Enhanced channel estimation for near-field IRS-aided multi-user MIMO system via deep residual network

In this paper, channel estimation (CE) of intelligent reflecting surface aided near-field (NF) multi-user communication is investigated. Initially, the least square (LS) estimator and minimum mean square error (MMSE) estimator for the estimated channel are designed, and their mean square errors (MSEs) are derived. Subsequently, to fully harness the potential of deep residual networks (DRNs) in denoising, the above CE problem is reconceptualized as a denoising task, and a DRN-driven NF CE (DRN-NFCE) framework is proposed, and the Cram$\acute{e}$r-Rao lower bound (CRLB) is derived to serve as a benchmark for performance evaluation. In addition, to effectively capture and leverage these diverse channel features, a federated learning (FL) based global DRN-NFCE network, namely FL-DRN-NFCE, is constructed through collaborative training and joint optimization of single region DRN-NFCE (SR-DRN-NFCE) networks in different user regions. Here, users are divided into multiple regions. Correspondingly, a user region classifier based on convolutional neural network is designed to achieve the goal of matching datasets from different user regions to the corresponding SR-DRN-NFCE network. Simulation results demonstrate that the proposed FL-DRN-NFCE framework outperforms LS, MMSE, and no residual connections in terms of MSE, and the proposed FL-DRN-NFCE method has higher CE accuracy over the SR-DRN-NFCE method.

Direction Modulation Design for UAV Assisted by IRS with discrete phase shift

As a physical layer security technology, directional modulation (DM) can be combined with intelligent reflect-ing surface (IRS) to improve the security of drone communications. In this paper, a directional modulation scheme assisted by the IRS is proposed to maximize the transmission rate of unmanned aerial vehicle (UAV) secure communication. Specifically, with the assistance of the IRS, the UAV transmits legitimate information and main-tains its constellation pattern at the location of legitimate users on the ground, while the constellation pattern is disrupted at the eavesdropper's location. In order to solve the joint optimization problem of digital weight coefficients, UAV position, and IRS discrete phase shift, firstly, the digital weight vector and UAV position are optimized through power minimization. Secondly, three methods are proposed to optimize IRS phase shift, namely vector trajectory (VT) method, cross entropy vector trajectory (CE-VT) algorithm, and block coordinate descent vector trajectory (BCD-VT) algorithm. Compared to traditional cross entropy (CE) methods and block coordinate descent (BCD) methods, the proposed CE-VT and BCD-VT algorithms can improve transmission rate performance. The numerical results validate the effectiveness of the optimization scheme in IRS assisted UAV communication.

Enhanced DOA Estimation via Hybrid Massive MIMO Receive Array with Switches-based Sparse Architecture

Hybrid massive arrays have been widely used in direction of arrival (DOA) estimation for it can provide larger aperture with lower hardware complexity. However, as the signals received by a hybrid array are compressed by the phase shifter network or the switch network, the degree of freedom (DOF) or spatial resolution of hybrid array is lower than fully-digital (FD) array with same number of antennas. Therefore, we develop a novel sparse hybrid array called switches-based sparse hybrid array (SW-SHA) which by combining nested array and switches-based hybrid array to achieve a huge improvement on DOF over traditional hybrid arrays. Simulations of the spatial spectrums verify that SW-SHA can accurately solve the problem of DOA estimation with the number of signal sources much larger than the number of RF chains. Finally, to further improve the accuracy of DOA estimation for SW-SHA, MMV-SW-SHA is proposed by transforming the single-snapshot co-array signal into MMV form. The simulation results also show that MMV-SW-SHA has better performance than SW-SHA when signal-to-noise ratio (SNR) is low.

Power Optimization and Deep Learning for Channel Estimation of Active IRS-Aided IoT

In this paper, channel estimation of an active intelligent reflecting surface (IRS) aided uplink Internet of Things (IoT) network is investigated. Firstly, the least square (LS) estimators for the direct channel and the cascaded channel are presented, respectively. The corresponding mean square errors (MSE) of channel estimators are derived. Subsequently, in order to evaluate the influence of adjusting the transmit power at the IoT devices or the reflected power at the active IRS on Sum-MSE performance, two situations are considered. In the first case, under the total power sum constraint of the IoT devices and active IRS, the closed-form expression of the optimal power allocation factor is derived. In the second case, when the transmit power at the IoT devices is fixed, there exists an optimal reflective power at active IRS. To further improve the estimation performance, the convolutional neural network (CNN)-based direct channel estimation (CDCE) algorithm and the CNN-based cascaded channel estimation (CCCE) algorithm are designed. Finally, simulation results demonstrate the existence of an optimal power allocation strategy that minimizes the Sum-MSE, and further validate the superiority of the proposed CDCE / CCCE algorithms over their respective traditional LS and minimum mean square error (MMSE) baselines.

