XRAG: eXamining the Core -- Benchmarking Foundational Components in Advanced Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) synergizes the retrieval of pertinent data with the generative capabilities of Large Language Models (LLMs), ensuring that the generated output is not only contextually relevant but also accurate and current. We introduce XRAG, an open-source, modular codebase that facilitates exhaustive evaluation of the performance of foundational components of advanced RAG modules. These components are systematically categorized into four core phases: pre-retrieval, retrieval, post-retrieval, and generation. We systematically analyse them across reconfigured datasets, providing a comprehensive benchmark for their effectiveness. As the complexity of RAG systems continues to escalate, we underscore the critical need to identify potential failure points in RAG systems. We formulate a suite of experimental methodologies and diagnostic testing protocols to dissect the failure points inherent in RAG engineering. Subsequently, we proffer bespoke solutions aimed at bolstering the overall performance of these modules. Our work thoroughly evaluates the performance of advanced core components in RAG systems, providing insights into optimizations for prevalent failure points.

LH-Mix: Local Hierarchy Correlation Guided Mixup over Hierarchical Prompt Tuning

Hierarchical text classification (HTC) aims to assign one or more labels in the hierarchy for each text. Many methods represent this structure as a global hierarchy, leading to redundant graph structures. To address this, incorporating a text-specific local hierarchy is essential. However, existing approaches often model this local hierarchy as a sequence, focusing on explicit parent-child relationships while ignoring implicit correlations among sibling/peer relationships. In this paper, we first integrate local hierarchies into a manual depth-level prompt to capture parent-child relationships. We then apply Mixup to this hierarchical prompt tuning scheme to improve the latent correlation within sibling/peer relationships. Notably, we propose a novel Mixup ratio guided by local hierarchy correlation to effectively capture intrinsic correlations. This Local Hierarchy Mixup (LH-Mix) model demonstrates remarkable performance across three widely-used datasets.

Rethink the Evaluation Protocol of Model Merging on Classification Task

Model merging combines multiple fine-tuned models into a single one via parameter fusion, achieving improvements across many tasks. However, in the classification task, we find a misalignment issue between merging outputs and the fine-tuned classifier, which limits its effectiveness. In this paper, we demonstrate the following observations: (1) The embedding quality of the merging outputs is already very high, and the primary reason for the differences in classification performance lies in the misalignment issue. (2) We propose FT-Classifier, a new protocol that fine-tunes an aligned classifier with few-shot samples to alleviate misalignment, enabling better evaluation of merging outputs and improved classification performance. (3) The misalignment is relatively straightforward and can be formulated as an orthogonal transformation. Experiments demonstrate the existence of misalignment and the effectiveness of our FT-Classifier evaluation protocol.

When Text Embedding Meets Large Language Model: A Comprehensive Survey

Text embedding has become a foundational technology in natural language processing (NLP) during the deep learning era, driving advancements across a wide array of downstream tasks. While many natural language understanding challenges can now be modeled using generative paradigms and leverage the robust generative and comprehension capabilities of large language models (LLMs), numerous practical applications, such as semantic matching, clustering, and information retrieval, continue to rely on text embeddings for their efficiency and effectiveness. In this survey, we categorize the interplay between LLMs and text embeddings into three overarching themes: (1) LLM-augmented text embedding, enhancing traditional embedding methods with LLMs; (2) LLMs as text embedders, utilizing their innate capabilities for embedding generation; and (3) Text embedding understanding with LLMs, leveraging LLMs to analyze and interpret embeddings. By organizing these efforts based on interaction patterns rather than specific downstream applications, we offer a novel and systematic overview of contributions from various research and application domains in the era of LLMs. Furthermore, we highlight the unresolved challenges that persisted in the pre-LLM era with pre-trained language models (PLMs) and explore the emerging obstacles brought forth by LLMs. Building on this analysis, we outline prospective directions for the evolution of text embedding, addressing both theoretical and practical opportunities in the rapidly advancing landscape of NLP.

MMGenBench: Evaluating the Limits of LMMs from the Text-to-Image Generation Perspective

Large Multimodal Models (LMMs) have demonstrated remarkable capabilities. While existing benchmarks for evaluating LMMs mainly focus on image comprehension, few works evaluate them from the image generation perspective. To address this issue, we propose a straightforward automated evaluation pipeline. Specifically, this pipeline requires LMMs to generate an image-prompt from a given input image. Subsequently, it employs text-to-image generative models to create a new image based on these generated prompts. Finally, we evaluate the performance of LMMs by comparing the original image with the generated one. Furthermore, we introduce MMGenBench-Test, a comprehensive benchmark developed to evaluate LMMs across 13 distinct image patterns, and MMGenBench-Domain, targeting the performance evaluation of LMMs within the generative image domain. A thorough evaluation involving over 50 popular LMMs demonstrates the effectiveness and reliability in both the pipeline and benchmark. Our observations indicate that numerous LMMs excelling in existing benchmarks fail to adequately complete the basic tasks, related to image understanding and description. This finding highlights the substantial potential for performance improvement in current LMMs and suggests avenues for future model optimization. Concurrently, our pipeline facilitates the efficient assessment of LMMs performance across diverse domains by using solely image inputs.

