Dual Contrastive Transformer for Hierarchical Preference Modeling in Sequential Recommendation

Sequential recommender systems (SRSs) aim to predict the subsequent items which may interest users via comprehensively modeling users' complex preference embedded in the sequence of user-item interactions. However, most of existing SRSs often model users' single low-level preference based on item ID information while ignoring the high-level preference revealed by item attribute information, such as item category. Furthermore, they often utilize limited sequence context information to predict the next item while overlooking richer inter-item semantic relations. To this end, in this paper, we proposed a novel hierarchical preference modeling framework to substantially model the complex low- and high-level preference dynamics for accurate sequential recommendation. Specifically, in the framework, a novel dual-transformer module and a novel dual contrastive learning scheme have been designed to discriminatively learn users' low- and high-level preference and to effectively enhance both low- and high-level preference learning respectively. In addition, a novel semantics-enhanced context embedding module has been devised to generate more informative context embedding for further improving the recommendation performance. Extensive experiments on six real-world datasets have demonstrated both the superiority of our proposed method over the state-of-the-art ones and the rationality of our design.

Dual Conditional Diffusion Models for Sequential Recommendation

Recent advancements in diffusion models have shown promising results in sequential recommendation (SR). However, current diffusion-based methods still exhibit two key limitations. First, they implicitly model the diffusion process for target item embeddings rather than the discrete target item itself, leading to inconsistency in the recommendation process. Second, existing methods rely on either implicit or explicit conditional diffusion models, limiting their ability to fully capture the context of user behavior and leading to less robust target item embeddings. In this paper, we propose the Dual Conditional Diffusion Models for Sequential Recommendation (DCRec), introducing a discrete-to-continuous sequential recommendation diffusion framework. Our framework introduces a complete Markov chain to model the transition from the reversed target item representation to the discrete item index, bridging the discrete and continuous item spaces for diffusion models and ensuring consistency with the diffusion framework. Building on this framework, we present the Dual Conditional Diffusion Transformer (DCDT) that incorporates the implicit conditional and the explicit conditional for diffusion-based SR. Extensive experiments on public benchmark datasets demonstrate that DCRec outperforms state-of-the-art methods.

Modeling Temporal Positive and Negative Excitation for Sequential Recommendation

Sequential recommendation aims to predict the next item which interests users via modeling their interest in items over time. Most of the existing works on sequential recommendation model users' dynamic interest in specific items while overlooking users' static interest revealed by some static attribute information of items, e.g., category, or brand. Moreover, existing works often only consider the positive excitation of a user's historical interactions on his/her next choice on candidate items while ignoring the commonly existing negative excitation, resulting in insufficient modeling dynamic interest. The overlook of static interest and negative excitation will lead to incomplete interest modeling and thus impede the recommendation performance. To this end, in this paper, we propose modeling both static interest and negative excitation for dynamic interest to further improve the recommendation performance. Accordingly, we design a novel Static-Dynamic Interest Learning (SDIL) framework featured with a novel Temporal Positive and Negative Excitation Modeling (TPNE) module for accurate sequential recommendation. TPNE is specially designed for comprehensively modeling dynamic interest based on temporal positive and negative excitation learning. Extensive experiments on three real-world datasets show that SDIL can effectively capture both static and dynamic interest and outperforms state-of-the-art baselines.

Learn When to Trust Language Models: A Privacy-Centric Adaptive Model-Aware Approach

Retrieval-augmented large language models (LLMs) have been remarkably competent in various NLP tasks. Despite their great success, the knowledge provided by the retrieval process is not always useful for improving the model prediction, since in some samples LLMs may already be quite knowledgeable and thus be able to answer the question correctly without retrieval. Aiming to save the cost of retrieval, previous work has proposed to determine when to do/skip the retrieval in a data-aware manner by analyzing the LLMs' pretraining data. However, these data-aware methods pose privacy risks and memory limitations, especially when requiring access to sensitive or extensive pretraining data. Moreover, these methods offer limited adaptability under fine-tuning or continual learning settings. We hypothesize that token embeddings are able to capture the model's intrinsic knowledge, which offers a safer and more straightforward way to judge the need for retrieval without the privacy risks associated with accessing pre-training data. Moreover, it alleviates the need to retain all the data utilized during model pre-training, necessitating only the upkeep of the token embeddings. Extensive experiments and in-depth analyses demonstrate the superiority of our model-aware approach.

