can help to identify the effects of the embedding gap; and in particular we propose the metric of falsifiability of semantic subpspaces as another fundamental metric to be reported as part of the NLP verification pipeline. We believe that together these general principles pave the way towards a more consolidated and effective development of this new domain.