Ranking Generated Answers: On the Agreement of Retrieval Models with Humans on Consumer Health Questions

Evaluating the output of generative large language models (LLMs) is challenging and difficult to scale. Most evaluations of LLMs focus on tasks such as single-choice question-answering or text classification. These tasks are not suitable for assessing open-ended question-answering capabilities, which are critical in domains where expertise is required, such as health, and where misleading or incorrect answers can have a significant impact on a user's health. Using human experts to evaluate the quality of LLM answers is generally considered the gold standard, but expert annotation is costly and slow. We present a method for evaluating LLM answers that uses ranking signals as a substitute for explicit relevance judgements. Our scoring method correlates with the preferences of human experts. We validate it by investigating the well-known fact that the quality of generated answers improves with the size of the model as well as with more sophisticated prompting strategies.

Learning Effective Representations for Retrieval Using Self-Distillation with Adaptive Relevance Margins

Representation-based retrieval models, so-called biencoders, estimate the relevance of a document to a query by calculating the similarity of their respective embeddings. Current state-of-the-art biencoders are trained using an expensive training regime involving knowledge distillation from a teacher model and batch-sampling. Instead of relying on a teacher model, we contribute a novel parameter-free loss function for self-supervision that exploits the pre-trained language modeling capabilities of the encoder model as a training signal, eliminating the need for batch sampling by performing implicit hard negative mining. We investigate the capabilities of our proposed approach through extensive ablation studies, demonstrating that self-distillation can match the effectiveness of teacher distillation using only 13.5% of the data, while offering a speedup in training time between 3x and 15x compared to parametrized losses. Code and data is made openly available.

A Systematic Investigation of Distilling Large Language Models into Cross-Encoders for Passage Re-ranking

Cross-encoders distilled from large language models are more effective re-rankers than cross-encoders fine-tuned using manually labeled data. However, the distilled models do not reach the language model's effectiveness. We construct and release a new distillation dataset, named Rank-DistiLLM, to investigate whether insights from fine-tuning cross-encoders on manually labeled data -- hard-negative sampling, deep sampling, and listwise loss functions -- are transferable to large language model ranker distillation. Our dataset can be used to train cross-encoders that reach the effectiveness of large language models while being orders of magnitude more efficient. Code and data is available at: https://github.com/webis-de/msmarco-llm-distillation

Set-Encoder: Permutation-Invariant Inter-Passage Attention for Listwise Passage Re-Ranking with Cross-Encoders

Cross-encoders are effective passage re-rankers. But when re-ranking multiple passages at once, existing cross-encoders inefficiently optimize the output ranking over several input permutations, as their passage interactions are not permutation-invariant. Moreover, their high memory footprint constrains the number of passages during listwise training. To tackle these issues, we propose the Set-Encoder, a new cross-encoder architecture that (1) introduces inter-passage attention with parallel passage processing to ensure permutation invariance between input passages, and that (2) uses fused-attention kernels to enable training with more passages at a time. In experiments on TREC Deep Learning and TIREx, the Set-Encoder is more effective than previous cross-encoders with a similar number of parameters. Compared to larger models, the Set-Encoder is more efficient and either on par or even more effective.

Zero-shot Generative Large Language Models for Systematic Review Screening Automation

Systematic reviews are crucial for evidence-based medicine as they comprehensively analyse published research findings on specific questions. Conducting such reviews is often resource- and time-intensive, especially in the screening phase, where abstracts of publications are assessed for inclusion in a review. This study investigates the effectiveness of using zero-shot large language models~(LLMs) for automatic screening. We evaluate the effectiveness of eight different LLMs and investigate a calibration technique that uses a predefined recall threshold to determine whether a publication should be included in a systematic review. Our comprehensive evaluation using five standard test collections shows that instruction fine-tuning plays an important role in screening, that calibration renders LLMs practical for achieving a targeted recall, and that combining both with an ensemble of zero-shot models saves significant screening time compared to state-of-the-art approaches.