Machine learning-based Near-field Emitter Localization via Grouped Hybrid Analog and Digital Massive MIMO Receive Array

A fully-digital massive MIMO receive array is promising to meet the high-resolution requirement of near-field (NF) emitter localization, but it also results in the significantly increasing of hardware costs and algorithm complexity. In order to meet the future demand for green communication while maintaining high performance, the grouped hybrid analog and digital (HAD) structure is proposed for NF DOA estimation, which divides the large-scale receive array into small-scale groups and each group contains several subarrays. Thus the NF direction-of-arrival (DOA) estimation problem is viewed as far-field (FF) within each group, and some existing methods such as MUSIC, Root-MUSIC, ESPRIT, etc., can be adopted. Then by angle calibration, a candidate position set is generated. To eliminate the phase ambiguity arising from the HAD structure and obtain the emitter position, two low-complexity clustering-based methods, minimum sample distance clustering (MSDC) and range scatter diagram (RSD) - angle scatter diagram (ASD)-based DBSCAN (RSD-ASD-DBSCAN), are proposed based on the distribution features of samples in the candidate position set. Then to further improve the localization accuracy, a model-driven regression network (RegNet) is designed, which consists of a multi-layer neural network (MLNN) for false solution elimination and a perceptron for angle fusion. Finally, the Cramer-Rao lower bound (CRLB) of NF emitter localization for the proposed grouped HAD structure is also derived. The simulation results show that the proposed methods can achieve CRLB at different SNR regions, the RegNet has great performance advantages at low SNR regions and the clustering-based methods have much lower complexity.

Joint Power Allocation and Beamforming Design for Active IRS-Aided Directional Modulation Secure Systems

Since the secrecy rate (SR) performance improvement obtained by secure directional modulation (DM) network is limited, an active intelligent reflective surface (IRS)-assisted DM network is considered to attain a high SR. To address the SR maximization problem, a novel method based on Lagrangian dual transform and closed-form fractional programming algorithm (LDT-CFFP) is proposed, where the solutions to base station (BS) beamforming vectors and IRS reflection coefficient matrix are achieved. However, the computational complexity of LDT-CFFP method is high . To reduce its complexity, a blocked IRS-assisted DM network is designed. To meet the requirements of the network performance, a power allocation (PA) strategy is proposed and adopted in the system. Specifically, the system power between BS and IRS, as well as the transmission power for confidential messages (CM) and artificial noise (AN) from the BS, are allocated separately. Then we put forward null-space projection (NSP) method, maximum-ratio-reflecting (MRR) algorithm and PA strategy (NSP-MRR-PA) to solve the SR maximization problem. The CF solutions to BS beamforming vectors and IRS reflection coefficient matrix are respectively attained via NSP and MRR algorithms. For the PA factors, we take advantage of exhaustive search (ES) algorithm, particle swarm optimization (PSO) and simulated annealing (SA) algorithm to search for the solutions. From simulation results, it is verified that the LDT-CFFP method derives a higher SR gain over NSP-MRR-PA method. For NSP-MRR-PA method, the number of IRS units in each block possesses a significant SR performance. In addition, the application PA strategies, namely ES, PSO, SA methods outperforms the other PA strategies with fixed PA factors.

