LH-Mix: Local Hierarchy Correlation Guided Mixup over Hierarchical Prompt Tuning

Hierarchical text classification (HTC) aims to assign one or more labels in the hierarchy for each text. Many methods represent this structure as a global hierarchy, leading to redundant graph structures. To address this, incorporating a text-specific local hierarchy is essential. However, existing approaches often model this local hierarchy as a sequence, focusing on explicit parent-child relationships while ignoring implicit correlations among sibling/peer relationships. In this paper, we first integrate local hierarchies into a manual depth-level prompt to capture parent-child relationships. We then apply Mixup to this hierarchical prompt tuning scheme to improve the latent correlation within sibling/peer relationships. Notably, we propose a novel Mixup ratio guided by local hierarchy correlation to effectively capture intrinsic correlations. This Local Hierarchy Mixup (LH-Mix) model demonstrates remarkable performance across three widely-used datasets.

Rethink the Evaluation Protocol of Model Merging on Classification Task

Model merging combines multiple fine-tuned models into a single one via parameter fusion, achieving improvements across many tasks. However, in the classification task, we find a misalignment issue between merging outputs and the fine-tuned classifier, which limits its effectiveness. In this paper, we demonstrate the following observations: (1) The embedding quality of the merging outputs is already very high, and the primary reason for the differences in classification performance lies in the misalignment issue. (2) We propose FT-Classifier, a new protocol that fine-tunes an aligned classifier with few-shot samples to alleviate misalignment, enabling better evaluation of merging outputs and improved classification performance. (3) The misalignment is relatively straightforward and can be formulated as an orthogonal transformation. Experiments demonstrate the existence of misalignment and the effectiveness of our FT-Classifier evaluation protocol.

Activated Parameter Locating via Causal Intervention for Model Merging

Model merging combines multiple homologous models into one model, achieving convincing generalization without the necessity of additional training. A key challenge in this problem is resolving parameter redundancies and conflicts across multiple models. Existing models have demonstrated that dropping a portion of delta parameters can alleviate conflicts while maintaining performance. However, these methods often drop parameters either randomly or based on magnitude, overlooking task-specific information embedded in fine-tuned models. In this paper, we propose an Activated Parameter Locating (APL) method that utilizes causal intervention to estimate parameter importance, enabling more precise parameter drops and better conflict mitigation. Moreover, to reduce the computational complexity associated with a large number of parameter partitions, we also introduce a theoretically supported gradient approximation strategy for APL. Experiments on model merging within both in-domain and out-of-domain settings, along with associated analyses, showcase the effectiveness of APL.