Provably and Practically Efficient Adversarial Imitation Learning with General Function Approximation

As a prominent category of imitation learning methods, adversarial imitation learning (AIL) has garnered significant practical success powered by neural network approximation. However, existing theoretical studies on AIL are primarily limited to simplified scenarios such as tabular and linear function approximation and involve complex algorithmic designs that hinder practical implementation, highlighting a gap between theory and practice. In this paper, we explore the theoretical underpinnings of online AIL with general function approximation. We introduce a new method called optimization-based AIL (OPT-AIL), which centers on performing online optimization for reward functions and optimism-regularized Bellman error minimization for Q-value functions. Theoretically, we prove that OPT-AIL achieves polynomial expert sample complexity and interaction complexity for learning near-expert policies. To our best knowledge, OPT-AIL is the first provably efficient AIL method with general function approximation. Practically, OPT-AIL only requires the approximate optimization of two objectives, thereby facilitating practical implementation. Empirical studies demonstrate that OPT-AIL outperforms previous state-of-the-art deep AIL methods in several challenging tasks.

Collaborative motion planning for multi-manipulator systems through Reinforcement Learning and Dynamic Movement Primitives

Robotic tasks often require multiple manipulators to enhance task efficiency and speed, but this increases complexity in terms of collaboration, collision avoidance, and the expanded state-action space. To address these challenges, we propose a multi-level approach combining Reinforcement Learning (RL) and Dynamic Movement Primitives (DMP) to generate adaptive, real-time trajectories for new tasks in dynamic environments using a demonstration library. This method ensures collision-free trajectory generation and efficient collaborative motion planning. We validate the approach through experiments in the PyBullet simulation environment with UR5e robotic manipulators.

Entropic Distribution Matching in Supervised Fine-tuning of LLMs: Less Overfitting and Better Diversity

Large language models rely on Supervised Fine-Tuning (SFT) to specialize in downstream tasks. Cross Entropy (CE) loss is the de facto choice in SFT, but it often leads to overfitting and limited output diversity due to its aggressive updates to the data distribution. This paper aim to address these issues by introducing the maximum entropy principle, which favors models with flatter distributions that still effectively capture the data. Specifically, we develop a new distribution matching method called GEM, which solves reverse Kullback-Leibler divergence minimization with an entropy regularizer. For the SFT of Llama-3-8B models, GEM outperforms CE in several aspects. First, when applied to the UltraFeedback dataset to develop general instruction-following abilities, GEM exhibits reduced overfitting, evidenced by lower perplexity and better performance on the IFEval benchmark. Furthermore, GEM enhances output diversity, leading to performance gains of up to 7 points on math reasoning and code generation tasks using best-of-n sampling, even without domain-specific data. Second, when fine-tuning with domain-specific datasets for math reasoning and code generation, GEM also shows less overfitting and improvements of up to 10 points compared with CE.

AI-driven platform for systematic nomenclature and intelligent knowledge acquisition of natural medicinal materials

Natural Medicinal Materials (NMMs) have a long history of global clinical applications, accompanied by extensive informational records. Despite their significant impact on healthcare, the field faces a major challenge: the non-standardization of NMM knowledge, stemming from historical complexities and causing limitations in broader applications. To address this, we introduce a Systematic Nomenclature for NMMs, underpinned by ShennongAlpha, an AI-driven platform designed for intelligent knowledge acquisition. This nomenclature system enables precise identification and differentiation of NMMs. ShennongAlpha, cataloging over ten thousand NMMs with standardized bilingual information, enhances knowledge management and application capabilities, thereby overcoming traditional barriers. Furthermore, it pioneers AI-empowered conversational knowledge acquisition and standardized machine translation. These synergistic innovations mark the first major advance in integrating domain-specific NMM knowledge with AI, propelling research and applications across both NMM and AI fields while establishing a groundbreaking precedent in this crucial area.

Policy Optimization in RLHF: The Impact of Out-of-preference Data

Aligning intelligent agents with human preferences and values is important. This paper examines two popular alignment methods: Direct Preference Optimization (DPO) and Reward-Model-Based Policy Optimization (RMB-PO). A variant of RMB-PO, referred to as RMB-PO+ is also considered. These methods, either explicitly or implicitly, learn a reward model from preference data and differ in the data used for policy optimization to unlock the generalization ability of the reward model. In particular, compared with DPO, RMB-PO additionally uses policy-generated data, and RMB-PO+ further leverages new, preference-free data. We examine the impact of such out-of-preference data. Our study, conducted through controlled and synthetic experiments, demonstrates that DPO performs poorly, whereas RMB-PO+ performs the best. In particular, even when providing the policy model with a good feature representation, we find that policy optimization with adequate out-of-preference data significantly improves performance by harnessing the reward model's generalization capabilities.

ReMax: A Simple, Effective, and Efficient Reinforcement Learning Method for Aligning Large Language Models

Alignment is of critical importance for training large language models (LLMs). The predominant strategy to address this is through Reinforcement Learning from Human Feedback (RLHF), where PPO serves as the de-facto algorithm. Yet, PPO is known to suffer from computational inefficiency, which is a challenge that this paper aims to address. We identify three important properties in RLHF tasks: fast simulation, deterministic transitions, and trajectory-level rewards, which are not leveraged in PPO. Based on such observations, we develop a new algorithm tailored for RLHF, called ReMax. The algorithm design of ReMax is built on a celebrated algorithm REINFORCE but is equipped with a new variance-reduction technique. Our method has three-fold advantages over PPO: first, ReMax is simple to implement and removes many hyper-parameters in PPO, which are scale-sensitive and laborious to tune. Second, ReMax saves about 50% memory usage in principle. As a result, PPO runs out-of-memory when fine-tuning a Llama2 (7B) model on 8xA100-40GB GPUs, whereas ReMax can afford training. This memory improvement is achieved by removing the value model in PPO. Third, based on our calculations, we find that even assuming PPO can afford the training of Llama2 (7B), it would still run about 2x slower than ReMax. This is due to the computational overhead of the value model, which does not exist in ReMax. Importantly, the above computational improvements do not sacrifice the performance. We hypothesize these advantages can be maintained in larger-scaled models. Our implementation of ReMax is available at https://github.com/liziniu/ReMax

