Which Channel in 6G, Low-rank or Full-rank, more needs RIS?

Reconfigurable intelligent surface (RIS), as an efficient tool to improve receive signal-to-noise ratio, extend coverage and create more spatial diversity, is viewed as a most promising technique for the future wireless networks like 6G. As you know, RIS is very suitable for a special wireless scenario with wireless link between BS and users being completely blocked, i.e., no link. In this paper, we extend its applications to a general scenario, i.e., rank-deficient channel, particularly some extremely low-rank ones such as no link, and line-of-sight (LoS, rank-one). Actually, there are several potential important low-rank applications like low-altitude, satellite, UAV, marine, and deep-space communications. In such a situation, it is found that RIS may make a dramatic degrees of freedom (DoF) enhancement over no RIS. By using a distributed RISs placement, the DoF of channel from BS to user in LoS channel may be even boosted from a low-rank like 0/1 to full-rank. This will achieve an extremely rate improvement via spatial parallel multiple-stream transmission from BS to user. In this paper, we present a complete review of making an in-depth discussion on DoF effect of RIS.

Which Channel, Low-rank or Full-rank, more needs RIS?

RIS, as an efficient tool to improve receive signal-to-noise ratio, extend coverage and create more spatial diversity, is viewed as a most promising technique for the future wireless networks like 6G. As you know, IRS is very suitable for a special wireless scenario with wireless link between BS and users being completely blocked. In this paper, we extend its applications to a general scenario, i.e., rank-deficient-channel, particularly some extremely low-rank ones such as no link, and line-of-sight (LoS). Actually, there are several potential important low-rank applications of like satellite, UAV communications, marine, and deep-space communications. In such a situation, it is found that RIS may make a dramatic DoF enhancement over no RIS. By using a distributed RIS placement, the DoF of channels from BS to users may be even boosted from a low-rank like 0/1 to full-rank. This will achieve an extremely rate improvement via multiple spatial streams transmission per user. In this paper, we present a complete review of make a in-depth discussion on DoF effect of RIS.

DoF Analysis and Beamforming Design for Active IRS-aided Multi-user MIMO Wireless Communication in Rank-deficient Channels

Due to its ability of significantly improving data rate, intelligent reflecting surface (IRS) will be a potential crucial technique for the future generation wireless networks like 6G. In this paper, we will focus on the analysis of degree of freedom (DoF) in IRS-aided multi-user MIMO network. Firstly, the DoF upper bound of IRS-aided single-user MIMO network, i.e., the achievable maximum DoF of such a system, is derived, and the corresponding results are extended to the case of IRS-aided multiuser MIMO by using the matrix rank inequalities. In particular, in serious rank-deficient, also called low-rank, channels like line-of-sight (LoS), the network DoF may doubles over no-IRS with the help of IRS. To verify the rate performance gain from augmented DoF, three closed-form beamforming methods, null-space projection plus maximize transmit power and maximize receive power (NSP-MTP-MRP), Schmidt orthogonalization plus minimum mean square error (SO-MMSE) and two-layer leakage plus MMSE (TLL-MMSE) are proposed to achieve the maximum DoF. Simulation results shows that IRS does make a dramatic rate enhancement. For example, in a serious deficient channel, the sum-rate of the proposed TLL-MMSE aided by IRS is about twice that of no IRS. This means that IRS may achieve a significant DoF improvement in such a channel.

Multi-modal Iterative and Deep Fusion Frameworks for Enhanced Passive DOA Sensing via a Green Massive H2AD MIMO Receiver

Most existing DOA estimation methods assume ideal source incident angles with minimal noise. Moreover, directly using pre-estimated angles to calculate weighted coefficients can lead to performance loss. Thus, a green multi-modal (MM) fusion DOA framework is proposed to realize a more practical, low-cost and high time-efficiency DOA estimation for a H$^2$AD array. Firstly, two more efficient clustering methods, global maximum cos\_similarity clustering (GMaxCS) and global minimum distance clustering (GMinD), are presented to infer more precise true solutions from the candidate solution sets. Based on this, an iteration weighted fusion (IWF)-based method is introduced to iteratively update weighted fusion coefficients and the clustering center of the true solution classes by using the estimated values. Particularly, the coarse DOA calculated by fully digital (FD) subarray, serves as the initial cluster center. The above process yields two methods called MM-IWF-GMaxCS and MM-IWF-GMinD. To further provide a higher-accuracy DOA estimation, a fusion network (fusionNet) is proposed to aggregate the inferred two-part true angles and thus generates two effective approaches called MM-fusionNet-GMaxCS and MM-fusionNet-GMinD. The simulation outcomes show the proposed four approaches can achieve the ideal DOA performance and the CRLB. Meanwhile, proposed MM-fusionNet-GMaxCS and MM-fusionNet-GMinD exhibit superior DOA performance compared to MM-IWF-GMaxCS and MM-IWF-GMinD, especially in extremely-low SNR range.