Foundation Models for Recommender Systems: A Survey and New Perspectives

Recently, Foundation Models (FMs), with their extensive knowledge bases and complex architectures, have offered unique opportunities within the realm of recommender systems (RSs). In this paper, we attempt to thoroughly examine FM-based recommendation systems (FM4RecSys). We start by reviewing the research background of FM4RecSys. Then, we provide a systematic taxonomy of existing FM4RecSys research works, which can be divided into four different parts including data characteristics, representation learning, model type, and downstream tasks. Within each part, we review the key recent research developments, outlining the representative models and discussing their characteristics. Moreover, we elaborate on the open problems and opportunities of FM4RecSys aiming to shed light on future research directions in this area. In conclusion, we recap our findings and discuss the emerging trends in this field.

Interventional Recommendation with Contrastive Counterfactual Learning for Better Understanding User Preferences

Recently, there has been a surging interest in formulating recommendations in the context of causal inference. The studies regard the recommendation as an intervention in causal inference and frame the users' preferences as interventional effects to improve recommender systems' generalization. Many studies in the field of causal inference for recommender systems have been focusing on utilizing propensity scores from the causal community that reduce the bias while inducing additional variance. Alternatively, some studies suggest the existence of a set of unbiased data from randomized controlled trials while it requires to satisfy certain assumptions that may be challenging in practice. In this paper, we first design a causal graph representing recommender systems' data generation and propagation process. Then, we reveal that the underlying exposure mechanism biases the maximum likelihood estimation (MLE) on observational feedback. In order to figure out users' preferences in terms of causality behind data, we leverage the back-door adjustment and do-calculus, which induces an interventional recommendation model (IREC). Furthermore, considering the confounder may be inaccessible for measurement, we propose a contrastive counterfactual learning method (CCL) for simulating the intervention. In addition, we present two extra novel sampling strategies and show an intriguing finding that sampling from counterfactual sets contributes to superior performance. We perform extensive experiments on two real-world datasets to evaluate and analyze the performance of our model IREC-CCL on unbiased test sets. Experimental results demonstrate our model outperforms the state-of-the-art methods.

Improved Knowledge Distillation via Adversarial Collaboration

Knowledge distillation has become an important approach to obtain a compact yet effective model. To achieve this goal, a small student model is trained to exploit the knowledge of a large well-trained teacher model. However, due to the capacity gap between the teacher and the student, the student's performance is hard to reach the level of the teacher. Regarding this issue, existing methods propose to reduce the difficulty of the teacher's knowledge via a proxy way. We argue that these proxy-based methods overlook the knowledge loss of the teacher, which may cause the student to encounter capacity bottlenecks. In this paper, we alleviate the capacity gap problem from a new perspective with the purpose of averting knowledge loss. Instead of sacrificing part of the teacher's knowledge, we propose to build a more powerful student via adversarial collaborative learning. To this end, we further propose an Adversarial Collaborative Knowledge Distillation (ACKD) method that effectively improves the performance of knowledge distillation. Specifically, we construct the student model with multiple auxiliary learners. Meanwhile, we devise an adversarial collaborative module (ACM) that introduces attention mechanism and adversarial learning to enhance the capacity of the student. Extensive experiments on four classification tasks show the superiority of the proposed ACKD.

Semi-Online Knowledge Distillation

Knowledge distillation is an effective and stable method for model compression via knowledge transfer. Conventional knowledge distillation (KD) is to transfer knowledge from a large and well pre-trained teacher network to a small student network, which is a one-way process. Recently, deep mutual learning (DML) has been proposed to help student networks learn collaboratively and simultaneously. However, to the best of our knowledge, KD and DML have never been jointly explored in a unified framework to solve the knowledge distillation problem. In this paper, we investigate that the teacher model supports more trustworthy supervision signals in KD, while the student captures more similar behaviors from the teacher in DML. Based on these observations, we first propose to combine KD with DML in a unified framework. Furthermore, we propose a Semi-Online Knowledge Distillation (SOKD) method that effectively improves the performance of the student and the teacher. In this method, we introduce the peer-teaching training fashion in DML in order to alleviate the student's imitation difficulty, and also leverage the supervision signals provided by the well-trained teacher in KD. Besides, we also show our framework can be easily extended to feature-based distillation methods. Extensive experiments on CIFAR-100 and ImageNet datasets demonstrate the proposed method achieves state-of-the-art performance.