When Text Embedding Meets Large Language Model: A Comprehensive Survey

Text embedding has become a foundational technology in natural language processing (NLP) during the deep learning era, driving advancements across a wide array of downstream tasks. While many natural language understanding challenges can now be modeled using generative paradigms and leverage the robust generative and comprehension capabilities of large language models (LLMs), numerous practical applications, such as semantic matching, clustering, and information retrieval, continue to rely on text embeddings for their efficiency and effectiveness. In this survey, we categorize the interplay between LLMs and text embeddings into three overarching themes: (1) LLM-augmented text embedding, enhancing traditional embedding methods with LLMs; (2) LLMs as text embedders, utilizing their innate capabilities for embedding generation; and (3) Text embedding understanding with LLMs, leveraging LLMs to analyze and interpret embeddings. By organizing these efforts based on interaction patterns rather than specific downstream applications, we offer a novel and systematic overview of contributions from various research and application domains in the era of LLMs. Furthermore, we highlight the unresolved challenges that persisted in the pre-LLM era with pre-trained language models (PLMs) and explore the emerging obstacles brought forth by LLMs. Building on this analysis, we outline prospective directions for the evolution of text embedding, addressing both theoretical and practical opportunities in the rapidly advancing landscape of NLP.

Improving General Text Embedding Model: Tackling Task Conflict and Data Imbalance through Model Merging

Text embeddings are vital for tasks such as text retrieval and semantic textual similarity (STS). Recently, the advent of pretrained language models, along with unified benchmarks like the Massive Text Embedding Benchmark (MTEB), has facilitated the development of versatile general-purpose text embedding models. Advanced embedding models are typically developed using large-scale multi-task data and joint training across multiple tasks. However, our experimental analysis reveals two significant drawbacks of joint training: 1) Task Conflict: Gradients from different tasks interfere with each other, leading to negative transfer. 2) Data Imbalance: Disproportionate data distribution introduces biases that negatively impact performance across tasks. To overcome these challenges, we explore model merging-a technique that combines independently trained models to mitigate gradient conflicts and balance data distribution. We introduce a novel method, Self Positioning, which efficiently searches for optimal model combinations within the interpolation space of task vectors using stochastic gradient descent. Our experiments demonstrate that Self Positioning significantly enhances multi-task performance on the MTEB dataset, achieving an absolute improvement of 0.7 points. It outperforms traditional resampling methods while reducing computational costs. This work offers a robust approach to building generalized text embedding models with superior performance across diverse embedding-related tasks.

An End-to-End Model for Photo-Sharing Multi-modal Dialogue Generation

Photo-Sharing Multi-modal dialogue generation requires a dialogue agent not only to generate text responses but also to share photos at the proper moment. Using image text caption as the bridge, a pipeline model integrates an image caption model, a text generation model, and an image generation model to handle this complex multi-modal task. However, representing the images with text captions may loss important visual details and information and cause error propagation in the complex dialogue system. Besides, the pipeline model isolates the three models separately because discrete image text captions hinder end-to-end gradient propagation. We propose the first end-to-end model for photo-sharing multi-modal dialogue generation, which integrates an image perceptron and an image generator with a large language model. The large language model employs the Q-Former to perceive visual images in the input end. For image generation in the output end, we propose a dynamic vocabulary transformation matrix and use straight-through and gumbel-softmax techniques to align the large language model and stable diffusion model and achieve end-to-end gradient propagation. We perform experiments on PhotoChat and DialogCC datasets to evaluate our end-to-end model. Compared with pipeline models, the end-to-end model gains state-of-the-art performances on various metrics of text and image generation. More analysis experiments also verify the effectiveness of the end-to-end model for photo-sharing multi-modal dialogue generation.

mGTE: Generalized Long-Context Text Representation and Reranking Models for Multilingual Text Retrieval

We present systematic efforts in building long-context multilingual text representation model (TRM) and reranker from scratch for text retrieval. We first introduce a text encoder (base size) enhanced with RoPE and unpadding, pre-trained in a native 8192-token context (longer than 512 of previous multilingual encoders). Then we construct a hybrid TRM and a cross-encoder reranker by contrastive learning. Evaluations show that our text encoder outperforms the same-sized previous state-of-the-art XLM-R. Meanwhile, our TRM and reranker match the performance of large-sized state-of-the-art BGE-M3 models and achieve better results on long-context retrieval benchmarks. Further analysis demonstrate that our proposed models exhibit higher efficiency during both training and inference. We believe their efficiency and effectiveness could benefit various researches and industrial applications.

