Movable-Element RIS-Aided Wireless Communications: An Element-Wise Position Optimization Approach

A point-to-point movable element (ME) enabled reconfigurable intelligent surface (ME-RIS) communication system is investigated, where each element position can be flexibly adjusted to create favorable channel conditions. For maximizing the communication rate, an efficient ME position optimization approach is proposed. Specifically, by characterizing the cascaded channel power gain in an element-wise manner, the position of each ME is iteratively updated by invoking the successive convex approximation method. Numerical results unveil that 1) the proposed element-wise ME position optimization algorithm outperforms the gradient descent algorithm; and 2) the ME-RIS significantly improves the communication rate compared to the conventional RIS with fixed-position elements.

RIS-enabled Multi-user M-QAM Uplink NOMA Systems: Design, Analysis, and Optimization

Non-orthogonal multiple access (NOMA) is widely recognized for enhancing the energy and spectral efficiency through effective radio resource sharing. However, uplink NOMA systems face greater challenges than their downlink counterparts, as their bit error rate (BER) performance is hindered by an inherent error floor due to error propagation caused by imperfect successive interference cancellation (SIC). This paper investigates BER performance improvements enabled by reconfigurable intelligent surfaces (RISs) in multi-user uplink NOMA transmission. Specifically, we propose a novel RIS-assisted uplink NOMA design, where the RIS phase shifts are optimized to enhance the received signal amplitudes while mitigating the phase rotations induced by the channel. To achieve this, we first develop an accurate channel model for the effective user channels, which facilitates our BER analysis. We then introduce a channel alignment scheme for a two-user scenario, enabling efficient SIC-based detection and deriving closed-form BER expressions. We further extend the analysis to a generalized setup with an arbitrary number of users and modulation orders for quadrature amplitude modulation signaling. Using the derived BER expressions, we develop an optimized uplink NOMA power allocation (PA) scheme that minimizes the average BER while satisfying the user transmit power constraints. It will be shown that the proposed NOMA detection scheme, in conjunction with the optimized PA strategy, eliminate SIC error floors at the base station. The theoretical BER expressions are validated using simulations, which confirms the effectiveness of the proposed design in eliminating BER floors.

Waveguide Division Multiple Access for Pinching-Antenna Systems (PASS)

A novel concept of waveguide division multiple access (WDMA) is proposed for multi-user pinching-antenna systems (PASS). The key principle of WDMA is to allocate each user with a dedicated waveguide, which is regarded as a new type of radio resources, so as to facilitate multi-user communications. By adjusting the activation positions of pinching antennas (PAs) over each waveguide, the pinching beamforming can be exploited for intended user signal enhancement and inter-user interference mitigation. Considering both ideal continuous and practical discrete PA position activation schemes, a joint power allocation and pinching beamforming optimization problem is formulated for the maximization of the sum rate. An alternating optimization-based algorithm is developed to address the formulated nonconvex problem. For solving the power allocation subproblem, the successive convex approximation method is invoked. For the pinching beamforming design subproblem, a penalty-based gradient ascent algorithm is first developed for the continuous PA activation case. Then, for the discrete PA activation case, a matching theory-based algorithm is proposed to achieve the near-optimal performance but with a low complexity. Numerical results unveil that: 1) For both continuous and discrete activation cases, PASS can achieve a significant performance gain over conventional fixed-position antenna systems; 2) the proposed WDMA can effectively underpin multi-user communications with the near orthogonality in free space achieved by the pinching beamforming; and 3) the performance gap between the discrete and continuous activation cases can be significantly alleviated with practically feasible numbers of PA candidate positions.

Pinching-Antenna System (PASS)-enabled Multicast Communications

Pinching-antenna system (PASS) is a novel flexible-antenna technology, which employs long-spread waveguides to convey signals with negligible path loss and pinching antennas (PAs) with adjustable positions to radiate signals from the waveguide into the free space. Therefore, short-distance and strong line-of-sight transmission can be established. In this paper, a novel PASS-enabled multicast communication framework is proposed, where multiple PAs on a single waveguide radiate the broadcast signals to multiple users. The multicast performance maximization problem is formulated to optimize the positions of all PAs. To address this non-convex problem, a particle swarm optimization-based algorithm is developed. Numerical results show that PASS can significantly outperform the conventional multiple-antenna transmission.

