Task-driven Layerwise Additive Activation Intervention

Modern language models (LMs) have significantly advanced generative modeling in natural language processing (NLP). Despite their success, LMs often struggle with adaptation to new contexts in real-time applications. A promising approach to task adaptation is activation intervention, which steers the LMs' generation process by identifying and manipulating the activations. However, existing interventions are highly dependent on heuristic rules or require many prompt inputs to determine effective interventions. This paper proposes a layer-wise additive activation intervention framework that optimizes the intervention process, thus enhancing the sample efficiency. We benchmark our framework on various datasets, demonstrating improvements in the accuracy of pre-trained LMs and competing intervention baselines.

Probe-Free Low-Rank Activation Intervention

Language models (LMs) can produce texts that appear accurate and coherent but contain untruthful or toxic content. Inference-time interventions that edit the hidden activations have shown promising results in steering the LMs towards desirable generations. Existing activation intervention methods often comprise an activation probe to detect undesirable generation, triggering the activation modification to steer subsequent generation. This paper proposes a probe-free intervention method FLORAIN for all attention heads in a specific activation layer. It eliminates the need to train classifiers for probing purposes. The intervention function is parametrized by a sample-wise nonlinear low-rank mapping, which is trained by minimizing the distance between the modified activations and their projection onto the manifold of desirable content. Under specific constructions of the manifold and projection distance, we show that the intervention strategy can be computed efficiently by solving a smooth optimization problem. The empirical results, benchmarked on multiple base models, demonstrate that FLORAIN consistently outperforms several baseline methods in enhancing model truthfulness and quality across generation and multiple-choice tasks.

Risk-Aware Distributional Intervention Policies for Language Models

Language models are prone to occasionally undesirable generations, such as harmful or toxic content, despite their impressive capability to produce texts that appear accurate and coherent. This paper presents a new two-stage approach to detect and mitigate undesirable content generations by rectifying activations. First, we train an ensemble of layerwise classifiers to detect undesirable content using activations by minimizing a smooth surrogate of the risk-aware score. Then, for contents that are detected as undesirable, we propose layerwise distributional intervention policies that perturb the attention heads minimally while guaranteeing probabilistically the effectiveness of the intervention. Benchmarks on several language models and datasets show that our method outperforms baselines in reducing the generation of undesirable output.

GROOT: Effective Design of Biological Sequences with Limited Experimental Data

Latent space optimization (LSO) is a powerful method for designing discrete, high-dimensional biological sequences that maximize expensive black-box functions, such as wet lab experiments. This is accomplished by learning a latent space from available data and using a surrogate model to guide optimization algorithms toward optimal outputs. However, existing methods struggle when labeled data is limited, as training the surrogate model with few labeled data points can lead to subpar outputs, offering no advantage over the training data itself. We address this challenge by introducing GROOT, a Graph-based Latent Smoothing for Biological Sequence Optimization. In particular, GROOT generates pseudo-labels for neighbors sampled around the training latent embeddings. These pseudo-labels are then refined and smoothed by Label Propagation. Additionally, we theoretically and empirically justify our approach, demonstrate GROOT's ability to extrapolate to regions beyond the training set while maintaining reliability within an upper bound of their expected distances from the training regions. We evaluate GROOT on various biological sequence design tasks, including protein optimization (GFP and AAV) and three tasks with exact oracles from Design-Bench. The results demonstrate that GROOT equalizes and surpasses existing methods without requiring access to black-box oracles or vast amounts of labeled data, highlighting its practicality and effectiveness. We release our code at https://anonymous.4open.science/r/GROOT-D554

Range-aware Positional Encoding via High-order Pretraining: Theory and Practice

Unsupervised pre-training on vast amounts of graph data is critical in real-world applications wherein labeled data is limited, such as molecule properties prediction or materials science. Existing approaches pre-train models for specific graph domains, neglecting the inherent connections within networks. This limits their ability to transfer knowledge to various supervised tasks. In this work, we propose a novel pre-training strategy on graphs that focuses on modeling their multi-resolution structural information, allowing us to capture global information of the whole graph while preserving local structures around its nodes. We extend the work of Wave}let Positional Encoding (WavePE) from (Ngo et al., 2023) by pretraining a High-Order Permutation-Equivariant Autoencoder (HOPE-WavePE) to reconstruct node connectivities from their multi-resolution wavelet signals. Unlike existing positional encodings, our method is designed to become sensitivity to the input graph size in downstream tasks, which efficiently capture global structure on graphs. Since our approach relies solely on the graph structure, it is also domain-agnostic and adaptable to datasets from various domains, therefore paving the wave for developing general graph structure encoders and graph foundation models. We theoretically demonstrate that there exists a parametrization of such architecture that it can predict the output adjacency up to arbitrarily low error. We also evaluate HOPE-WavePE on graph-level prediction tasks of different areas and show its superiority compared to other methods.