Chinese Sequence Labeling with Semi-Supervised Boundary-Aware Language Model Pre-training

Chinese sequence labeling tasks are heavily reliant on accurate word boundary demarcation. Although current pre-trained language models (PLMs) have achieved substantial gains on these tasks, they rarely explicitly incorporate boundary information into the modeling process. An exception to this is BABERT, which incorporates unsupervised statistical boundary information into Chinese BERT's pre-training objectives. Building upon this approach, we input supervised high-quality boundary information to enhance BABERT's learning, developing a semi-supervised boundary-aware PLM. To assess PLMs' ability to encode boundaries, we introduce a novel ``Boundary Information Metric'' that is both simple and effective. This metric allows comparison of different PLMs without task-specific fine-tuning. Experimental results on Chinese sequence labeling datasets demonstrate that the improved BABERT variant outperforms the vanilla version, not only on these tasks but also more broadly across a range of Chinese natural language understanding tasks. Additionally, our proposed metric offers a convenient and accurate means of evaluating PLMs' boundary awareness.

RankingGPT: Empowering Large Language Models in Text Ranking with Progressive Enhancement

Text ranking is a critical task in various information retrieval applications, and the recent success of Large Language Models (LLMs) in natural language processing has sparked interest in their application to text ranking. These methods primarily involve combining query and candidate documents and leveraging prompt learning to determine query-document relevance using the LLM's output probabilities for specific tokens or by directly generating a ranked list of candidate documents. Although these approaches have demonstrated promise, a noteworthy disparity arises between the training objective of LLMs, which typically centers around next token prediction, and the objective of evaluating query-document relevance. To address this gap and fully leverage LLM potential in text ranking tasks, we propose a progressive multi-stage training strategy. Firstly, we introduce a large-scale weakly supervised dataset of relevance texts to enable the LLMs to acquire the ability to predict relevant tokens without altering their original training objective. Subsequently, we incorporate supervised training to further enhance LLM ranking capability. Our experimental results on multiple benchmarks demonstrate the superior performance of our proposed method compared to previous competitive approaches, both in in-domain and out-of-domain scenarios.

Text Representation Distillation via Information Bottleneck Principle

Pre-trained language models (PLMs) have recently shown great success in text representation field. However, the high computational cost and high-dimensional representation of PLMs pose significant challenges for practical applications. To make models more accessible, an effective method is to distill large models into smaller representation models. In order to relieve the issue of performance degradation after distillation, we propose a novel Knowledge Distillation method called IBKD. This approach is motivated by the Information Bottleneck principle and aims to maximize the mutual information between the final representation of the teacher and student model, while simultaneously reducing the mutual information between the student model's representation and the input data. This enables the student model to preserve important learned information while avoiding unnecessary information, thus reducing the risk of over-fitting. Empirical studies on two main downstream applications of text representation (Semantic Textual Similarity and Dense Retrieval tasks) demonstrate the effectiveness of our proposed approach.

Language Models are Universal Embedders

In the large language model (LLM) revolution, embedding is a key component of various systems. For example, it is used to retrieve knowledge or memories for LLMs, to build content moderation filters, etc. As such cases span from English to other natural or programming languages, from retrieval to classification and beyond, it is desirable to build a unified embedding model rather than dedicated ones for each scenario. In this work, we make an initial step towards this goal, demonstrating that multiple languages (both natural and programming) pre-trained transformer decoders can embed universally when finetuned on limited English data. We provide a comprehensive practice with thorough evaluations. On English MTEB, our models achieve competitive performance on different embedding tasks by minimal training data. On other benchmarks, such as multilingual classification and code search, our models (without any supervision) perform comparably to, or even surpass heavily supervised baselines and/or APIs. These results provide evidence of a promising path towards building powerful unified embedders that can be applied across tasks and languages.

Hybrid Retrieval and Multi-stage Text Ranking Solution at TREC 2022 Deep Learning Track

Large-scale text retrieval technology has been widely used in various practical business scenarios. This paper presents our systems for the TREC 2022 Deep Learning Track. We explain the hybrid text retrieval and multi-stage text ranking method adopted in our solution. The retrieval stage combined the two structures of traditional sparse retrieval and neural dense retrieval. In the ranking stage, in addition to the full interaction-based ranking model built on large pre-trained language model, we also proposes a lightweight sub-ranking module to further enhance the final text ranking performance. Evaluation results demonstrate the effectiveness of our proposed approach. Our models achieve the 1st and 4th rank on the test set of passage ranking and document ranking respectively.

Towards General Text Embeddings with Multi-stage Contrastive Learning

We present GTE, a general-purpose text embedding model trained with multi-stage contrastive learning. In line with recent advancements in unifying various NLP tasks into a single format, we train a unified text embedding model by employing contrastive learning over a diverse mixture of datasets from multiple sources. By significantly increasing the number of training data during both unsupervised pre-training and supervised fine-tuning stages, we achieve substantial performance gains over existing embedding models. Notably, even with a relatively modest parameter count of 110M, GTE$_\text{base}$ outperforms the black-box embedding API provided by OpenAI and even surpasses 10x larger text embedding models on the massive text embedding benchmark. Furthermore, without additional fine-tuning on each programming language individually, our model outperforms previous best code retrievers of similar size by treating code as text. In summary, our model achieves impressive results by effectively harnessing multi-stage contrastive learning, offering a powerful and efficient text embedding model with broad applicability across various NLP and code-related tasks.