Cell-Free Massive MIMO-Based Physical-Layer Authentication

In this paper, we exploit the cell-free massive multiple-input multiple-output (CF-mMIMO) architecture to design a physical-layer authentication (PLA) framework that can simultaneously authenticate multiple distributed users across the coverage area. Our proposed scheme remains effective even in the presence of active adversaries attempting impersonation attacks to disrupt the authentication process. Specifically, we introduce a tag-based PLA CFmMIMO system, wherein the access points (APs) first estimate their channels with the legitimate users during an uplink training phase. Subsequently, a unique secret key is generated and securely shared between each user and the APs. We then formulate a hypothesis testing problem and derive a closed-form expression for the probability of detection for each user in the network. Numerical results validate the effectiveness of the proposed approach, demonstrating that it maintains a high detection probability even as the number of users in the system increases.

Performance Characterization of Continuous Reconfigurable Intelligent Surfaces

We consider a reconfigurable intelligent surface (RIS) that can implement a phase rotation continuously over the whole surface rather than via a finite number of discrete elements. Such an RIS can be considered a design for future systems where advances in metamaterials make such an implementation feasible or as the limiting case where the number of elements in a traditional RIS increases in a given area. We derive the optimal RIS design for the single-user (SU) scenario assuming a line-of-sight (LoS) from the RIS to the base station (BS) and correlated Rayleigh fading for the other links. We also derive the associated optimal signal-to-noise ratio (SNR) and its mean, a bound on the mean spectral efficiency (SE), an approximation to the SNR outage probability and an approximation to the coefficient of variation for the investigation of channel hardening.

Optimized Energy Harvesting in Cell-Free Massive MIMO Using Markov Process Evolution

This paper investigates a discrete energy state transition model for energy harvesting (EH) in cell-free massive multiple-input-multiple-output (CF-mMIMO) networks. A Markov chain-based stochastic process is conceived to characterize the temporal evolution of the user equipment (UE) energy level by leveraging state transition probabilities (STP) based on the energy differential ($\Delta E$) between the EH and consumed energy within each coherence interval. Tractable mathematical relationships are derived for the STP cases using a new stochastic model of non-linear EH, approximated using a Gamma distribution. This derivation leverages closed-form expressions for the mean and variance of the harvested energy. To improve the positive STP of the minimum energy UE among all network UEs, we aim to maximize the $\Delta E$ for this UE using two power allocation (PA) schemes. The first scheme is a heuristic PA using the relative channel characteristics to this UE from all access points (APs). The second scheme is the optimized PA based on the solution of a second-order conic problem to maximize the $\Delta E$ using a responsive primal-dual interior point method (PD-IPM) algorithm with modified backtracking line-search, iterating over multiple PA periods. Our simulation results illustrate that both the proposed PA schemes enhance the dynamic minimum UE energy level by around four-fold over full power control, along with the performance improvement attributed to spatial resource diversification of CF-mMIMO systems.

Cell-Free Massive MIMO-Assisted SWIPT for IoT Networks

This paper studies cell-free massive multiple-input multiple-output (CF-mMIMO) systems that underpin simultaneous wireless information and power transfer (SWIPT) for separate information users (IUs) and energy users (EUs) in Internet of Things (IoT) networks. We propose a joint access point (AP) operation mode selection and power control design, wherein certain APs are designated for energy transmission to EUs, while others are dedicated to information transmission to IUs. The performance of the system, from both a spectral efficiency (SE) and energy efficiency (EE) perspective, is comprehensively analyzed. Specifically, we formulate two mixed-integer nonconvex optimization problems for maximizing the average sum-SE and EE, under realistic power consumption models and constraints on the minimum individual SE requirements for individual IUs, minimum HE for individual EUs, and maximum transmit power at each AP. The challenging optimization problems are solved using successive convex approximation (SCA) techniques. The proposed framework design is further applied to the average sum-HE maximization and energy harvesting fairness problems. Our numerical results demonstrate that the proposed joint AP operation mode selection and power control algorithm can achieve EE performance gains of up to $4$-fold and $5$-fold over random AP operation mode selection, with and without power control respectively.

