AugFL: Augmenting Federated Learning with Pretrained Models

Federated Learning (FL) has garnered widespread interest in recent years. However, owing to strict privacy policies or limited storage capacities of training participants such as IoT devices, its effective deployment is often impeded by the scarcity of training data in practical decentralized learning environments. In this paper, we study enhancing FL with the aid of (large) pre-trained models (PMs), that encapsulate wealthy general/domain-agnostic knowledge, to alleviate the data requirement in conducting FL from scratch. Specifically, we consider a networked FL system formed by a central server and distributed clients. First, we formulate the PM-aided personalized FL as a regularization-based federated meta-learning problem, where clients join forces to learn a meta-model with knowledge transferred from a private PM stored at the server. Then, we develop an inexact-ADMM-based algorithm, AugFL, to optimize the problem with no need to expose the PM or incur additional computational costs to local clients. Further, we establish theoretical guarantees for AugFL in terms of communication complexity, adaptation performance, and the benefit of knowledge transfer in general non-convex cases. Extensive experiments corroborate the efficacy and superiority of AugFL over existing baselines.

How to Leverage Diverse Demonstrations in Offline Imitation Learning

Offline Imitation Learning (IL) with imperfect demonstrations has garnered increasing attention owing to the scarcity of expert data in many real-world domains. A fundamental problem in this scenario is how to extract positive behaviors from noisy data. In general, current approaches to the problem select data building on state-action similarity to given expert demonstrations, neglecting precious information in (potentially abundant) $\textit{diverse}$ state-actions that deviate from expert ones. In this paper, we introduce a simple yet effective data selection method that identifies positive behaviors based on their resultant states -- a more informative criterion enabling explicit utilization of dynamics information and effective extraction of both expert and beneficial diverse behaviors. Further, we devise a lightweight behavior cloning algorithm capable of leveraging the expert and selected data correctly. In the experiments, we evaluate our method on a suite of complex and high-dimensional offline IL benchmarks, including continuous-control and vision-based tasks. The results demonstrate that our method achieves state-of-the-art performance, outperforming existing methods on $\textbf{20/21}$ benchmarks, typically by $\textbf{2-5x}$, while maintaining a comparable runtime to Behavior Cloning ($\texttt{BC}$).

Momentum-Based Federated Reinforcement Learning with Interaction and Communication Efficiency

Federated Reinforcement Learning (FRL) has garnered increasing attention recently. However, due to the intrinsic spatio-temporal non-stationarity of data distributions, the current approaches typically suffer from high interaction and communication costs. In this paper, we introduce a new FRL algorithm, named $\texttt{MFPO}$, that utilizes momentum, importance sampling, and additional server-side adjustment to control the shift of stochastic policy gradients and enhance the efficiency of data utilization. We prove that by proper selection of momentum parameters and interaction frequency, $\texttt{MFPO}$ can achieve $\tilde{\mathcal{O}}(H N^{-1}\epsilon^{-3/2})$ and $\tilde{\mathcal{O}}(\epsilon^{-1})$ interaction and communication complexities ($N$ represents the number of agents), where the interaction complexity achieves linear speedup with the number of agents, and the communication complexity aligns the best achievable of existing first-order FL algorithms. Extensive experiments corroborate the substantial performance gains of $\texttt{MFPO}$ over existing methods on a suite of complex and high-dimensional benchmarks.

OLLIE: Imitation Learning from Offline Pretraining to Online Finetuning

In this paper, we study offline-to-online Imitation Learning (IL) that pretrains an imitation policy from static demonstration data, followed by fast finetuning with minimal environmental interaction. We find the na\"ive combination of existing offline IL and online IL methods tends to behave poorly in this context, because the initial discriminator (often used in online IL) operates randomly and discordantly against the policy initialization, leading to misguided policy optimization and $\textit{unlearning}$ of pretraining knowledge. To overcome this challenge, we propose a principled offline-to-online IL method, named $\texttt{OLLIE}$, that simultaneously learns a near-expert policy initialization along with an $\textit{aligned discriminator initialization}$, which can be seamlessly integrated into online IL, achieving smooth and fast finetuning. Empirically, $\texttt{OLLIE}$ consistently and significantly outperforms the baseline methods in $\textbf{20}$ challenging tasks, from continuous control to vision-based domains, in terms of performance, demonstration efficiency, and convergence speed. This work may serve as a foundation for further exploration of pretraining and finetuning in the context of IL.