Two Power Allocation and Beamforming Strategies for Active IRS-aided Wireless Network via Machine Learning

This paper models an active intelligent reflecting surface (IRS) -assisted wireless communication network, which has the ability to adjust power between BS and IRS. We aim to maximize the signal-to-noise ratio of user by jointly designing power allocation (PA) factor, active IRS phase shift matrix, and beamforming vector of BS, subject to a total power constraint. To tackle this non-convex problem, we solve this problem by alternately optimizing these variables. Firstly, the PA factor is designed via polynomial regression method. Next, BS beamforming vector and IRS phase shift matrix are obtained by Dinkelbach's transform and successive convex approximation methods. To reduce the high computational complexity of the above proposed algorithm, we maximize achievable rate (AR) and use closed-form fractional programming method to transform the original problem into an equivalent form. Then, we address this problem by iteratively optimizing auxiliary variables, BS and IRS beamformings. Simulation results show that the proposed algorithms can effectively improve the AR performance compared to fixed PA strategies, aided by passive IRS, and without IRS.

Large-Scale RIS Enabled Air-Ground Channels: Near-Field Modeling and Analysis

Existing works mainly rely on the far-field planar-wave-based channel model to assess the performance of reconfigurable intelligent surface (RIS)-enabled wireless communication systems. However, when the transmitter and receiver are in near-field ranges, this will result in relatively low computing accuracy. To tackle this challenge, we initially develop an analytical framework for sub-array partitioning. This framework divides the large-scale RIS array into multiple sub-arrays, effectively reducing modeling complexity while maintaining acceptable accuracy. Then, we develop a beam domain channel model based on the proposed sub-array partition framework for large-scale RIS-enabled UAV-to-vehicle communication systems, which can be used to efficiently capture the sparse features in RIS-enabled UAV-to-vehicle channels in both near-field and far-field ranges. Furthermore, some important propagation characteristics of the proposed channel model, including the spatial cross-correlation functions (CCFs), temporal auto-correlation functions (ACFs), frequency correlation functions (CFs), and channel capacities with respect to the different physical features of the RIS and non-stationary properties of the channel model are derived and analyzed. Finally, simulation results are provided to demonstrate that the proposed framework is helpful to achieve a good tradeoff between model complexity and accuracy for investigating the channel propagation characteristics, and therefore providing highly-efficient communications in RIS-enabled UAV-to-vehicle wireless networks.

Power Allocation and Beamforming Design for IRS-aided Secure Directional Modulation Network

With the aim of boosting the security of the conventional directional modulation (DM) network, a secure DM network assisted by intelligent reflecting surface (IRS) is investigated in this paper. To maximize the security rate (SR), we jointly optimize the power allocation (PA) factor, confidential message (CM) beamforming, artificial noise (AN) beamforming, and IRS reflected beamforming. To tackle the formulated problem, a maximizing SR with high-performance (Max-SR-HP) scheme is proposed, where the PA factor, CM beamforming, AN beamforming, and IRS phase shift matrix are derived by the derivative operation, generalized Rayleigh-Rize, generalized power iteration, and semidefinite relaxation criteria, respectively. Given that the high complexity of the above scheme, a maximizing SR with low-complexity (Max-SR-LC) scheme is proposed, which employs the generalized leakage and successive convex approximation algorithms to derive the variables. Simulation results show that both the proposed schemes can significantly boost the SR performance, and are better than the equal PA, no IRS and random phase shift IRS schemes.

A Novel RFID Authentication Protocol Based on A Block-Order-Modulus Variable Matrix Encryption Algorithm

In this paper, authentication for mobile radio frequency identification (RFID) systems with low-cost tags is studied. Firstly, a diagonal block key matrix (DBKM) encryption algorithm is proposed, which effectively expands the feasible domain of the key space. Subsequently, in order to enhance the security, a self updating encryption order (SUEO) algorithm is conceived. To further weaken the correlation between plaintext and ciphertext, a self updating modulus (SUM) algorithm is constructed. Based on the above three algorithms, a new joint DBKM-SUEO-SUM matrix encryption algorithm is established, which intends to enhance security without the need of additional storage for extra key matrices. Making full use of the advantages of the proposed joint algorithm, a two-way RFID authentication protocol named DBKM-SUEO-SUM-RFID is proposed for mobile RFID systems. In addition, the Burrows-Abadi-Needham (BAN) logic and security analysis indicate that the newly proposed DBKM-SUEO-SUM-RFID protocol can effectively resist various typical attacks, such as replay attacks and de-synchronization. Finally, numerical results demonstrate that the DBKM-SUEO-SUM algorithm can save at least 90.46\% of tag storage compared to traditional algorithms, and thus, is friendly to be employed with low-cost RFID tags.