Joint Transmit and Pinching Beamforming for PASS: Optimization-Based or Learning-Based?

A novel pinching antenna system (PASS)-enabled downlink multi-user multiple-input single-output (MISO) framework is proposed. PASS consists of multiple waveguides spanning over thousands of wavelength, which equip numerous low-cost dielectric particles, named pinching antennas (PAs), to radiate signals into free space. The positions of PAs can be reconfigured to change both the large-scale path losses and phases of signals, thus facilitating the novel pinching beamforming design. A sum rate maximization problem is formulated, which jointly optimizes the transmit and pinching beamforming to adaptively achieve constructive signal enhancement and destructive interference mitigation. To solve this highly coupled and nonconvex problem, both optimization-based and learning-based methods are proposed. 1) For the optimization-based method, a majorization-minimization and penalty dual decomposition (MM-PDD) algorithm is developed, which handles the nonconvex complex exponential component using a Lipschitz surrogate function and then invokes PDD for problem decoupling. 2) For the learning-based method, a novel Karush-Kuhn-Tucker (KKT)-guided dual learning (KDL) approach is proposed, which enables KKT solutions to be reconstructed in a data-driven manner by learning dual variables. Following this idea, a KDL-Tranformer algorithm is developed, which captures both inter-PA/inter-user dependencies and channel-state-information (CSI)-beamforming dependencies by attention mechanisms. Simulation results demonstrate that: i) The proposed PASS framework significantly outperforms conventional massive multiple input multiple output (MIMO) system even with a few PAs. ii) The proposed KDL-Transformer can improve over 30% system performance than MM-PDD algorithm, while achieving a millisecond-level response on modern GPUs.

Pinching Antenna Systems (PASS): Architecture Designs, Opportunities, and Outlook

This article proposes a novel design for the Pinching Antenna Systems (PASS) and advocates simple yet efficient wireless communications over the `last meter'. First, the potential benefits of PASS are discussed by reviewing an existing prototype. Then, the fundamentals of PASS are introduced, including physical principles, signal models, and communication designs. In contrast to existing multi-antenna systems, PASS brings a novel concept termed \emph{Pinching Beamforming}, which is achieved by dynamically adjusting the positions of PAs. Based on this concept, a couple of practical transmission architectures are proposed for employing PASS, namely non-multiplexing and multiplexing architectures. More particularly, 1) The non-multiplexing architecture is featured by simple baseband signal processing and relies only on the pinching beamforming; while 2) the multiplexing architecture provides enhanced signal manipulation capabilities with joint baseband and pinching beamforming, which is further divided into sub-connected, fully-connected, and phase-shifter-based fully-connected schemes. Furthermore, several emerging scenarios are put forward for integrating PASS into future wireless networks. As a further advance, by demonstrating a few numerical case studies, the significant performance gain of PASS is revealed compared to conventional multi-antenna systems. Finally, several research opportunities and open problems of PASS are highlighted.

On the Sum Rate and User Fairness of STAR-RIS Aided Communications

A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) aided communication system is investigated. A robust joint beamforming design problem under the imperfect channel state information (CSI) is formulated to maximize the weighted sum of the Jain's fairness index and the normalized system sum rate. To solve this non-convex problem, an alternating optimization (AO) algorithm is proposed, which leverages the S-Procedure, successive convex approximation (SCA), and semidefinite relaxation (SDR). Simulation results demonstrate that with proposed algorithm: 1) various trade-offs between sum rate and user fairness can be achieved; 2) a larger trade-off region can be achieved by adopting STAR-RIS compared to conventional RIS; and 3) the performance degradation caused by imperfect CSI is less than 7% with our proposed robust beamforming approach.

