Rotatable Antenna Enabled Multi-Cell Mixed Near-Field and Far-Field Communications

Prior studies on mixed near-field and far-field communications have focused exclusively on single-cell scenarios, where both near-field and far-field users are served by the same base station (BS), leading to intra-cell mixed-field interference. In this paper, we consider a more general and practical multi-cell mixed-field scenario consisting of multiple cells, each serving multiple users, thus resulting in more complex inter-cell mixed-field interference. To address this new challenge, we propose leveraging rotatable antenna (RA) technology to enhance multi-cell mixed-field communication performance by exploiting the additional spatial degree-of-freedom introduced by RA rotation to mitigate interference in an efficient way. Specifically, we study an RA-enabled multi-cell mixed-field communication system in which each BS is equipped with an RA array to serve its associated users. We formulate a network-wide sum-rate maximization problem that jointly optimizes the transmit beamforming and the rotation angles of the RA arrays, subject to per-BS power constraints and admissible array rotation limits. To gain useful insights into the role of RAs in multi-cell mixed-field communications, we first analyze a special case with a single user per cell. For this case, we obtain a closed-form expression for the rotation-aware inter-cell mixed-field interference using the Fresnel integrals and analytically show that RA rotation can effectively mitigate such interference, thereby substantially improving system performance. For the general case with multiple users per cell, we develop an efficient double-layer algorithm: the inner layer optimizes the transmit beamforming at each BS via semidefinite relaxation and successive convex approximation; while the outer layer determines the rotation angles of the RA arrays using particle swarm optimization.

Flexible Beamforming Design with Hierarchical Rotational 6DMA Systems

Reconfigurable antenna technology, such as movable antennas (MAs) and rotatable antennas (RAs), has emerged as a promising solution to enhance the communication performance of wireless systems by exploiting the new degree of freedom (DoF) in antenna reconfiguration. However, existing RA designs mostly consider the array-wise or antenna-wise rotation only, which constrain their great potential in the wide-range radiation pattern control. To overcome this limitation, we propose a new hierarchical rotational six-dimensional MA (HR-6DMA) architecture to improve downlink coverage, which exploits array-wise rotation for global orientation adjustment and individual antenna rotation for fine-grained radiation refinement. Based on this array architecture, we then formulate an optimization problem to maximize the minimum beamforming gain over a target region by jointly optimizing the two-level rotations and transmit beamforming. To solve this non-convex problem, an efficient algorithm is proposed, where the transmit beamforming and per-antenna rotation are optimized via alternating optimization under any feasible array rotation, followed by a low-complexity linear search to determine the optimal array rotation. Last, numerical results show that the proposed HR-6DMA significantly improves the minimum beamforming gain over fixed and single-level rotatable arrays.

Near-field Beam Training under Multi-path Channels: A Hybrid Learning-and-Optimization Approach

For extremely large-scale arrays (XL-arrays), the discrete Fourier transform (DFT) codebook, conventionally used in the far-field, has recently been employed for near-field beam training. However, most existing methods rely on the line-of-sight (LoS) dominant channel assumption, which may suffer degraded communication performance when applied to the general multi-path scenario due to the more complex received signal power pattern at the user. To address this issue, we propose in this paper a new hybrid learning-and-optimization-based beam training method that first leverages deep learning (DL) to obtain coarse channel parameter estimates, and then refines them via a model-based optimization algorithm, hence achieving high-accuracy estimation with low computational complexity. Specifically, in the first stage, a tailored U-Net architecture is developed to learn the non-linear mapping from the received power pattern to coarse estimates of the angles and ranges of multi-path components. In particular, the inherent permutation ambiguity in multi-path parameter matching is effectively resolved by a permutation invariant training (PIT) strategy, while the unknown number of paths is estimated based on defined path existence logits. In the second stage, we further propose an efficient particle swarm optimization method to refine the angular and range parameters within a confined search region; in the meanwhile, a Gerchberg-Saxton algorithm is used to retrieve multi-path channel gains from the received power pattern. Last, numerical results demonstrate that the proposed hybrid design significantly outperforms various benchmarks in terms of parameter estimation accuracy and achievable rate, yet with low computational complexity.