Evaluating Generative Ad Hoc Information Retrieval

Recent advances in large language models have enabled the development of viable generative information retrieval systems. A generative retrieval system returns a grounded generated text in response to an information need instead of the traditional document ranking. Quantifying the utility of these types of responses is essential for evaluating generative retrieval systems. As the established evaluation methodology for ranking-based ad hoc retrieval may seem unsuitable for generative retrieval, new approaches for reliable, repeatable, and reproducible experimentation are required. In this paper, we survey the relevant information retrieval and natural language processing literature, identify search tasks and system architectures in generative retrieval, develop a corresponding user model, and study its operationalization. This theoretical analysis provides a foundation and new insights for the evaluation of generative ad hoc retrieval systems.

Generating Natural Language Queries for More Effective Systematic Review Screening Prioritisation

Screening prioritisation in medical systematic reviews aims to rank the set of documents retrieved by complex Boolean queries. The goal is to prioritise the most important documents so that subsequent review steps can be carried out more efficiently and effectively. The current state of the art uses the final title of the review to rank documents using BERT-based neural neural rankers. However, the final title is only formulated at the end of the review process, which makes this approach impractical as it relies on ex post facto information. At the time of screening, only a rough working title is available, with which the BERT-based ranker achieves is significantly worse than the final title. In this paper, we explore alternative sources of queries for screening prioritisation, such as the Boolean query used to retrieve the set of documents to be screened, and queries generated by instruction-based generative large language models such as ChatGPT and Alpaca. Our best approach is not only practical based on the information available at screening time, but is similar in effectiveness with the final title.

Beyond CO2 Emissions: The Overlooked Impact of Water Consumption of Information Retrieval Models

As in other fields of artificial intelligence, the information retrieval community has grown interested in investigating the power consumption associated with neural models, particularly models of search. This interest has become particularly relevant as the energy consumption of information retrieval models has risen with new neural models based on large language models, leading to an associated increase of CO2 emissions, albeit relatively low compared to fields such as natural language processing.

The Archive Query Log: Mining Millions of Search Result Pages of Hundreds of Search Engines from 25 Years of Web Archives

The Archive Query Log (AQL) is a previously unused, comprehensive query log collected at the Internet Archive over the last 25 years. Its first version includes 356 million queries, 166 million search result pages, and 1.7 billion search results across 550 search providers. Although many query logs have been studied in the literature, the search providers that own them generally do not publish their logs to protect user privacy and vital business data. Of the few query logs publicly available, none combines size, scope, and diversity. The AQL is the first to do so, enabling research on new retrieval models and (diachronic) search engine analyses. Provided in a privacy-preserving manner, it promotes open research as well as more transparency and accountability in the search industry.

Can ChatGPT Write a Good Boolean Query for Systematic Review Literature Search?

Systematic reviews are comprehensive reviews of the literature for a highly focused research question. These reviews are often treated as the highest form of evidence in evidence-based medicine, and are the key strategy to answer research questions in the medical field. To create a high-quality systematic review, complex Boolean queries are often constructed to retrieve studies for the review topic. However, it often takes a long time for systematic review researchers to construct a high quality systematic review Boolean query, and often the resulting queries are far from effective. Poor queries may lead to biased or invalid reviews, because they missed to retrieve key evidence, or to extensive increase in review costs, because they retrieved too many irrelevant studies. Recent advances in Transformer-based generative models have shown great potential to effectively follow instructions from users and generate answers based on the instructions being made. In this paper, we investigate the effectiveness of the latest of such models, ChatGPT, in generating effective Boolean queries for systematic review literature search. Through a number of extensive experiments on standard test collections for the task, we find that ChatGPT is capable of generating queries that lead to high search precision, although trading-off this for recall. Overall, our study demonstrates the potential of ChatGPT in generating effective Boolean queries for systematic review literature search. The ability of ChatGPT to follow complex instructions and generate queries with high precision makes it a valuable tool for researchers conducting systematic reviews, particularly for rapid reviews where time is a constraint and often trading-off higher precision for lower recall is acceptable.