Aerial Active STAR-RIS-Aided IoT NOMA Networks

A novel framework of the unmanned aerial vehicle (UAV)-mounted active simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) communications with the non-orthogonal multiple access (NOMA) is proposed for Internet-of-Things (IoT) networks. In particular, an active STAR-RIS is deployed onboard to enhance the communication link between the base station (BS) and the IoT devices, and NOMA is utilized for supporting the multi-device connectivity. Based on the proposed framework, a system sum rate maximization problem is formulated for the joint optimization of the active STAR-RIS beamforming, the UAV trajectory design, and the power allocation. To solve the non-convex problem with highly-coupled variables, an alternating optimization (AO) algorithm is proposed to decouple the original problem into three subproblems. Specifically, for the active STAR-RIS beamforming, the amplification coefficient, the power-splitting ratio, and the phase shift are incorporated into a combined variable to simplify the optimization process. Afterwards, the penalty-based method is invoked for handling the non-convex rank-one constraint. For the UAV trajectory design and the power allocation subproblems, the successive convex optimization method is applied for iteratively approximating the local-optimal solution. Numerical results demonstrate that: 1) the proposed algorithm achieves superior performance compared to the benchmarks in terms of the sum rate; and 2) the UAV-mounted active STAR-RIS can effectively enhance the channel gain from the BS to the IoT devices by the high-quality channel construction and the power compensation.

Exploiting Movable-Element STARS for Wireless Communications

A novel movable-element enabled simultaneously transmitting and reflecting surface (ME-STARS) communication system is proposed, where ME-STARS elements positions can be adjusted to enhance the degress-of-freedom for transmission and reflection. For each ME-STARS operating protocols, namely energy-splitting (ES), mode switching (MS), and time switching (TS), a weighted sum rate (WSR) maximization problem is formulated to jointly optimize the active beamforming at the base station (BS) as well as the elements positions and passive beamforming at the ME-STARS. An alternative optimization (AO)-based iterative algorithm is developed to decompose the original non-convex problem into three subproblems. Specifically, the gradient descent algorithm is employed for solving the ME-STARS element position optimization subproblem, and the weighted minimum mean square error and the successive convex approximation methods are invoked for solving the active and passive beamforming subproblems, respectively. It is further demonstrated that the proposed AO algorithm for ES can be extended to solve the problems for MS and TS. Numerical results unveil that: 1) the ME-STARS can significantly improve the WSR compared to the STARS with fixed position elements and the conventional reconfigurable intelligent surface with movable elements, thanks to the extra spatial-domain diversity and the higher flexibility in beamforming; and 2) the performance gain of ME-STARS is significant in the scenarios with larger number of users or more scatterers.

STAR-RIS Assisted SWIPT Systems: Active or Passive?

A simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) assisted simultaneous wireless information and power transfer (SWIPT) system is investigated. Both active and passive STAR-RISs are considered. Passive STAR-RISs can be cost-efficiently fabricated to large aperture sizes with significant near-field regions, but the design flexibility is limited by the coupled phase-shifts. Active STAR-RISs can further amplify signals and have independent phase-shifts, but their aperture sizes are relatively small due to the high cost. To characterize and compare their performance, a power consumption minimization problem is formulated by jointly designing the beamforming at the access point (AP) and the STAR-RIS, subject to both the power and information quality-of-service requirements. To solve the resulting highly-coupled non-convex problem, the original problem is first decomposed into simpler subproblems and then an alternating optimization framework is proposed. For the passive STAR-RIS, the coupled phase-shift constraint is tackled by employing a vector-driven weight penalty method. While for the active STAR-RIS, the independent phase-shift is optimized with AP beamforming via matrix-driven semidefinite programming, and the amplitude matrix is updated using convex optimization techniques in each iteration. Numerical results show that: 1) given the same aperture sizes, the active STAR-RIS exhibits superior performance over the passive one when the aperture size is small, but the performance gap decreases with the increase in aperture size; and 2) given identical power budgets, the passive STAR-RIS is generally preferred, whereas the active STAR-RIS typically suffers performance loss for balancing between the hardware power and the amplification power.