Rotatable Antenna-Empowered Wireless Networks: A Tutorial

Non-fixed flexible antenna architectures, such as fluid antenna system (FAS), movable antenna (MA), and pinching antenna, have garnered significant interest in recent years. Among them, rotatable antenna (RA) has emerged as a promising technology for enhancing wireless communication and sensing performance through flexible antenna orientation/boresight rotation. By enabling mechanical or electronic boresight adjustment without altering physical antenna positions, RA introduces additional spatial degrees of freedom (DoFs) beyond conventional beamforming. In this paper, we provide a comprehensive tutorial on the fundamentals, architectures, and applications of RA-empowered wireless networks. Specifically, we begin by reviewing the historical evolution of RA-related technologies and clarifying the distinctive role of RA among flexible antenna architectures. Then, we establish a unified mathematical framework for RA-enabled systems, including general antenna/array rotation models, as well as channel models that cover near- and far-field propagation characteristics, wideband frequency selectivity, and polarization effects. Building upon this foundation, we investigate antenna/array rotation optimization in representative communication and sensing scenarios. Furthermore, we examine RA channel estimation/acquisition strategies encompassing orientation scheduling mechanisms and signal processing methods that exploit multi-view channel observations. Beyond theoretical modeling and algorithmic design, we discuss practical RA configurations and deployment strategies. We also present recent RA prototypes and experimental results that validate the practical performance gains enabled by antenna rotation. Finally, we highlight promising extensions of RA to emerging wireless paradigms and outline open challenges to inspire future research.

Mitigating Mixed-field Interference in Near-field and Far-field Communications: An Antenna Selection Approach

In mixed near-field and far-field systems, the nonorthogonality between near-field and far-field channels may cause severe inter-user interference and hence degrade rate performance, when the analog beamforming is designed based on the low-complexity full-array maximum ratio transmission (MRT). To tackle this issue, we propose in this paper an antenna selection-based transmission framework to effectively suppress mixed-field interference without mechanically altering antenna structures. To this end, an optimization problem is formulated to maximize the sum-rate of mixed-field systems, by jointly designing antenna selection and power allocation under the MRT-based analog beamforming. As the problem is non-convex and generally difficult to solve optimally, we first consider a typical two-user scenario to obtain useful insights. Interestingly, we analytically show that the strong mixed-field interference can be substantially mitigated by deactivating only a small portion of antennas, yet without compromising array gains too much. Moreover, an inherent tradeoff is revealed in antenna selection between interference suppression and array-gain enhancement, based on which a suboptimal number of deactivated antennas for achieving the maximum sum-rate is obtained. Next, for the general multi-user case, we develop an efficient penalty dual decomposition (PDD)-based two-layer framework to obtain its high quality solution by using the block coordinate descent (BCD) and successive convex approximation (SCA) techniques. To further reduce the computational complexity, a low-complexity antenna deactivation strategy is proposed capitalizing on an interference suppression criterion. Last, numerical results demonstrate that the proposed scheme achieves a favorable trade-off between interference suppression and array gain loss, hence achieving significant performance gains over various baseline schemes.

Hybrid-Field Joint Channel and Visible Region Estimation for RIS-Assisted Communications

In reconfigurable intelligent surface (RIS)-assisted millimeter-wave (mmWave) communication systems, the large-scale RIS introduces pronounced geometric effects that lead to the coexistence of far-field and near-field propagation. Furthermore, random blockages induce spatial non-stationarity across the RIS array, causing signals from different scatterers to illuminate only partial regions, referred to as visible regions (VRs). This renders conventional far-field and fully visible array-based channel models inadequate and makes channel estimation particularly challenging. In this paper, we investigate the non-stationary cascaded channel estimation problem in a hybrid-field propagation environment, where the RIS-base station (BS) link operates in the far-field, while the user-RIS link exhibits near-field characteristics with partial visibility. To address the resulting high-dimensional and coupled estimation problem, a reduced-dimensional sparse bilinear representation is developed by exploiting the structural characteristics of the cascaded channel. In particular, a dictionary compression technique is proposed to represent the high-dimensional coupled dictionary using a low-dimensional polar-domain dictionary weighted by a visibility matrix, thereby significantly reducing the problem scale. Based on this representation, a turbo-structured joint Bayesian estimation (TS-JBE) approach is proposed to simultaneously estimate the channel gains, VRs, and off-grid parameters, thereby avoiding error propagation inherent in existing sequential methods. Simulation results demonstrate that the proposed method significantly improves the estimation accuracy compared with existing approaches.

Low-complexity Design for Beam Coverage in Near-field and Far-field: A Fourier Transform Approach

