In Defense of RAG in the Era of Long-Context Language Models

Overcoming the limited context limitations in early-generation LLMs, retrieval-augmented generation (RAG) has been a reliable solution for context-based answer generation in the past. Recently, the emergence of long-context LLMs allows the models to incorporate much longer text sequences, making RAG less attractive. Recent studies show that long-context LLMs significantly outperform RAG in long-context applications. Unlike the existing works favoring the long-context LLM over RAG, we argue that the extremely long context in LLMs suffers from a diminished focus on relevant information and leads to potential degradation in answer quality. This paper revisits the RAG in long-context answer generation. We propose an order-preserve retrieval-augmented generation (OP-RAG) mechanism, which significantly improves the performance of RAG for long-context question-answer applications. With OP-RAG, as the number of retrieved chunks increases, the answer quality initially rises, and then declines, forming an inverted U-shaped curve. There exist sweet points where OP-RAG could achieve higher answer quality with much less tokens than long-context LLM taking the whole context as input. Extensive experiments on public benchmark demonstrate the superiority of our OP-RAG.

FACTS About Building Retrieval Augmented Generation-based Chatbots

Enterprise chatbots, powered by generative AI, are emerging as key applications to enhance employee productivity. Retrieval Augmented Generation (RAG), Large Language Models (LLMs), and orchestration frameworks like Langchain and Llamaindex are crucial for building these chatbots. However, creating effective enterprise chatbots is challenging and requires meticulous RAG pipeline engineering. This includes fine-tuning embeddings and LLMs, extracting documents from vector databases, rephrasing queries, reranking results, designing prompts, honoring document access controls, providing concise responses, including references, safeguarding personal information, and building orchestration agents. We present a framework for building RAG-based chatbots based on our experience with three NVIDIA chatbots: for IT/HR benefits, financial earnings, and general content. Our contributions are three-fold: introducing the FACTS framework (Freshness, Architectures, Cost, Testing, Security), presenting fifteen RAG pipeline control points, and providing empirical results on accuracy-latency tradeoffs between large and small LLMs. To the best of our knowledge, this is the first paper of its kind that provides a holistic view of the factors as well as solutions for building secure enterprise-grade chatbots."

Reconstruct before Query: Continual Missing Modality Learning with Decomposed Prompt Collaboration

Pre-trained large multi-modal models (LMMs) exploit fine-tuning to adapt diverse user applications. Nevertheless, fine-tuning may face challenges due to deactivated sensors (e.g., cameras turned off for privacy or technical issues), yielding modality-incomplete data and leading to inconsistency in training data and the data for inference. Additionally, continuous training leads to catastrophic forgetting, diluting the knowledge in pre-trained LMMs. To overcome these challenges, we introduce a novel task, Continual Missing Modality Learning (CMML), to investigate how models can generalize when data of certain modalities is missing during continual fine-tuning. Our preliminary benchmarks reveal that existing methods suffer from a significant performance drop in CMML, even with the aid of advanced continual learning techniques. Therefore, we devise a framework termed Reconstruct before Query (RebQ). It decomposes prompts into modality-specific ones and breaks them into components stored in pools accessible via a key-query mechanism, which facilitates ParameterEfficient Fine-Tuning and enhances knowledge transferability for subsequent tasks. Meanwhile, our RebQ leverages extensive multi-modal knowledge from pre-trained LMMs to reconstruct the data of missing modality. Comprehensive experiments demonstrate that RebQ effectively reconstructs the missing modality information and retains pre-trained knowledge. Specifically, compared with the baseline, RebQ improves average precision from 20.00 to 50.92 and decreases average forgetting from 75.95 to 8.56. Code and datasets are available on https://github.com/Tree-Shu-Zhao/RebQ.pytorch

Degenerate Swin to Win: Plain Window-based Transformer without Sophisticated Operations