Sampling Foundational Transformer: A Theoretical Perspective

The versatility of self-attention mechanism earned transformers great success in almost all data modalities, with limitations on the quadratic complexity and difficulty of training. To apply transformers across different data modalities, practitioners have to make specific clever data-modality-dependent constructions. In this paper, we propose Sampling Foundational Transformer (SFT) that can work on multiple data modalities (e.g., point cloud, graph, and sequence) and constraints (e.g., rotational-invariant). The existence of such model is important as contemporary foundational modeling requires operability on multiple data sources. For efficiency on large number of tokens, our model relies on our context aware sampling-without-replacement mechanism for both linear asymptotic computational complexity and real inference time gain. For efficiency, we rely on our newly discovered pseudoconvex formulation of transformer layer to increase model's convergence rate. As a model working on multiple data modalities, SFT has achieved competitive results on many benchmarks, while being faster in inference, compared to other very specialized models.

SAMSA: Efficient Transformer for Many Data Modalities

The versatility of self-attention mechanism earned transformers great success in almost all data modalities, with limitations on the quadratic complexity and difficulty of training. Efficient transformers, on the other hand, often rely on clever data-modality-dependent construction to get over the quadratic complexity of transformers. This greatly hinders their applications on different data modalities, which is one of the pillars of contemporary foundational modeling. In this paper, we lay the groundwork for efficient foundational modeling by proposing SAMSA - SAMpling-Self-Attention, a context-aware linear complexity self-attention mechanism that works well on multiple data modalities. Our mechanism is based on a differentiable sampling without replacement method we discovered. This enables the self-attention module to attend to the most important token set, where the importance is defined by data. Moreover, as differentiability is not needed in inference, the sparse formulation of our method costs little time overhead, further lowering computational costs. In short, SAMSA achieved competitive or even SOTA results on many benchmarks, while being faster in inference, compared to other very specialized models. Against full self-attention, real inference time significantly decreases while performance ranges from negligible degradation to outperformance. We release our source code in the repository: https://github.com/HySonLab/SAMSA

Forget but Recall: Incremental Latent Rectification in Continual Learning

Intrinsic capability to continuously learn a changing data stream is a desideratum of deep neural networks (DNNs). However, current DNNs suffer from catastrophic forgetting, which hinders remembering past knowledge. To mitigate this issue, existing Continual Learning (CL) approaches either retain exemplars for replay, regularize learning, or allocate dedicated capacity for new tasks. This paper investigates an unexplored CL direction for incremental learning called Incremental Latent Rectification or ILR. In a nutshell, ILR learns to propagate with correction (or rectify) the representation from the current trained DNN backward to the representation space of the old task, where performing predictive decisions is easier. This rectification process only employs a chain of small representation mapping networks, called rectifier units. Empirical experiments on several continual learning benchmarks, including CIFAR10, CIFAR100, and Tiny ImageNet, demonstrate the effectiveness and potential of this novel CL direction compared to existing representative CL methods.

Generative Conditional Distributions by Neural (Entropic) Optimal Transport

Learning conditional distributions is challenging because the desired outcome is not a single distribution but multiple distributions that correspond to multiple instances of the covariates. We introduce a novel neural entropic optimal transport method designed to effectively learn generative models of conditional distributions, particularly in scenarios characterized by limited sample sizes. Our method relies on the minimax training of two neural networks: a generative network parametrizing the inverse cumulative distribution functions of the conditional distributions and another network parametrizing the conditional Kantorovich potential. To prevent overfitting, we regularize the objective function by penalizing the Lipschitz constant of the network output. Our experiments on real-world datasets show the effectiveness of our algorithm compared to state-of-the-art conditional distribution learning techniques. Our implementation can be found at https://github.com/nguyenngocbaocmt02/GENTLE.

Cold-start Recommendation by Personalized Embedding Region Elicitation

Rating elicitation is a success element for recommender systems to perform well at cold-starting, in which the systems need to recommend items to a newly arrived user with no prior knowledge about the user's preference. Existing elicitation methods employ a fixed set of items to learn the user's preference and then infer the users' preferences on the remaining items. Using a fixed seed set can limit the performance of the recommendation system since the seed set is unlikely optimal for all new users with potentially diverse preferences. This paper addresses this challenge using a 2-phase, personalized elicitation scheme. First, the elicitation scheme asks users to rate a small set of popular items in a ``burn-in'' phase. Second, it sequentially asks the user to rate adaptive items to refine the preference and the user's representation. Throughout the process, the system represents the user's embedding value not by a point estimate but by a region estimate. The value of information obtained by asking the user's rating on an item is quantified by the distance from the region center embedding space that contains with high confidence the true embedding value of the user. Finally, the recommendations are successively generated by considering the preference region of the user. We show that each subproblem in the elicitation scheme can be efficiently implemented. Further, we empirically demonstrate the effectiveness of the proposed method against existing rating-elicitation methods on several prominent datasets.