In this paper, we study efficient beam coverage design for multi-antenna systems in both far-field and near-field cases. To reduce the computational complexity of existing sampling-based optimization methods, we propose a new low-complexity yet efficient beam coverage design. To this end, we first formulate a general beam coverage optimization problem to maximize the worst-case beamforming gain over a target region. For the far-field case, we show that the beam coverage design can be viewed as a spatial-frequency filtering problem, where angular coverage can be achieved by weight-shaping in the antenna domain via an inverse FT, yielding an infinite-length weighting sequence. Under the constraint of a finite number of antennas, a surrogate scheme is proposed by directly truncating this sequence, which inevitably introduces a roll-off effect at the angular boundaries, yielding degraded worst-case beamforming gain. To address this issue, we characterize the finite-antenna-induced roll-off effect, based on which a roll-off-aware design with a protective zoom is developed to ensure a flat beamforming-gain profile within the target angular region. Next, we extend the proposed method to the near-field case. Specifically, by applying a first-order Taylor approximation to the near-field channel steering vector (CSV), the two-dimensional (2D) beam coverage design (in both angle and inverse-range) can be transformed into a 2D inverse FT, leading to a low-complexity beamforming design. Furthermore, an inherent near-field range defocusing effect is observed, indicating that sufficiently wide angular coverage results in range-insensitive beam steering. Finally, numerical results demonstrate that the proposed FT-based approach achieves a comparable worst-case beamforming performance with that of conventional sampling-based optimization methods while significantly reducing the computational complexity.

Near-field Physical Layer Security: Robust Beamforming under Location Uncertainty

In this paper, we study robust beamforming design for near-field physical-layer-security (PLS) systems, where a base station (BS) equipped with an extremely large-scale array (XL-array) serves multiple near-field legitimate users (Bobs) in the presence of multiple near-field eavesdroppers (Eves). Unlike existing works that mostly assume perfect channel state information (CSI) or location information of Eves, we consider a more practical and challenging scenario, where the locations of Bobs are perfectly known, while only imperfect location information of Eves is available at the BS. We first formulate a robust optimization problem to maximize the sum-rate of Bobs while guaranteeing a worst-case limit on the eavesdropping rate under location uncertainty. By transforming Cartesian position errors into the polar domain, we reveal an important near-field angular-error amplification effect: for the same location error, the closer the Eve, the larger the angle error, severely degrading the performance of conventional robust beamforming methods based on imperfect channel state information. To address this issue, we first establish the conditions for which the first-order Taylor approximation of the near-field channel steering vector under location uncertainty is largely accurate. Then, we propose a two-stage robust beamforming method, which first partitions the uncertainty region into multiple fan-shaped sub-regions, followed by the second stage to formulate and solve a refined linear-matrix-inequality (LMI)-based robust beamforming optimization problem. In addition, the proposed method is further extended to scenarios with multiple Bobs and multiple Eves. Finally, numerical results validate that the proposed method achieves a superior trade-off between rate performance and secrecy robustness, hence significantly outperforming existing benchmarks under Eve location uncertainty.

Codebook Design for Limited Feedback in Near-Field XL-MIMO Systems

In this paper, we study efficient codebook design for limited feedback in extremely large-scale multiple-input-multiple-output (XL-MIMO) frequency division duplexing (FDD) systems. It is worth noting that existing codebook designs for XL-MIMO, such as polar-domain codebook, have not well taken into account user (location) distribution in practice, thereby incurring excessive feedback overhead. To address this issue, we propose in this paper a novel and efficient feedback codebook tailored to user distribution. To this end, we first consider a typical scenario where users are uniformly distributed within a specific polar-region, based on which a sum-rate maximization problem is formulated to jointly optimize angle-range samples and bit allocation among angle/range feedback. This problem is challenging to solve due to the lack of a closed-form expression for the received power in terms of angle and range samples. By leveraging a Voronoi partitioning approach, we show that uniform angle sampling is optimal for received power maximization. For more challenging range sampling design, we obtain a tight lower-bound on the received power and show that geometric sampling, where the ratio between adjacent samples is constant, can maximize the lower bound and thus serves as a high-quality suboptimal solution. We then extend the proposed framework to accommodate more general non-uniform user distribution via an alternating sampling method. Furthermore, theoretical analysis reveals that as the array size increases, the optimal allocation of feedback bits increasingly favors range samples at the expense of angle samples. Finally, numerical results validate the superior rate performance and robustness of the proposed codebook design under various system setups, achieving significant gains over benchmark schemes, including the widely used polar-domain codebook.

Two-stage Multi-beam Training for Multiuser Millimeter-Wave Communications

In this letter, we study an efficient multi-beam training method for multiuser millimeter-wave communication systems. Unlike the conventional single-beam training method that relies on exhaustive search, multi-beam training design faces a key challenge in balancing the trade-off between beam training overhead and success beam-identification rate, exacerbated by severe inter-beam interference. To tackle this challenge, we propose a new two-stage multi-beam training method with two distinct multi-beam patterns to enable fast and accurate user angle identification. Specifically, in the first stage, the antenna array is divided into sparse subarrays to generate multiple beams (with high array gains), for identifying candidate user angles. In the second stage, the array is redivided into dense subarrays to generate flexibly steered wide beams, for which a cross-validation method is employed to effectively resolve the remaining angular ambiguity in the first stage. Last, numerical results demonstrate that the proposed method significantly improves the success beam-identification rate compared to existing multi-beam training methods, while retaining or even reducing the required beam training overhead.