The formidable accomplishment of Transformers in natural language processing has motivated the researchers in the computer vision community to build Vision Transformers. Compared with the Convolution Neural Networks (CNN), a Vision Transformer has a larger receptive field which is capable of characterizing the long-range dependencies. Nevertheless, the large receptive field of Vision Transformer is accompanied by the huge computational cost. To boost efficiency, the window-based Vision Transformers emerge. They crop an image into several local windows, and the self-attention is conducted within each window. To bring back the global receptive field, window-based Vision Transformers have devoted a lot of efforts to achieving cross-window communications by developing several sophisticated operations. In this work, we check the necessity of the key design element of Swin Transformer, the shifted window partitioning. We discover that a simple depthwise convolution is sufficient for achieving effective cross-window communications. Specifically, with the existence of the depthwise convolution, the shifted window configuration in Swin Transformer cannot lead to an additional performance improvement. Thus, we degenerate the Swin Transformer to a plain Window-based (Win) Transformer by discarding sophisticated shifted window partitioning. The proposed Win Transformer is conceptually simpler and easier for implementation than Swin Transformer. Meanwhile, our Win Transformer achieves consistently superior performance than Swin Transformer on multiple computer vision tasks, including image recognition, semantic segmentation, and object detection.

R2-MLP: Round-Roll MLP for Multi-View 3D Object Recognition

Recently, vision architectures based exclusively on multi-layer perceptrons (MLPs) have gained much attention in the computer vision community. MLP-like models achieve competitive performance on a single 2D image classification with less inductive bias without hand-crafted convolution layers. In this work, we explore the effectiveness of MLP-based architecture for the view-based 3D object recognition task. We present an MLP-based architecture termed as Round-Roll MLP (R$^2$-MLP). It extends the spatial-shift MLP backbone by considering the communications between patches from different views. R$^2$-MLP rolls part of the channels along the view dimension and promotes information exchange between neighboring views. We benchmark MLP results on ModelNet10 and ModelNet40 datasets with ablations in various aspects. The experimental results show that, with a conceptually simple structure, our R$^2$-MLP achieves competitive performance compared with existing state-of-the-art methods.

Prompting through Prototype: A Prototype-based Prompt Learning on Pretrained Vision-Language Models

Prompt learning is a new learning paradigm which reformulates downstream tasks as similar pretraining tasks on pretrained models by leveraging textual prompts. Recent works have demonstrated that prompt learning is particularly useful for few-shot learning, where there is limited training data. Depending on the granularity of prompts, those methods can be roughly divided into task-level prompting and instance-level prompting. Task-level prompting methods learn one universal prompt for all input samples, which is efficient but ineffective to capture subtle differences among different classes. Instance-level prompting methods learn a specific prompt for each input, though effective but inefficient. In this work, we develop a novel prototype-based prompt learning method to overcome the above limitations. In particular, we focus on few-shot image recognition tasks on pretrained vision-language models (PVLMs) and develop a method of prompting through prototype (PTP), where we define $K$ image prototypes and $K$ prompt prototypes. In PTP, the image prototype represents a centroid of a certain image cluster in the latent space and a prompt prototype is defined as a soft prompt in the continuous space. The similarity between a query image and an image prototype determines how much this prediction relies on the corresponding prompt prototype. Hence, in PTP, similar images will utilize similar prompting ways. Through extensive experiments on seven real-world benchmarks, we show that PTP is an effective method to leverage the latent knowledge and adaptive to various PVLMs. Moreover, through detailed analysis, we discuss pros and cons for prompt learning and parameter-efficient fine-tuning under the context of few-shot learning.

Decomposing User-APP Graph into Subgraphs for Effective APP and User Embedding Learning

APP-installation information is helpful to describe the user's characteristics. The users with similar APPs installed might share several common interests and behave similarly in some scenarios. In this work, we learn a user embedding vector based on each user's APP-installation information. Since the user APP-installation embedding is learnable without dependency on the historical intra-APP behavioral data of the user, it complements the intra-APP embedding learned within each specific APP. Thus, they considerably help improve the effectiveness of the personalized advertising in each APP, and they are particularly beneficial for the cold start of the new users in the APP. In this paper, we formulate the APP-installation user embedding learning into a bipartite graph embedding problem. The main challenge in learning an effective APP-installation user embedding is the imbalanced data distribution. In this case, graph learning tends to be dominated by the popular APPs, which billions of users have installed. In other words, some niche/specialized APPs might have a marginal influence on graph learning. To effectively exploit the valuable information from the niche APPs, we decompose the APP-installation graph into a set of subgraphs. Each subgraph contains only one APP node and the users who install the APP. For each mini-batch, we only sample the users from the same subgraph in the training process. Thus, each APP can be involved in the training process in a more balanced manner. After integrating the learned APP-installation user embedding into our online personal advertising platform, we obtained a considerable boost in CTR, CVR, and revenue.

