Counterfactual Query Rewriting to Use Historical Relevance Feedback

When a retrieval system receives a query it has encountered before, previous relevance feedback, such as clicks or explicit judgments can help to improve retrieval results. However, the content of a previously relevant document may have changed, or the document might not be available anymore. Despite this evolved corpus, we counterfactually use these previously relevant documents as relevance signals. In this paper we proposed approaches to rewrite user queries and compare them against a system that directly uses the previous qrels for the ranking. We expand queries with terms extracted from the previously relevant documents or derive so-called keyqueries that rank the previously relevant documents to the top of the current corpus. Our evaluation in the CLEF LongEval scenario shows that rewriting queries with historical relevance feedback improves the retrieval effectiveness and even outperforms computationally expensive transformer-based approaches.

Ranking Generated Answers: On the Agreement of Retrieval Models with Humans on Consumer Health Questions

Evaluating the output of generative large language models (LLMs) is challenging and difficult to scale. Most evaluations of LLMs focus on tasks such as single-choice question-answering or text classification. These tasks are not suitable for assessing open-ended question-answering capabilities, which are critical in domains where expertise is required, such as health, and where misleading or incorrect answers can have a significant impact on a user's health. Using human experts to evaluate the quality of LLM answers is generally considered the gold standard, but expert annotation is costly and slow. We present a method for evaluating LLM answers that uses ranking signals as a substitute for explicit relevance judgements. Our scoring method correlates with the preferences of human experts. We validate it by investigating the well-known fact that the quality of generated answers improves with the size of the model as well as with more sophisticated prompting strategies.

Learning Effective Representations for Retrieval Using Self-Distillation with Adaptive Relevance Margins

Representation-based retrieval models, so-called biencoders, estimate the relevance of a document to a query by calculating the similarity of their respective embeddings. Current state-of-the-art biencoders are trained using an expensive training regime involving knowledge distillation from a teacher model and batch-sampling. Instead of relying on a teacher model, we contribute a novel parameter-free loss function for self-supervision that exploits the pre-trained language modeling capabilities of the encoder model as a training signal, eliminating the need for batch sampling by performing implicit hard negative mining. We investigate the capabilities of our proposed approach through extensive ablation studies, demonstrating that self-distillation can match the effectiveness of teacher distillation using only 13.5% of the data, while offering a speedup in training time between 3x and 15x compared to parametrized losses. Code and data is made openly available.

Systematic Evaluation of Neural Retrieval Models on the Touché 2020 Argument Retrieval Subset of BEIR

The zero-shot effectiveness of neural retrieval models is often evaluated on the BEIR benchmark -- a combination of different IR evaluation datasets. Interestingly, previous studies found that particularly on the BEIR subset Touch\'e 2020, an argument retrieval task, neural retrieval models are considerably less effective than BM25. Still, so far, no further investigation has been conducted on what makes argument retrieval so "special". To more deeply analyze the respective potential limits of neural retrieval models, we run a reproducibility study on the Touch\'e 2020 data. In our study, we focus on two experiments: (i) a black-box evaluation (i.e., no model retraining), incorporating a theoretical exploration using retrieval axioms, and (ii) a data denoising evaluation involving post-hoc relevance judgments. Our black-box evaluation reveals an inherent bias of neural models towards retrieving short passages from the Touch\'e 2020 data, and we also find that quite a few of the neural models' results are unjudged in the Touch\'e 2020 data. As many of the short Touch\'e passages are not argumentative and thus non-relevant per se, and as the missing judgments complicate fair comparison, we denoise the Touch\'e 2020 data by excluding very short passages (less than 20 words) and by augmenting the unjudged data with post-hoc judgments following the Touch\'e guidelines. On the denoised data, the effectiveness of the neural models improves by up to 0.52 in nDCG@10, but BM25 is still more effective. Our code and the augmented Touch\'e 2020 dataset are available at \url{https://github.com/castorini/touche-error-analysis}.

