KFinEval-Pilot: A Comprehensive Benchmark Suite for Korean Financial Language Understanding

We introduce KFinEval-Pilot, a benchmark suite specifically designed to evaluate large language models (LLMs) in the Korean financial domain. Addressing the limitations of existing English-centric benchmarks, KFinEval-Pilot comprises over 1,000 curated questions across three critical areas: financial knowledge, legal reasoning, and financial toxicity. The benchmark is constructed through a semi-automated pipeline that combines GPT-4-generated prompts with expert validation to ensure domain relevance and factual accuracy. We evaluate a range of representative LLMs and observe notable performance differences across models, with trade-offs between task accuracy and output safety across different model families. These results highlight persistent challenges in applying LLMs to high-stakes financial applications, particularly in reasoning and safety. Grounded in real-world financial use cases and aligned with the Korean regulatory and linguistic context, KFinEval-Pilot serves as an early diagnostic tool for developing safer and more reliable financial AI systems.

One-Shot is Enough: Consolidating Multi-Turn Attacks into Efficient Single-Turn Prompts for LLMs

Despite extensive safety enhancements in large language models (LLMs), multi-turn "jailbreak" conversations crafted by skilled human adversaries can still breach even the most sophisticated guardrails. However, these multi-turn attacks demand considerable manual effort, limiting their scalability. In this work, we introduce a novel approach called Multi-turn-to-Single-turn (M2S) that systematically converts multi-turn jailbreak prompts into single-turn attacks. Specifically, we propose three conversion strategies - Hyphenize, Numberize, and Pythonize - each preserving sequential context yet packaging it in a single query. Our experiments on the Multi-turn Human Jailbreak (MHJ) dataset show that M2S often increases or maintains high Attack Success Rates (ASRs) compared to original multi-turn conversations. Notably, using a StrongREJECT-based evaluation of harmfulness, M2S achieves up to 95.9% ASR on Mistral-7B and outperforms original multi-turn prompts by as much as 17.5% in absolute improvement on GPT-4o. Further analysis reveals that certain adversarial tactics, when consolidated into a single prompt, exploit structural formatting cues to evade standard policy checks. These findings underscore that single-turn attacks - despite being simpler and cheaper to conduct - can be just as potent, if not more, than their multi-turn counterparts. Our findings underscore the urgent need to reevaluate and reinforce LLM safety strategies, given how adversarial queries can be compacted into a single prompt while still retaining sufficient complexity to bypass existing safety measures.

Convergence Analysis of Federated Learning Methods Using Backward Error Analysis

Backward error analysis allows finding a modified loss function, which the parameter updates really follow under the influence of an optimization method. The additional loss terms included in this modified function is called implicit regularizer. In this paper, we attempt to find the implicit regularizer for various federated learning algorithms on non-IID data distribution, and explain why each method shows different convergence behavior. We first show that the implicit regularizer of FedAvg disperses the gradient of each client from the average gradient, thus increasing the gradient variance. We also empirically show that the implicit regularizer hampers its convergence. Similarly, we compute the implicit regularizers of FedSAM and SCAFFOLD, and explain why they converge better. While existing convergence analyses focus on pointing out the advantages of FedSAM and SCAFFOLD, our approach can explain their limitations in complex non-convex settings. In specific, we demonstrate that FedSAM can partially remove the bias in the first-order term of the implicit regularizer in FedAvg, whereas SCAFFOLD can fully eliminate the bias in the first-order term, but not in the second-order term. Consequently, the implicit regularizer can provide a useful insight on the convergence behavior of federated learning from a different theoretical perspective.

ELITE: Enhanced Language-Image Toxicity Evaluation for Safety

Current Vision Language Models (VLMs) remain vulnerable to malicious prompts that induce harmful outputs. Existing safety benchmarks for VLMs primarily rely on automated evaluation methods, but these methods struggle to detect implicit harmful content or produce inaccurate evaluations. Therefore, we found that existing benchmarks have low levels of harmfulness, ambiguous data, and limited diversity in image-text pair combinations. To address these issues, we propose the ELITE benchmark, a high-quality safety evaluation benchmark for VLMs, underpinned by our enhanced evaluation method, the ELITE evaluator. The ELITE evaluator explicitly incorporates a toxicity score to accurately assess harmfulness in multimodal contexts, where VLMs often provide specific, convincing, but unharmful descriptions of images. We filter out ambiguous and low-quality image-text pairs from existing benchmarks using the ELITE evaluator and generate diverse combinations of safe and unsafe image-text pairs. Our experiments demonstrate that the ELITE evaluator achieves superior alignment with human evaluations compared to prior automated methods, and the ELITE benchmark offers enhanced benchmark quality and diversity. By introducing ELITE, we pave the way for safer, more robust VLMs, contributing essential tools for evaluating and mitigating safety risks in real-world applications.

Maximizing the Position Embedding for Vision Transformers with Global Average Pooling

In vision transformers, position embedding (PE) plays a crucial role in capturing the order of tokens. However, in vision transformer structures, there is a limitation in the expressiveness of PE due to the structure where position embedding is simply added to the token embedding. A layer-wise method that delivers PE to each layer and applies independent Layer Normalizations for token embedding and PE has been adopted to overcome this limitation. In this paper, we identify the conflicting result that occurs in a layer-wise structure when using the global average pooling (GAP) method instead of the class token. To overcome this problem, we propose MPVG, which maximizes the effectiveness of PE in a layer-wise structure with GAP. Specifically, we identify that PE counterbalances token embedding values at each layer in a layer-wise structure. Furthermore, we recognize that the counterbalancing role of PE is insufficient in the layer-wise structure, and we address this by maximizing the effectiveness of PE through MPVG. Through experiments, we demonstrate that PE performs a counterbalancing role and that maintaining this counterbalancing directionality significantly impacts vision transformers. As a result, the experimental results show that MPVG outperforms existing methods across vision transformers on various tasks.