Enhanced channel estimation for near-field IRS-aided multi-user MIMO system via deep residual network

In this paper, channel estimation (CE) of intelligent reflecting surface aided near-field (NF) multi-user communication is investigated. Initially, the least square (LS) estimator and minimum mean square error (MMSE) estimator for the estimated channel are designed, and their mean square errors (MSEs) are derived. Subsequently, to fully harness the potential of deep residual networks (DRNs) in denoising, the above CE problem is reconceptualized as a denoising task, and a DRN-driven NF CE (DRN-NFCE) framework is proposed, and the Cram$\acute{e}$r-Rao lower bound (CRLB) is derived to serve as a benchmark for performance evaluation. In addition, to effectively capture and leverage these diverse channel features, a federated learning (FL) based global DRN-NFCE network, namely FL-DRN-NFCE, is constructed through collaborative training and joint optimization of single region DRN-NFCE (SR-DRN-NFCE) networks in different user regions. Here, users are divided into multiple regions. Correspondingly, a user region classifier based on convolutional neural network is designed to achieve the goal of matching datasets from different user regions to the corresponding SR-DRN-NFCE network. Simulation results demonstrate that the proposed FL-DRN-NFCE framework outperforms LS, MMSE, and no residual connections in terms of MSE, and the proposed FL-DRN-NFCE method has higher CE accuracy over the SR-DRN-NFCE method.

Direction Modulation Design for UAV Assisted by IRS with discrete phase shift

As a physical layer security technology, directional modulation (DM) can be combined with intelligent reflect-ing surface (IRS) to improve the security of drone communications. In this paper, a directional modulation scheme assisted by the IRS is proposed to maximize the transmission rate of unmanned aerial vehicle (UAV) secure communication. Specifically, with the assistance of the IRS, the UAV transmits legitimate information and main-tains its constellation pattern at the location of legitimate users on the ground, while the constellation pattern is disrupted at the eavesdropper's location. In order to solve the joint optimization problem of digital weight coefficients, UAV position, and IRS discrete phase shift, firstly, the digital weight vector and UAV position are optimized through power minimization. Secondly, three methods are proposed to optimize IRS phase shift, namely vector trajectory (VT) method, cross entropy vector trajectory (CE-VT) algorithm, and block coordinate descent vector trajectory (BCD-VT) algorithm. Compared to traditional cross entropy (CE) methods and block coordinate descent (BCD) methods, the proposed CE-VT and BCD-VT algorithms can improve transmission rate performance. The numerical results validate the effectiveness of the optimization scheme in IRS assisted UAV communication.

Enhanced DOA Estimation via Hybrid Massive MIMO Receive Array with Switches-based Sparse Architecture

Hybrid massive arrays have been widely used in direction of arrival (DOA) estimation for it can provide larger aperture with lower hardware complexity. However, as the signals received by a hybrid array are compressed by the phase shifter network or the switch network, the degree of freedom (DOF) or spatial resolution of hybrid array is lower than fully-digital (FD) array with same number of antennas. Therefore, we develop a novel sparse hybrid array called switches-based sparse hybrid array (SW-SHA) which by combining nested array and switches-based hybrid array to achieve a huge improvement on DOF over traditional hybrid arrays. Simulations of the spatial spectrums verify that SW-SHA can accurately solve the problem of DOA estimation with the number of signal sources much larger than the number of RF chains. Finally, to further improve the accuracy of DOA estimation for SW-SHA, MMV-SW-SHA is proposed by transforming the single-snapshot co-array signal into MMV form. The simulation results also show that MMV-SW-SHA has better performance than SW-SHA when signal-to-noise ratio (SNR) is low.