Improving General Text Embedding Model: Tackling Task Conflict and Data Imbalance through Model Merging

Text embeddings are vital for tasks such as text retrieval and semantic textual similarity (STS). Recently, the advent of pretrained language models, along with unified benchmarks like the Massive Text Embedding Benchmark (MTEB), has facilitated the development of versatile general-purpose text embedding models. Advanced embedding models are typically developed using large-scale multi-task data and joint training across multiple tasks. However, our experimental analysis reveals two significant drawbacks of joint training: 1) Task Conflict: Gradients from different tasks interfere with each other, leading to negative transfer. 2) Data Imbalance: Disproportionate data distribution introduces biases that negatively impact performance across tasks. To overcome these challenges, we explore model merging-a technique that combines independently trained models to mitigate gradient conflicts and balance data distribution. We introduce a novel method, Self Positioning, which efficiently searches for optimal model combinations within the interpolation space of task vectors using stochastic gradient descent. Our experiments demonstrate that Self Positioning significantly enhances multi-task performance on the MTEB dataset, achieving an absolute improvement of 0.7 points. It outperforms traditional resampling methods while reducing computational costs. This work offers a robust approach to building generalized text embedding models with superior performance across diverse embedding-related tasks.

EasyRAG: Efficient Retrieval-Augmented Generation Framework for Automated Network Operations

This paper presents EasyRAG, a simple, lightweight, and efficient retrieval-augmented generation framework for automated network operations. Our framework has three advantages. The first is accurate question answering. We designed a straightforward RAG scheme based on (1) a specific data processing workflow (2) dual-route sparse retrieval for coarse ranking (3) LLM Reranker for reranking (4) LLM answer generation and optimization. This approach achieved first place in the GLM4 track in the preliminary round and second place in the GLM4 track in the semifinals. The second is simple deployment. Our method primarily consists of BM25 retrieval and BGE-reranker reranking, requiring no fine-tuning of any models, occupying minimal VRAM, easy to deploy, and highly scalable; we provide a flexible code library with various search and generation strategies, facilitating custom process implementation. The last one is efficient inference. We designed an efficient inference acceleration scheme for the entire coarse ranking, reranking, and generation process that significantly reduces the inference latency of RAG while maintaining a good level of accuracy; each acceleration scheme can be plug-and-play into any component of the RAG process, consistently enhancing the efficiency of the RAG system. Our code and data are released at \url{https://github.com/BUAADreamer/EasyRAG}.

Tool-Assisted Agent on SQL Inspection and Refinement in Real-World Scenarios

Recent Text-to-SQL methods leverage large language models (LLMs) by incorporating feedback from the database management system. While these methods effectively address execution errors in SQL queries, they struggle with database mismatches -- errors that do not trigger execution exceptions. Database mismatches include issues such as condition mismatches and stricter constraint mismatches, both of which are more prevalent in real-world scenarios. To address these challenges, we propose a tool-assisted agent framework for SQL inspection and refinement, equipping the LLM-based agent with two specialized tools: a retriever and a detector, designed to diagnose and correct SQL queries with database mismatches. These tools enhance the capability of LLMs to handle real-world queries more effectively. We also introduce Spider-Mismatch, a new dataset specifically constructed to reflect the condition mismatch problems encountered in real-world scenarios. Experimental results demonstrate that our method achieves the highest performance on the averaged results of the Spider and Spider-Realistic datasets in few-shot settings, and it significantly outperforms baseline methods on the more realistic dataset, Spider-Mismatch.

Activated Parameter Locating via Causal Intervention for Model Merging

Model merging combines multiple homologous models into one model, achieving convincing generalization without the necessity of additional training. A key challenge in this problem is resolving parameter redundancies and conflicts across multiple models. Existing models have demonstrated that dropping a portion of delta parameters can alleviate conflicts while maintaining performance. However, these methods often drop parameters either randomly or based on magnitude, overlooking task-specific information embedded in fine-tuned models. In this paper, we propose an Activated Parameter Locating (APL) method that utilizes causal intervention to estimate parameter importance, enabling more precise parameter drops and better conflict mitigation. Moreover, to reduce the computational complexity associated with a large number of parameter partitions, we also introduce a theoretically supported gradient approximation strategy for APL. Experiments on model merging within both in-domain and out-of-domain settings, along with associated analyses, showcase the effectiveness of APL.

Progressively Modality Freezing for Multi-Modal Entity Alignment

Multi-Modal Entity Alignment aims to discover identical entities across heterogeneous knowledge graphs. While recent studies have delved into fusion paradigms to represent entities holistically, the elimination of features irrelevant to alignment and modal inconsistencies is overlooked, which are caused by inherent differences in multi-modal features. To address these challenges, we propose a novel strategy of progressive modality freezing, called PMF, that focuses on alignmentrelevant features and enhances multi-modal feature fusion. Notably, our approach introduces a pioneering cross-modal association loss to foster modal consistency. Empirical evaluations across nine datasets confirm PMF's superiority, demonstrating stateof-the-art performance and the rationale for freezing modalities. Our code is available at https://github.com/ninibymilk/PMF-MMEA.