A Systematic Investigation of Distilling Large Language Models into Cross-Encoders for Passage Re-ranking

Cross-encoders distilled from large language models are more effective re-rankers than cross-encoders fine-tuned using manually labeled data. However, the distilled models do not reach the language model's effectiveness. We construct and release a new distillation dataset, named Rank-DistiLLM, to investigate whether insights from fine-tuning cross-encoders on manually labeled data -- hard-negative sampling, deep sampling, and listwise loss functions -- are transferable to large language model ranker distillation. Our dataset can be used to train cross-encoders that reach the effectiveness of large language models while being orders of magnitude more efficient. Code and data is available at: https://github.com/webis-de/msmarco-llm-distillation

If there's a Trigger Warning, then where's the Trigger? Investigating Trigger Warnings at the Passage Level

Trigger warnings are labels that preface documents with sensitive content if this content could be perceived as harmful by certain groups of readers. Since warnings about a document intuitively need to be shown before reading it, authors usually assign trigger warnings at the document level. What parts of their writing prompted them to assign a warning, however, remains unclear. We investigate for the first time the feasibility of identifying the triggering passages of a document, both manually and computationally. We create a dataset of 4,135 English passages, each annotated with one of eight common trigger warnings. In a large-scale evaluation, we then systematically evaluate the effectiveness of fine-tuned and few-shot classifiers, and their generalizability. We find that trigger annotation belongs to the group of subjective annotation tasks in NLP, and that automatic trigger classification remains challenging but feasible.

Set-Encoder: Permutation-Invariant Inter-Passage Attention for Listwise Passage Re-Ranking with Cross-Encoders

Cross-encoders are effective passage re-rankers. But when re-ranking multiple passages at once, existing cross-encoders inefficiently optimize the output ranking over several input permutations, as their passage interactions are not permutation-invariant. Moreover, their high memory footprint constrains the number of passages during listwise training. To tackle these issues, we propose the Set-Encoder, a new cross-encoder architecture that (1) introduces inter-passage attention with parallel passage processing to ensure permutation invariance between input passages, and that (2) uses fused-attention kernels to enable training with more passages at a time. In experiments on TREC Deep Learning and TIREx, the Set-Encoder is more effective than previous cross-encoders with a similar number of parameters. Compared to larger models, the Set-Encoder is more efficient and either on par or even more effective.

Task-Oriented Paraphrase Analytics

Since paraphrasing is an ill-defined task, the term "paraphrasing" covers text transformation tasks with different characteristics. Consequently, existing paraphrasing studies have applied quite different (explicit and implicit) criteria as to when a pair of texts is to be considered a paraphrase, all of which amount to postulating a certain level of semantic or lexical similarity. In this paper, we conduct a literature review and propose a taxonomy to organize the 25~identified paraphrasing (sub-)tasks. Using classifiers trained to identify the tasks that a given paraphrasing instance fits, we find that the distributions of task-specific instances in the known paraphrase corpora vary substantially. This means that the use of these corpora, without the respective paraphrase conditions being clearly defined (which is the normal case), must lead to incomparable and misleading results.

Analyzing Adversarial Attacks on Sequence-to-Sequence Relevance Models

Modern sequence-to-sequence relevance models like monoT5 can effectively capture complex textual interactions between queries and documents through cross-encoding. However, the use of natural language tokens in prompts, such as Query, Document, and Relevant for monoT5, opens an attack vector for malicious documents to manipulate their relevance score through prompt injection, e.g., by adding target words such as true. Since such possibilities have not yet been considered in retrieval evaluation, we analyze the impact of query-independent prompt injection via manually constructed templates and LLM-based rewriting of documents on several existing relevance models. Our experiments on the TREC Deep Learning track show that adversarial documents can easily manipulate different sequence-to-sequence relevance models, while BM25 (as a typical lexical model) is not affected. Remarkably, the attacks also affect encoder-only relevance models (which do not rely on natural language prompt tokens), albeit to a lesser extent.

TL;DR Progress: Multi-faceted Literature Exploration in Text Summarization

This paper presents TL;DR Progress, a new tool for exploring the literature on neural text summarization. It organizes 514~papers based on a comprehensive annotation scheme for text summarization approaches and enables fine-grained, faceted search. Each paper was manually annotated to capture aspects such as evaluation metrics, quality dimensions, learning paradigms, challenges addressed, datasets, and document domains. In addition, a succinct indicative summary is provided for each paper, consisting of automatically extracted contextual factors, issues, and proposed solutions. The tool is available online at https://www.tldr-progress.de, a demo video at https://youtu.be/uCVRGFvXUj8