Why These Documents? Explainable Generative Retrieval with Hierarchical Category Paths

Generative retrieval has recently emerged as a new alternative of traditional information retrieval approaches. However, existing generative retrieval methods directly decode docid when a query is given, making it impossible to provide users with explanations as an answer for "Why this document is retrieved?". To address this limitation, we propose Hierarchical Category Path-Enhanced Generative Retrieval(HyPE), which enhances explainability by generating hierarchical category paths step-by-step before decoding docid. HyPE leverages hierarchical category paths as explanation, progressing from broad to specific semantic categories. This approach enables diverse explanations for the same document depending on the query by using shared category paths between the query and the document, and provides reasonable explanation by reflecting the document's semantic structure through a coarse-to-fine manner. HyPE constructs category paths with external high-quality semantic hierarchy, leverages LLM to select appropriate candidate paths for each document, and optimizes the generative retrieval model with path-augmented dataset. During inference, HyPE utilizes path-aware reranking strategy to aggregate diverse topic information, allowing the most relevant documents to be prioritized in the final ranked list of docids. Our extensive experiments demonstrate that HyPE not only offers a high level of explainability but also improves the retrieval performance in the document retrieval task.

Taxonomy-guided Semantic Indexing for Academic Paper Search

Academic paper search is an essential task for efficient literature discovery and scientific advancement. While dense retrieval has advanced various ad-hoc searches, it often struggles to match the underlying academic concepts between queries and documents, which is critical for paper search. To enable effective academic concept matching for paper search, we propose Taxonomy-guided Semantic Indexing (TaxoIndex) framework. TaxoIndex extracts key concepts from papers and organizes them as a semantic index guided by an academic taxonomy, and then leverages this index as foundational knowledge to identify academic concepts and link queries and documents. As a plug-and-play framework, TaxoIndex can be flexibly employed to enhance existing dense retrievers. Extensive experiments show that TaxoIndex brings significant improvements, even with highly limited training data, and greatly enhances interpretability.

Can Code-Switched Texts Activate a Knowledge Switch in LLMs? A Case Study on English-Korean Code-Switching

Code-switching (CS), a phenomenon where multilingual speakers alternate between languages in a discourse, can convey subtle cultural and linguistic nuances that can be otherwise lost in translation. Recent state-of-the-art multilingual large language models (LLMs) demonstrate excellent multilingual abilities in various aspects including understanding CS, but the power of CS in eliciting language-specific knowledge is yet to be discovered. Therefore, we investigate the effectiveness of code-switching on a wide range of multilingual LLMs in terms of knowledge activation, or the act of identifying and leveraging knowledge for reasoning. To facilitate the research, we first present EnKoQA, a synthetic English-Korean CS question-answering dataset. We provide a comprehensive analysis on a variety of multilingual LLMs by subdividing activation process into knowledge identification and knowledge leveraging. Our experiments demonstrate that compared to English text, CS can faithfully activate knowledge inside LLMs, especially on language-specific domains. In addition, the performance gap between CS and English is larger in models that show excellent monolingual abilities, suggesting that there exists a correlation with CS and Korean proficiency.

Web Agents with World Models: Learning and Leveraging Environment Dynamics in Web Navigation

Large language models (LLMs) have recently gained much attention in building autonomous agents. However, the performance of current LLM-based web agents in long-horizon tasks is far from optimal, often yielding errors such as repeatedly buying a non-refundable flight ticket. By contrast, humans can avoid such an irreversible mistake, as we have an awareness of the potential outcomes (e.g., losing money) of our actions, also known as the "world model". Motivated by this, our study first starts with preliminary analyses, confirming the absence of world models in current LLMs (e.g., GPT-4o, Claude-3.5-Sonnet, etc.). Then, we present a World-model-augmented (WMA) web agent, which simulates the outcomes of its actions for better decision-making. To overcome the challenges in training LLMs as world models predicting next observations, such as repeated elements across observations and long HTML inputs, we propose a transition-focused observation abstraction, where the prediction objectives are free-form natural language descriptions exclusively highlighting important state differences between time steps. Experiments on WebArena and Mind2Web show that our world models improve agents' policy selection without training and demonstrate our agents' cost- and time-efficiency compared to recent tree-search-based agents.

Make Compound Sentences Simple to Analyze: Learning to Split Sentences for Aspect-based Sentiment Analysis

In the domain of Aspect-Based Sentiment Analysis (ABSA), generative methods have shown promising results and achieved substantial advancements. However, despite these advancements, the tasks of extracting sentiment quadruplets, which capture the nuanced sentiment expressions within a sentence, remain significant challenges. In particular, compound sentences can potentially contain multiple quadruplets, making the extraction task increasingly difficult as sentence complexity grows. To address this issue, we are focusing on simplifying sentence structures to facilitate the easier recognition of these elements and crafting a model that integrates seamlessly with various ABSA tasks. In this paper, we propose Aspect Term Oriented Sentence Splitter (ATOSS), which simplifies compound sentence into simpler and clearer forms, thereby clarifying their structure and intent. As a plug-and-play module, this approach retains the parameters of the ABSA model while making it easier to identify essential intent within input sentences. Extensive experimental results show that utilizing ATOSS outperforms existing methods in both ASQP and ACOS tasks, which are the primary tasks for extracting sentiment quadruplets.