Spectral Efficiency Analysis of Near-Field Holographic MIMO over Ricean Fading Channels

With the denser distribution of antenna elements, stronger mutual coupling effects would kick in among antenna elements, which would eventually affect the communication performance. Meanwhile, as the holographic array usually has large physical size, the possibility of near-field communication increases. This paper investigates a near-field multi-user downlink HMIMO system and characterizes the spectral efficiency (SE) under the mutual coupling effect over Ricean fading channels. Both perfect and imperfect channel state information (CSI) scenarios are considered. (i) For the perfect CSI case, the mutual coupling and radiation efficiency model are first established. Then, the closed-form SE is derived under maximum ratio transmission (MRT). By comparing the SE between the cases with and without mutual coupling, it is unveiled that the system SE with mutual coupling might outperform that without mutual coupling in the low transmit power regime for a given aperture size. Moreover, it is also unveiled that the inter-user interference cannot be eliminated unless the physical size of the array increases to infinity. Fortunately, the additional distance term in the near-field channel can be exploited for the inter-user interference mitigation, especially for the worst case, where the users' angular positions overlap to a great extent. (ii) For the imperfect CSI case, the channel estimation error is considered for the derivation of the closed-form SE under MRT. It shows that in the low transmit power regime, the system SE can be enhanced by increasing the pilot power and the antenna element density, the latter of which will lead to severe mutual coupling. In the high transmit power regime, increasing the pilot power has a limited effect on improving the system SE. However, increasing the antenna element density remains highly beneficial for enhancing the system SE.

Continuous Aperture Array (CAPA)-Based Multi-Group Multicast Communications

A continuous aperture array (CAPA)-based multi-group multicast communication system is investigated. An integral-based CAPA multi-group multicast beamforming design is formulated for the maximization of the system energy efficiency (EE), subject to a minimum multicast SE constraint of each user group and a total transmit power constraint. To address this non-econvex fractional programming problem, the Dinkelbach's method is employed. Within the Dinkelbach's framework, the non-convex group-wise multicast spectral efficiency (SE) constraint is first equivalently transformed into a tractable form with auxiliary variables. Then, an efficient block coordinate descent (BCD)-based algorithm is developed to solve the reformulated problem. The CAPA beamforming design subproblem can be optimally solved via the Lagrangian dual method and the calculus of variations (CoV) theory. It reveals that the optimal CAPA beamformer should be a combination of all the groups' user channels. To further reduce the computational complexity, a low-complexity zero-forcing (ZF)-based approach is proposed. The closed-form ZF CAPA beamformer is derived using each group's most representative user channel to mitigate the inter-group interference while ensuring the intra-group multicast performance. Then, the beamforming design subproblem in the BCD-based algorithm becomes a convex power allocation subproblem, which can be efficiently solved. Numerical results demonstrate that 1) the CAPA can significantly improve the EE compared to conventional spatially discrete arrays (SPDAs); 2) due to the enhanced spatial resolutions, increasing the aperture size of CAPA is not always beneficial for EE enhancement in multicast scenarios; and 3) wider user distributions of each group cause a significant EE degradation of CAPA compared to SPDA.

SWIPT in Cell-Free Massive MIMO Using Stacked Intelligent Metasurfaces

We investigate the integration of stacked intelligent metasurfaces (SIMs) into cell-free massive multiple input multiple output (CF-mMIMO) system to enhance the simultaneous wireless information and power transfer (SWIPT) performance. Closed-form expressions for the spectral efficiency (SE) of the information-decoding receivers (IRs) and the average sum of harvested energy (sum-HE) at the energy-harvesting receivers (ERs) in the novel system model are derived to subsequently formulate a maximum total average sum-HE problem under a minimum SE threshold per each IR. This problem jointly optimizes the SIM phase-shift (PS) configuration and access points' (APs) power allocation, relying on long-term statistical channel state information (CSI). This non-convex problem is then transformed into more tractable forms. Then, efficient algorithms are proposed, including a layer-by-layer heuristic method for SIMs PS configuration that prioritizes sum-HE for the ERs and a successive convex approximation (SCA)-based power allocation scheme to improve the achievable SE for the IRs. Numerical results show that our proposed algorithms achieve an almost 7-fold sum-HE gain as we increase the number of SIM layers, while the proposed power allocation (PPA) scheme often gains up to 40% in terms of the achievable minimum SE, compared to the equal power allocation.