Boost CTR Prediction for New Advertisements via Modeling Visual Content

Existing advertisements click-through rate (CTR) prediction models are mainly dependent on behavior ID features, which are learned based on the historical user-ad interactions. Nevertheless, behavior ID features relying on historical user behaviors are not feasible to describe new ads without previous interactions with users. To overcome the limitations of behavior ID features in modeling new ads, we exploit the visual content in ads to boost the performance of CTR prediction models. Specifically, we map each ad into a set of visual IDs based on its visual content. These visual IDs are further used for generating the visual embedding for enhancing CTR prediction models. We formulate the learning of visual IDs into a supervised quantization problem. Due to a lack of class labels for commercial images in advertisements, we exploit image textual descriptions as the supervision to optimize the image extractor for generating effective visual IDs. Meanwhile, since the hard quantization is non-differentiable, we soften the quantization operation to make it support the end-to-end network training. After mapping each image into visual IDs, we learn the embedding for each visual ID based on the historical user-ad interactions accumulated in the past. Since the visual ID embedding depends only on the visual content, it generalizes well to new ads. Meanwhile, the visual ID embedding complements the ad behavior ID embedding. Thus, it can considerably boost the performance of the CTR prediction models previously relying on behavior ID features for both new ads and ads that have accumulated rich user behaviors. After incorporating the visual ID embedding in the CTR prediction model of Baidu online advertising, the average CTR of ads improves by 1.46%, and the total charge increases by 1.10%.

Tree-based Text-Vision BERT for Video Search in Baidu Video Advertising

The advancement of the communication technology and the popularity of the smart phones foster the booming of video ads. Baidu, as one of the leading search engine companies in the world, receives billions of search queries per day. How to pair the video ads with the user search is the core task of Baidu video advertising. Due to the modality gap, the query-to-video retrieval is much more challenging than traditional query-to-document retrieval and image-to-image search. Traditionally, the query-to-video retrieval is tackled by the query-to-title retrieval, which is not reliable when the quality of tiles are not high. With the rapid progress achieved in computer vision and natural language processing in recent years, content-based search methods becomes promising for the query-to-video retrieval. Benefited from pretraining on large-scale datasets, some visionBERT methods based on cross-modal attention have achieved excellent performance in many vision-language tasks not only in academia but also in industry. Nevertheless, the expensive computation cost of cross-modal attention makes it impractical for large-scale search in industrial applications. In this work, we present a tree-based combo-attention network (TCAN) which has been recently launched in Baidu's dynamic video advertising platform. It provides a practical solution to deploy the heavy cross-modal attention for the large-scale query-to-video search. After launching tree-based combo-attention network, click-through rate gets improved by 2.29\% and conversion rate get improved by 2.63\%.

BOAT: Bilateral Local Attention Vision Transformer

Vision Transformers achieved outstanding performance in many computer vision tasks. Early Vision Transformers such as ViT and DeiT adopt global self-attention, which is computationally expensive when the number of patches is large. To improve efficiency, recent Vision Transformers adopt local self-attention mechanisms, where self-attention is computed within local windows. Despite the fact that window-based local self-attention significantly boosts efficiency, it fails to capture the relationships between distant but similar patches in the image plane. To overcome this limitation of image-space local attention, in this paper, we further exploit the locality of patches in the feature space. We group the patches into multiple clusters using their features, and self-attention is computed within every cluster. Such feature-space local attention effectively captures the connections between patches across different local windows but still relevant. We propose a Bilateral lOcal Attention vision Transformer (BOAT), which integrates feature-space local attention with image-space local attention. We further integrate BOAT with both Swin and CSWin models, and extensive experiments on several benchmark datasets demonstrate that our BOAT-CSWin model clearly and consistently outperforms existing state-of-the-art CNN models and vision Transformers.