Evaluating Robustness of Reward Models for Mathematical Reasoning

Reward models are key in reinforcement learning from human feedback (RLHF) systems, aligning the model behavior with human preferences. Particularly in the math domain, there have been plenty of studies using reward models to align policies for improving reasoning capabilities. Recently, as the importance of reward models has been emphasized, RewardBench is proposed to understand their behavior. However, we figure out that the math subset of RewardBench has different representations between chosen and rejected completions, and relies on a single comparison, which may lead to unreliable results as it only see an isolated case. Therefore, it fails to accurately present the robustness of reward models, leading to a misunderstanding of its performance and potentially resulting in reward hacking. In this work, we introduce a new design for reliable evaluation of reward models, and to validate this, we construct RewardMATH, a benchmark that effectively represents the robustness of reward models in mathematical reasoning tasks. We demonstrate that the scores on RewardMATH strongly correlate with the results of optimized policy and effectively estimate reward overoptimization, whereas the existing benchmark shows almost no correlation. The results underscore the potential of our design to enhance the reliability of evaluation, and represent the robustness of reward model. We make our code and data publicly available.

Eliciting Instruction-tuned Code Language Models' Capabilities to Utilize Auxiliary Function for Code Generation

We study the code generation behavior of instruction-tuned models built on top of code pre-trained language models when they could access an auxiliary function to implement a function. We design several ways to provide auxiliary functions to the models by adding them to the query or providing a response prefix to incorporate the ability to utilize auxiliary functions with the instruction-following capability. Our experimental results show the effectiveness of combining the base models' auxiliary function utilization ability with the instruction following ability. In particular, the performance of adopting our approaches with the open-sourced language models surpasses that of the recent powerful proprietary language models, i.e., gpt-4o.

YA-TA: Towards Personalized Question-Answering Teaching Assistants using Instructor-Student Dual Retrieval-augmented Knowledge Fusion

Engagement between instructors and students plays a crucial role in enhancing students'academic performance. However, instructors often struggle to provide timely and personalized support in large classes. To address this challenge, we propose a novel Virtual Teaching Assistant (VTA) named YA-TA, designed to offer responses to students that are grounded in lectures and are easy to understand. To facilitate YA-TA, we introduce the Dual Retrieval-augmented Knowledge Fusion (DRAKE) framework, which incorporates dual retrieval of instructor and student knowledge and knowledge fusion for tailored response generation. Experiments conducted in real-world classroom settings demonstrate that the DRAKE framework excels in aligning responses with knowledge retrieved from both instructor and student sides. Furthermore, we offer additional extensions of YA-TA, such as a Q&A board and self-practice tools to enhance the overall learning experience. Our video is publicly available.

Is Functional Correctness Enough to Evaluate Code Language Models? Exploring Diversity of Generated Codes

Language models (LMs) have exhibited impressive abilities in generating codes from natural language requirements. In this work, we highlight the diversity of code generated by LMs as a critical criterion for evaluating their code generation capabilities, in addition to functional correctness. Despite its practical implications, there is a lack of studies focused on assessing the diversity of generated code, which overlooks its importance in the development of code LMs. We propose a systematic approach to evaluate the diversity of generated code, utilizing various metrics for inter-code similarity as well as functional correctness. Specifically, we introduce a pairwise code similarity measure that leverages large LMs' capabilities in code understanding and reasoning, demonstrating the highest correlation with human judgment. We extensively investigate the impact of various factors on the quality of generated code, including model sizes, temperatures, training approaches, prompting strategies, and the difficulty of input problems. Our consistent observation of a positive correlation between the test pass score and the inter-code similarity score indicates that current LMs tend to produce functionally correct code with limited diversity.

SC-Rec: Enhancing Generative Retrieval with Self-Consistent Reranking for~Sequential Recommendation

Language Models (LMs) are increasingly employed in recommendation systems due to their advanced language understanding and generation capabilities. Recent recommender systems based on generative retrieval have leveraged the inferential abilities of LMs to directly generate the index tokens of the next item, based on item sequences within the user's interaction history. Previous studies have mostly focused on item indices based solely on textual semantic or collaborative information. However, although the standalone effectiveness of these aspects has been demonstrated, the integration of this information has remained unexplored. Our in-depth analysis finds that there is a significant difference in the knowledge captured by the model from heterogeneous item indices and diverse input prompts, which can have a high potential for complementarity. In this paper, we propose SC-Rec, a unified recommender system that learns diverse preference knowledge from two distinct item indices and multiple prompt templates. Furthermore, SC-Rec adopts a novel reranking strategy that aggregates a set of ranking results, inferred based on different indices and prompts, to achieve the self-consistency of the model. Our empirical evaluation on three real-world datasets demonstrates that SC-Rec considerably outperforms the state-of-the-art methods for sequential recommendation, effectively incorporating complementary knowledge from varied outputs of the model.