Reward-Consistent Dynamics Models are Strongly Generalizable for Offline Reinforcement Learning

Learning a precise dynamics model can be crucial for offline reinforcement learning, which, unfortunately, has been found to be quite challenging. Dynamics models that are learned by fitting historical transitions often struggle to generalize to unseen transitions. In this study, we identify a hidden but pivotal factor termed dynamics reward that remains consistent across transitions, offering a pathway to better generalization. Therefore, we propose the idea of reward-consistent dynamics models: any trajectory generated by the dynamics model should maximize the dynamics reward derived from the data. We implement this idea as the MOREC (Model-based Offline reinforcement learning with Reward Consistency) method, which can be seamlessly integrated into previous offline model-based reinforcement learning (MBRL) methods. MOREC learns a generalizable dynamics reward function from offline data, which is subsequently employed as a transition filter in any offline MBRL method: when generating transitions, the dynamics model generates a batch of transitions and selects the one with the highest dynamics reward value. On a synthetic task, we visualize that MOREC has a strong generalization ability and can surprisingly recover some distant unseen transitions. On 21 offline tasks in D4RL and NeoRL benchmarks, MOREC improves the previous state-of-the-art performance by a significant margin, i.e., 4.6% on D4RL tasks and 25.9% on NeoRL tasks. Notably, MOREC is the first method that can achieve above 95% online RL performance in 6 out of 12 D4RL tasks and 3 out of 9 NeoRL tasks.

Provably Efficient Adversarial Imitation Learning with Unknown Transitions

Imitation learning (IL) has proven to be an effective method for learning good policies from expert demonstrations. Adversarial imitation learning (AIL), a subset of IL methods, is particularly promising, but its theoretical foundation in the presence of unknown transitions has yet to be fully developed. This paper explores the theoretical underpinnings of AIL in this context, where the stochastic and uncertain nature of environment transitions presents a challenge. We examine the expert sample complexity and interaction complexity required to recover good policies. To this end, we establish a framework connecting reward-free exploration and AIL, and propose an algorithm, MB-TAIL, that achieves the minimax optimal expert sample complexity of $\widetilde{O} (H^{3/2} |S|/\varepsilon)$ and interaction complexity of $\widetilde{O} (H^{3} |S|^2 |A|/\varepsilon^2)$. Here, $H$ represents the planning horizon, $|S|$ is the state space size, $|A|$ is the action space size, and $\varepsilon$ is the desired imitation gap. MB-TAIL is the first algorithm to achieve this level of expert sample complexity in the unknown transition setting and improves upon the interaction complexity of the best-known algorithm, OAL, by $O(H)$. Additionally, we demonstrate the generalization ability of MB-TAIL by extending it to the function approximation setting and proving that it can achieve expert sample and interaction complexity independent of $|S|$

Theoretical Analysis of Offline Imitation With Supplementary Dataset

Behavioral cloning (BC) can recover a good policy from abundant expert data, but may fail when expert data is insufficient. This paper considers a situation where, besides the small amount of expert data, a supplementary dataset is available, which can be collected cheaply from sub-optimal policies. Imitation learning with a supplementary dataset is an emergent practical framework, but its theoretical foundation remains under-developed. To advance understanding, we first investigate a direct extension of BC, called NBCU, that learns from the union of all available data. Our analysis shows that, although NBCU suffers an imitation gap that is larger than BC in the worst case, there exist special cases where NBCU performs better than or equally well as BC. This discovery implies that noisy data can also be helpful if utilized elaborately. Therefore, we further introduce a discriminator-based importance sampling technique to re-weight the supplementary data, proposing the WBCU method. With our newly developed landscape-based analysis, we prove that WBCU can outperform BC in mild conditions. Empirical studies show that WBCU simultaneously achieves the best performance on two challenging tasks where prior state-of-the-art methods fail.

Understanding Adversarial Imitation Learning in Small Sample Regime: A Stage-coupled Analysis

Imitation learning learns a policy from expert trajectories. While the expert data is believed to be crucial for imitation quality, it was found that a kind of imitation learning approach, adversarial imitation learning (AIL), can have exceptional performance. With as little as only one expert trajectory, AIL can match the expert performance even in a long horizon, on tasks such as locomotion control. There are two mysterious points in this phenomenon. First, why can AIL perform well with only a few expert trajectories? Second, why does AIL maintain good performance despite the length of the planning horizon? In this paper, we theoretically explore these two questions. For a total-variation-distance-based AIL (called TV-AIL), our analysis shows a horizon-free imitation gap $\mathcal O(\{\min\{1, \sqrt{|\mathcal S|/N} \})$ on a class of instances abstracted from locomotion control tasks. Here $|\mathcal S|$ is the state space size for a tabular Markov decision process, and $N$ is the number of expert trajectories. We emphasize two important features of our bound. First, this bound is meaningful in both small and large sample regimes. Second, this bound suggests that the imitation gap of TV-AIL is at most 1 regardless of the planning horizon. Therefore, this bound can explain the empirical observation. Technically, we leverage the structure of multi-stage policy optimization in TV-AIL and present a new stage-coupled analysis via dynamic programming