Federated Offline Policy Optimization with Dual Regularization

Federated Reinforcement Learning (FRL) has been deemed as a promising solution for intelligent decision-making in the era of Artificial Internet of Things. However, existing FRL approaches often entail repeated interactions with the environment during local updating, which can be prohibitively expensive or even infeasible in many real-world domains. To overcome this challenge, this paper proposes a novel offline federated policy optimization algorithm, named $\texttt{DRPO}$, which enables distributed agents to collaboratively learn a decision policy only from private and static data without further environmental interactions. $\texttt{DRPO}$ leverages dual regularization, incorporating both the local behavioral policy and the global aggregated policy, to judiciously cope with the intrinsic two-tier distributional shifts in offline FRL. Theoretical analysis characterizes the impact of the dual regularization on performance, demonstrating that by achieving the right balance thereof, $\texttt{DRPO}$ can effectively counteract distributional shifts and ensure strict policy improvement in each federative learning round. Extensive experiments validate the significant performance gains of $\texttt{DRPO}$ over baseline methods.

CLARE: Conservative Model-Based Reward Learning for Offline Inverse Reinforcement Learning

This work aims to tackle a major challenge in offline Inverse Reinforcement Learning (IRL), namely the reward extrapolation error, where the learned reward function may fail to explain the task correctly and misguide the agent in unseen environments due to the intrinsic covariate shift. Leveraging both expert data and lower-quality diverse data, we devise a principled algorithm (namely CLARE) that solves offline IRL efficiently via integrating "conservatism" into a learned reward function and utilizing an estimated dynamics model. Our theoretical analysis provides an upper bound on the return gap between the learned policy and the expert policy, based on which we characterize the impact of covariate shift by examining subtle two-tier tradeoffs between the exploitation (on both expert and diverse data) and exploration (on the estimated dynamics model). We show that CLARE can provably alleviate the reward extrapolation error by striking the right exploitation-exploration balance therein. Extensive experiments corroborate the significant performance gains of CLARE over existing state-of-the-art algorithms on MuJoCo continuous control tasks (especially with a small offline dataset), and the learned reward is highly instructive for further learning.

Efficient Federated Meta-Learning over Multi-Access Wireless Networks

Federated meta-learning (FML) has emerged as a promising paradigm to cope with the data limitation and heterogeneity challenges in today's edge learning arena. However, its performance is often limited by slow convergence and corresponding low communication efficiency. In addition, since the available radio spectrum and IoT devices' energy capacity are usually insufficient, it is crucial to control the resource allocation and energy consumption when deploying FML in practical wireless networks. To overcome the challenges, in this paper, we rigorously analyze each device's contribution to the global loss reduction in each round and develop an FML algorithm (called NUFM) with a non-uniform device selection scheme to accelerate the convergence. After that, we formulate a resource allocation problem integrating NUFM in multi-access wireless systems to jointly improve the convergence rate and minimize the wall-clock time along with energy cost. By deconstructing the original problem step by step, we devise a joint device selection and resource allocation strategy to solve the problem with theoretical guarantees. Further, we show that the computational complexity of NUFM can be reduced from $O(d^2)$ to $O(d)$ (with the model dimension $d$) via combining two first-order approximation techniques. Extensive simulation results demonstrate the effectiveness and superiority of the proposed methods in comparison with existing baselines.

Inexact-ADMM Based Federated Meta-Learning for Fast and Continual Edge Learning

In order to meet the requirements for performance, safety, and latency in many IoT applications, intelligent decisions must be made right here right now at the network edge. However, the constrained resources and limited local data amount pose significant challenges to the development of edge AI. To overcome these challenges, we explore continual edge learning capable of leveraging the knowledge transfer from previous tasks. Aiming to achieve fast and continual edge learning, we propose a platform-aided federated meta-learning architecture where edge nodes collaboratively learn a meta-model, aided by the knowledge transfer from prior tasks. The edge learning problem is cast as a regularized optimization problem, where the valuable knowledge learned from previous tasks is extracted as regularization. Then, we devise an ADMM based federated meta-learning algorithm, namely ADMM-FedMeta, where ADMM offers a natural mechanism to decompose the original problem into many subproblems which can be solved in parallel across edge nodes and the platform. Further, a variant of inexact-ADMM method is employed where the subproblems are `solved' via linear approximation as well as Hessian estimation to reduce the computational cost per round to $\mathcal{O}(n)$. We provide a comprehensive analysis of ADMM-FedMeta, in terms of the convergence properties, the rapid adaptation performance, and the forgetting effect of prior knowledge transfer, for the general non-convex case. Extensive experimental studies demonstrate the effectiveness and efficiency of ADMM-FedMeta, and showcase that it substantially outperforms the existing baselines.