Abstract:Face image quality assessment (FIQA) algorithms are being integrated into online identity management applications. These applications allow users to upload a face image as part of their document issuance process, where the image is then run through a quality assessment process to make sure it meets the quality and compliance requirements. Concerns about demographic bias have been raised about biometric systems, given the societal implications this may cause. It is therefore important that demographic variability in FIQA algorithms is assessed such that mitigation measures can be created. In this work, we study the demographic variability of all face image quality measures included in the ISO/IEC 29794-5 international standard across three demographic variables: age, gender, and skin tone. The results are rather promising and show no clear bias toward any specific demographic group for most measures. Only two quality measures are found to have considerable variations in their outcomes for different groups on the skin tone variable.
Abstract:Fair operational systems are crucial in gaining and maintaining society's trust in face recognition systems (FRS). FRS start with capturing an image and assessing its quality before using it further for enrollment or verification. Fair Face Image Quality Assessment (FIQA) schemes therefore become equally important in the context of fair FRS. This work examines the sclera as a quality assessment region for obtaining a fair FIQA. The sclera region is agnostic to demographic variations and skin colour for assessing the quality of a face image. We analyze three skin tone related ISO/IEC face image quality assessment measures and assess the sclera region as an alternative area for assessing FIQ. Our analysis of the face dataset of individuals from different demographic groups representing different skin tones indicates sclera as an alternative to measure dynamic range, over- and under-exposure of face using sclera region alone. The sclera region being agnostic to skin tone, i.e., demographic factors, provides equal utility as a fair FIQA as shown by our Error-vs-Discard Characteristic (EDC) curve analysis.
Abstract:A face image is a mandatory part of ID and travel documents. Obtaining high-quality face images when issuing such documents is crucial for both human examiners and automated face recognition systems. In several international standards, face image quality requirements are intricate and defined in detail. Identifying and understanding non-compliance or defects in the submitted face images is crucial for both issuing authorities and applicants. In this work, we introduce FaceOracle, an LLM-powered AI assistant that helps its users analyze a face image in a natural conversational manner using standard compliant algorithms. Leveraging the power of LLMs, users can get explanations of various face image quality concepts as well as interpret the outcome of face image quality assessment (FIQA) algorithms. We implement a proof-of-concept that demonstrates how experts at an issuing authority could integrate FaceOracle into their workflow to analyze, understand, and communicate their decisions more efficiently, resulting in enhanced productivity.
Abstract:Acquiring face images of sufficiently high quality is important for online ID and travel document issuance applications using face recognition systems (FRS). Low-quality, manipulated (intentionally or unintentionally), or distorted images degrade the FRS performance and facilitate documents' misuse. Securing quality for enrolment images, especially in the unsupervised self-enrolment scenario via a smartphone, becomes important to assure FRS performance. In this work, we focus on the less studied area of radial distortion (a.k.a., the fish-eye effect) in face images and its impact on FRS performance. We introduce an effective radial distortion detection model that can detect and flag radial distortion in the enrolment scenario. We formalize the detection model as a face image quality assessment (FIQA) algorithm and provide a careful inspection of the effect of radial distortion on FRS performance. Evaluation results show excellent detection results for the proposed models, and the study on the impact on FRS uncovers valuable insights into how to best use these models in operational systems.
Abstract:Although face recognition systems have seen a massive performance enhancement in recent years, they are still targeted by threats such as presentation attacks, leading to the need for generalizable presentation attack detection (PAD) algorithms. Current PAD solutions suffer from two main problems: low generalization to unknown cenarios and large training data requirements. Foundation models (FM) are pre-trained on extensive datasets, achieving remarkable results when generalizing to unseen domains and allowing for efficient task-specific adaption even when little training data are available. In this work, we recognize the potential of FMs to address common PAD problems and tackle the PAD task with an adapted FM for the first time. The FM under consideration is adapted with LoRA weights while simultaneously training a classification header. The resultant architecture, FoundPAD, is highly generalizable to unseen domains, achieving competitive results in several settings under different data availability scenarios and even when using synthetic training data. To encourage reproducibility and facilitate further research in PAD, we publicly release the implementation of FoundPAD at https://github.com/gurayozgur/FoundPAD .