Generalized Tensor-Aided Channel Estimation for Hardware Impaired Device Identification

In this paper, we investigate the joint generalized channel estimation and device identification problem in Internet of Things (IoT) networks {under multipath propagation}. To fully utilize the received signal, we decompose the generalized channel into three components: transmitter hardware characteristics, path gains, and angles of arrival. By modelling the received signals as parallel factor (PARAFAC) tensors, we develop alternating least squares (ALS)-based algorithms to simultaneously estimate the generalized channels and identify the transmitters. Simulation results show that the proposed scheme outperforms {both Khatri-Rao Factorization (KRF) and the conventional least squares (LS) method} in terms of channel estimation accuracy and achieves performance close to the derived Cramer-Rao lower bound.

RIS-enabled Multi-user M-QAM Uplink NOMA Systems: Design, Analysis, and Optimization

Non-orthogonal multiple access (NOMA) is widely recognized for enhancing the energy and spectral efficiency through effective radio resource sharing. However, uplink NOMA systems face greater challenges than their downlink counterparts, as their bit error rate (BER) performance is hindered by an inherent error floor due to error propagation caused by imperfect successive interference cancellation (SIC). This paper investigates BER performance improvements enabled by reconfigurable intelligent surfaces (RISs) in multi-user uplink NOMA transmission. Specifically, we propose a novel RIS-assisted uplink NOMA design, where the RIS phase shifts are optimized to enhance the received signal amplitudes while mitigating the phase rotations induced by the channel. To achieve this, we first develop an accurate channel model for the effective user channels, which facilitates our BER analysis. We then introduce a channel alignment scheme for a two-user scenario, enabling efficient SIC-based detection and deriving closed-form BER expressions. We further extend the analysis to a generalized setup with an arbitrary number of users and modulation orders for quadrature amplitude modulation signaling. Using the derived BER expressions, we develop an optimized uplink NOMA power allocation (PA) scheme that minimizes the average BER while satisfying the user transmit power constraints. It will be shown that the proposed NOMA detection scheme, in conjunction with the optimized PA strategy, eliminate SIC error floors at the base station. The theoretical BER expressions are validated using simulations, which confirms the effectiveness of the proposed design in eliminating BER floors.

Performance Analysis and Optimization of STAR-RIS-Aided Cell-Free Massive MIMO Systems Relying on Imperfect Hardware

Simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS)-aided cell-free massive multiple-input multiple-output (CF-mMIMO) systems are investigated under spatially correlated fading channels using realistic imperfect hardware. Specifically, the transceiver distortions, \textcolor{black}{time-varying phase noise, and RIS phase shift errors} are considered. Upon considering imperfect hardware and pilot contamination, we derive a linear minimum mean-square error (MMSE) criterion-based cascaded channel estimator. Moreover, a closed-form expression of the downlink ergodic spectral efficiency (SE) is derived based on maximum ratio (MR) based transmit precoding and channel statistics, where both a finite number of access points (APs) and STAR-RIS elements as well as imperfect hardware are considered. Furthermore, by exploiting the ergodic signal-to-interference-plus-noise ratios (SINRs) among user equipment (UE), a max-min fairness problem is formulated for the joint optimization of the passive transmitting and reflecting beamforming (BF) at the STAR-RIS as well as of the power control coefficients. An alternating optimization (AO) algorithm is proposed for solving the resultant problems, where iterative adaptive particle swarm optimization (APSO) and bisection methods are proposed for circumventing the non-convexity of the RIS passive BF and the quasi-concave power control sub-problems, respectively. Our simulation results illustrate that the STAR-RIS-aided CF-mMIMO system attains higher SE than its RIS-aided counterpart. The performance of different hardware parameters is also evaluated. Additionally, it is demonstrated that the SE of the worst UE can be significantly improved by exploiting the proposed AO-based algorithm compared to conventional solutions associated with random passive BF and equal-power scenarios.