REPrune: Channel Pruning via Kernel Representative Selection

Channel pruning is widely accepted to accelerate modern convolutional neural networks (CNNs). The resulting pruned model benefits from its immediate deployment on general-purpose software and hardware resources. However, its large pruning granularity, specifically at the unit of a convolution filter, often leads to undesirable accuracy drops due to the inflexibility of deciding how and where to introduce sparsity to the CNNs. In this paper, we propose REPrune, a novel channel pruning technique that emulates kernel pruning, fully exploiting the finer but structured granularity. REPrune identifies similar kernels within each channel using agglomerative clustering. Then, it selects filters that maximize the incorporation of kernel representatives while optimizing the maximum cluster coverage problem. By integrating with a simultaneous training-pruning paradigm, REPrune promotes efficient, progressive pruning throughout training CNNs, avoiding the conventional train-prune-finetune sequence. Experimental results highlight that REPrune performs better in computer vision tasks than existing methods, effectively achieving a balance between acceleration ratio and performance retention.

Catch-Up Mix: Catch-Up Class for Struggling Filters in CNN

Deep learning has made significant advances in computer vision, particularly in image classification tasks. Despite their high accuracy on training data, deep learning models often face challenges related to complexity and overfitting. One notable concern is that the model often relies heavily on a limited subset of filters for making predictions. This dependency can result in compromised generalization and an increased vulnerability to minor variations. While regularization techniques like weight decay, dropout, and data augmentation are commonly used to address this issue, they may not directly tackle the reliance on specific filters. Our observations reveal that the heavy reliance problem gets severe when slow-learning filters are deprived of learning opportunities due to fast-learning filters. Drawing inspiration from image augmentation research that combats over-reliance on specific image regions by removing and replacing parts of images, our idea is to mitigate the problem of over-reliance on strong filters by substituting highly activated features. To this end, we present a novel method called Catch-up Mix, which provides learning opportunities to a wide range of filters during training, focusing on filters that may lag behind. By mixing activation maps with relatively lower norms, Catch-up Mix promotes the development of more diverse representations and reduces reliance on a small subset of filters. Experimental results demonstrate the superiority of our method in various vision classification datasets, providing enhanced robustness.

Probabilistic Precision and Recall Towards Reliable Evaluation of Generative Models

Assessing the fidelity and diversity of the generative model is a difficult but important issue for technological advancement. So, recent papers have introduced k-Nearest Neighbor ($k$NN) based precision-recall metrics to break down the statistical distance into fidelity and diversity. While they provide an intuitive method, we thoroughly analyze these metrics and identify oversimplified assumptions and undesirable properties of kNN that result in unreliable evaluation, such as susceptibility to outliers and insensitivity to distributional changes. Thus, we propose novel metrics, P-precision and P-recall (PP\&PR), based on a probabilistic approach that address the problems. Through extensive investigations on toy experiments and state-of-the-art generative models, we show that our PP\&PR provide more reliable estimates for comparing fidelity and diversity than the existing metrics. The codes are available at \url{https://github.com/kdst-team/Probablistic_precision_recall}.

GuidedMixup: An Efficient Mixup Strategy Guided by Saliency Maps

Data augmentation is now an essential part of the image training process, as it effectively prevents overfitting and makes the model more robust against noisy datasets. Recent mixing augmentation strategies have advanced to generate the mixup mask that can enrich the saliency information, which is a supervisory signal. However, these methods incur a significant computational burden to optimize the mixup mask. From this motivation, we propose a novel saliency-aware mixup method, GuidedMixup, which aims to retain the salient regions in mixup images with low computational overhead. We develop an efficient pairing algorithm that pursues to minimize the conflict of salient regions of paired images and achieve rich saliency in mixup images. Moreover, GuidedMixup controls the mixup ratio for each pixel to better preserve the salient region by interpolating two paired images smoothly. The experiments on several datasets demonstrate that GuidedMixup provides a good trade-off between augmentation overhead and generalization performance on classification datasets. In addition, our method shows good performance in experiments with corrupted or reduced datasets.

NaturalInversion: Data-Free Image Synthesis Improving Real-World Consistency

We introduce NaturalInversion, a novel model inversion-based method to synthesize images that agrees well with the original data distribution without using real data. In NaturalInversion, we propose: (1) a Feature Transfer Pyramid which uses enhanced image prior of the original data by combining the multi-scale feature maps extracted from the pre-trained classifier, (2) a one-to-one approach generative model where only one batch of images are synthesized by one generator to bring the non-linearity to optimization and to ease the overall optimizing process, (3) learnable Adaptive Channel Scaling parameters which are end-to-end trained to scale the output image channel to utilize the original image prior further. With our NaturalInversion, we synthesize images from classifiers trained on CIFAR-10/100 and show that our images are more consistent with original data distribution than prior works by visualization and additional analysis. Furthermore, our synthesized images outperform prior works on various applications such as knowledge distillation and pruning, demonstrating the effectiveness of our proposed method.