Abstract:In the domain of Extended Reality (XR), particularly Virtual Reality (VR), extensive research has been devoted to harnessing this transformative technology in various real-world applications. However, a critical challenge that must be addressed before unleashing the full potential of XR in practical scenarios is to ensure robust security and safeguard user privacy. This paper presents a systematic survey of the utility of biometric characteristics applied in the XR environment. To this end, we present a comprehensive overview of the different types of biometric modalities used for authentication and representation of users in a virtual environment. We discuss different biometric vulnerability gateways in general XR systems for the first time in the literature along with taxonomy. A comprehensive discussion on generating and authenticating biometric-based photorealistic avatars in XR environments is presented with a stringent taxonomy. We also discuss the availability of different datasets that are widely employed in evaluating biometric authentication in XR environments together with performance evaluation metrics. Finally, we discuss the open challenges and potential future work that need to be addressed in the field of biometrics in XR.
Abstract:Iris recognition technology plays a critical role in biometric identification systems, but their performance can be affected by variations in iris pigmentation. In this work, we investigate the impact of iris pigmentation on the efficacy of biometric recognition systems, focusing on a comparative analysis of blue and dark irises. Data sets were collected using multiple devices, including P1, P2, and P3 smartphones [4], to assess the robustness of the systems in different capture environments [19]. Both traditional machine learning techniques and deep learning models were used, namely Open-Iris, ViT-b, and ResNet50, to evaluate performance metrics such as Equal Error Rate (EER) and True Match Rate (TMR). Our results indicate that iris recognition systems generally exhibit higher accuracy for blue irises compared to dark irises. Furthermore, we examined the generalization capabilities of these systems across different iris colors and devices, finding that while training on diverse datasets enhances recognition performance, the degree of improvement is contingent on the specific model and device used. Our analysis also identifies inherent biases in recognition performance related to iris color and cross-device variability. These findings underscore the need for more inclusive dataset collection and model refinement to reduce bias and promote equitable biometric recognition across varying iris pigmentation and device configurations.
Abstract:Face recognition systems (FRS) can be compromised by face morphing attacks, which blend textural and geometric information from multiple facial images. The rapid evolution of generative AI, especially Generative Adversarial Networks (GAN) or Diffusion models, where encoded images are interpolated to generate high-quality face morphing images. In this work, we present a novel method for the automatic face morphing generation method \textit{MorCode}, which leverages a contemporary encoder-decoder architecture conditioned on codebook learning to generate high-quality morphing images. Extensive experiments were performed on the newly constructed morphing dataset using five state-of-the-art morphing generation techniques using both digital and print-scan data. The attack potential of the proposed morphing generation technique, \textit{MorCode}, was benchmarked using three different face recognition systems. The obtained results indicate the highest attack potential of the proposed \textit{MorCode} when compared with five state-of-the-art morphing generation methods on both digital and print scan data.
Abstract:Deepfakes pose a critical threat to biometric authentication systems by generating highly realistic synthetic media. Existing multimodal deepfake detectors often struggle to adapt to diverse data and rely on simple fusion methods. To address these challenges, we propose Gumbel-Rao Monte Carlo Bi-modal Neural Architecture Search (GRMC-BMNAS), a novel architecture search framework that employs Gumbel-Rao Monte Carlo sampling to optimize multimodal fusion. It refines the Straight through Gumbel Softmax (STGS) method by reducing variance with Rao-Blackwellization, stabilizing network training. Using a two-level search approach, the framework optimizes the network architecture, parameters, and performance. Crucial features are efficiently identified from backbone networks, while within the cell structure, a weighted fusion operation integrates information from various sources. By varying parameters such as temperature and number of Monte carlo samples yields an architecture that maximizes classification performance and better generalisation capability. Experimental results on the FakeAVCeleb and SWAN-DF datasets demonstrate an impressive AUC percentage of 95.4\%, achieved with minimal model parameters.
Abstract:Smartphone-based contactless fingerphoto authentication has become a reliable alternative to traditional contact-based fingerprint biometric systems owing to rapid advances in smartphone camera technology. Despite its convenience, fingerprint authentication through fingerphotos is more vulnerable to presentation attacks, which has motivated recent research efforts towards developing fingerphoto Presentation Attack Detection (PAD) techniques. However, prior PAD approaches utilized supervised learning methods that require labeled training data for both bona fide and attack samples. This can suffer from two key issues, namely (i) generalization:the detection of novel presentation attack instruments (PAIs) unseen in the training data, and (ii) scalability:the collection of a large dataset of attack samples using different PAIs. To address these challenges, we propose a novel unsupervised approach based on a state-of-the-art deep-learning-based diffusion model, the Denoising Diffusion Probabilistic Model (DDPM), which is trained solely on bona fide samples. The proposed approach detects Presentation Attacks (PA) by calculating the reconstruction similarity between the input and output pairs of the DDPM. We present extensive experiments across three PAI datasets to test the accuracy and generalization capability of our approach. The results show that the proposed DDPM-based PAD method achieves significantly better detection error rates on several PAI classes compared to other baseline unsupervised approaches.