Power Optimization and Deep Learning for Channel Estimation of Active IRS-Aided IoT

In this paper, channel estimation of an active intelligent reflecting surface (IRS) aided uplink Internet of Things (IoT) network is investigated. Firstly, the least square (LS) estimators for the direct channel and the cascaded channel are presented, respectively. The corresponding mean square errors (MSE) of channel estimators are derived. Subsequently, in order to evaluate the influence of adjusting the transmit power at the IoT devices or the reflected power at the active IRS on Sum-MSE performance, two situations are considered. In the first case, under the total power sum constraint of the IoT devices and active IRS, the closed-form expression of the optimal power allocation factor is derived. In the second case, when the transmit power at the IoT devices is fixed, there exists an optimal reflective power at active IRS. To further improve the estimation performance, the convolutional neural network (CNN)-based direct channel estimation (CDCE) algorithm and the CNN-based cascaded channel estimation (CCCE) algorithm are designed. Finally, simulation results demonstrate the existence of an optimal power allocation strategy that minimizes the Sum-MSE, and further validate the superiority of the proposed CDCE / CCCE algorithms over their respective traditional LS and minimum mean square error (MMSE) baselines.

Machine learning-based Near-field Emitter Localization via Grouped Hybrid Analog and Digital Massive MIMO Receive Array

A fully-digital massive MIMO receive array is promising to meet the high-resolution requirement of near-field (NF) emitter localization, but it also results in the significantly increasing of hardware costs and algorithm complexity. In order to meet the future demand for green communication while maintaining high performance, the grouped hybrid analog and digital (HAD) structure is proposed for NF DOA estimation, which divides the large-scale receive array into small-scale groups and each group contains several subarrays. Thus the NF direction-of-arrival (DOA) estimation problem is viewed as far-field (FF) within each group, and some existing methods such as MUSIC, Root-MUSIC, ESPRIT, etc., can be adopted. Then by angle calibration, a candidate position set is generated. To eliminate the phase ambiguity arising from the HAD structure and obtain the emitter position, two low-complexity clustering-based methods, minimum sample distance clustering (MSDC) and range scatter diagram (RSD) - angle scatter diagram (ASD)-based DBSCAN (RSD-ASD-DBSCAN), are proposed based on the distribution features of samples in the candidate position set. Then to further improve the localization accuracy, a model-driven regression network (RegNet) is designed, which consists of a multi-layer neural network (MLNN) for false solution elimination and a perceptron for angle fusion. Finally, the Cramer-Rao lower bound (CRLB) of NF emitter localization for the proposed grouped HAD structure is also derived. The simulation results show that the proposed methods can achieve CRLB at different SNR regions, the RegNet has great performance advantages at low SNR regions and the clustering-based methods have much lower complexity.

Joint Power Allocation and Beamforming Design for Active IRS-Aided Directional Modulation Secure Systems

Since the secrecy rate (SR) performance improvement obtained by secure directional modulation (DM) network is limited, an active intelligent reflective surface (IRS)-assisted DM network is considered to attain a high SR. To address the SR maximization problem, a novel method based on Lagrangian dual transform and closed-form fractional programming algorithm (LDT-CFFP) is proposed, where the solutions to base station (BS) beamforming vectors and IRS reflection coefficient matrix are achieved. However, the computational complexity of LDT-CFFP method is high . To reduce its complexity, a blocked IRS-assisted DM network is designed. To meet the requirements of the network performance, a power allocation (PA) strategy is proposed and adopted in the system. Specifically, the system power between BS and IRS, as well as the transmission power for confidential messages (CM) and artificial noise (AN) from the BS, are allocated separately. Then we put forward null-space projection (NSP) method, maximum-ratio-reflecting (MRR) algorithm and PA strategy (NSP-MRR-PA) to solve the SR maximization problem. The CF solutions to BS beamforming vectors and IRS reflection coefficient matrix are respectively attained via NSP and MRR algorithms. For the PA factors, we take advantage of exhaustive search (ES) algorithm, particle swarm optimization (PSO) and simulated annealing (SA) algorithm to search for the solutions. From simulation results, it is verified that the LDT-CFFP method derives a higher SR gain over NSP-MRR-PA method. For NSP-MRR-PA method, the number of IRS units in each block possesses a significant SR performance. In addition, the application PA strategies, namely ES, PSO, SA methods outperforms the other PA strategies with fixed PA factors.