Parameter-Efficient Instruction Tuning of Large Language Models For Extreme Financial Numeral Labelling

We study the problem of automatically annotating relevant numerals (GAAP metrics) occurring in the financial documents with their corresponding XBRL tags. Different from prior works, we investigate the feasibility of solving this extreme classification problem using a generative paradigm through instruction tuning of Large Language Models (LLMs). To this end, we leverage metric metadata information to frame our target outputs while proposing a parameter efficient solution for the task using LoRA. We perform experiments on two recently released financial numeric labeling datasets. Our proposed model, FLAN-FinXC, achieves new state-of-the-art performances on both the datasets, outperforming several strong baselines. We explain the better scores of our proposed model by demonstrating its capability for zero-shot as well as the least frequently occurring tags. Also, even when we fail to predict the XBRL tags correctly, our generated output has substantial overlap with the ground-truth in majority of the cases.

MILDSum: A Novel Benchmark Dataset for Multilingual Summarization of Indian Legal Case Judgments

Automatic summarization of legal case judgments is a practically important problem that has attracted substantial research efforts in many countries. In the context of the Indian judiciary, there is an additional complexity -- Indian legal case judgments are mostly written in complex English, but a significant portion of India's population lacks command of the English language. Hence, it is crucial to summarize the legal documents in Indian languages to ensure equitable access to justice. While prior research primarily focuses on summarizing legal case judgments in their source languages, this study presents a pioneering effort toward cross-lingual summarization of English legal documents into Hindi, the most frequently spoken Indian language. We construct the first high-quality legal corpus comprising of 3,122 case judgments from prominent Indian courts in English, along with their summaries in both English and Hindi, drafted by legal practitioners. We benchmark the performance of several diverse summarization approaches on our corpus and demonstrate the need for further research in cross-lingual summarization in the legal domain.

CONTRASTE: Supervised Contrastive Pre-training With Aspect-based Prompts For Aspect Sentiment Triplet Extraction

Existing works on Aspect Sentiment Triplet Extraction (ASTE) explicitly focus on developing more efficient fine-tuning techniques for the task. Instead, our motivation is to come up with a generic approach that can improve the downstream performances of multiple ABSA tasks simultaneously. Towards this, we present CONTRASTE, a novel pre-training strategy using CONTRastive learning to enhance the ASTE performance. While we primarily focus on ASTE, we also demonstrate the advantage of our proposed technique on other ABSA tasks such as ACOS, TASD, and AESC. Given a sentence and its associated (aspect, opinion, sentiment) triplets, first, we design aspect-based prompts with corresponding sentiments masked. We then (pre)train an encoder-decoder model by applying contrastive learning on the decoder-generated aspect-aware sentiment representations of the masked terms. For fine-tuning the model weights thus obtained, we then propose a novel multi-task approach where the base encoder-decoder model is combined with two complementary modules, a tagging-based Opinion Term Detector, and a regression-based Triplet Count Estimator. Exhaustive experiments on four benchmark datasets and a detailed ablation study establish the importance of each of our proposed components as we achieve new state-of-the-art ASTE results.

Legal Case Document Summarization: Extractive and Abstractive Methods and their Evaluation

Summarization of legal case judgement documents is a challenging problem in Legal NLP. However, not much analyses exist on how different families of summarization models (e.g., extractive vs. abstractive) perform when applied to legal case documents. This question is particularly important since many recent transformer-based abstractive summarization models have restrictions on the number of input tokens, and legal documents are known to be very long. Also, it is an open question on how best to evaluate legal case document summarization systems. In this paper, we carry out extensive experiments with several extractive and abstractive summarization methods (both supervised and unsupervised) over three legal summarization datasets that we have developed. Our analyses, that includes evaluation by law practitioners, lead to several interesting insights on legal summarization in specific and long document summarization in general.

ETMS@IITKGP at SemEval-2022 Task 10: Structured Sentiment Analysis Using A Generative Approach

Structured Sentiment Analysis (SSA) deals with extracting opinion tuples in a text, where each tuple (h, e, t, p) consists of h, the holder, who expresses a sentiment polarity p towards a target t through a sentiment expression e. While prior works explore graph-based or sequence labeling-based approaches for the task, we in this paper present a novel unified generative method to solve SSA, a SemEval2022 shared task. We leverage a BART-based encoder-decoder architecture and suitably modify it to generate, given a sentence, a sequence of opinion tuples. Each generated tuple consists of seven integers respectively representing the indices corresponding to the start and end positions of the holder, target, and expression spans, followed by the sentiment polarity class associated between the target and the sentiment expression. We perform rigorous experiments for both Monolingual and Cross-lingual subtasks, and achieve competitive Sentiment F1 scores on the leaderboard in both settings.

CAVES: A Dataset to facilitate Explainable Classification and Summarization of Concerns towards COVID Vaccines

Convincing people to get vaccinated against COVID-19 is a key societal challenge in the present times. As a first step towards this goal, many prior works have relied on social media analysis to understand the specific concerns that people have towards these vaccines, such as potential side-effects, ineffectiveness, political factors, and so on. Though there are datasets that broadly classify social media posts into Anti-vax and Pro-Vax labels, there is no dataset (to our knowledge) that labels social media posts according to the specific anti-vaccine concerns mentioned in the posts. In this paper, we have curated CAVES, the first large-scale dataset containing about 10k COVID-19 anti-vaccine tweets labelled into various specific anti-vaccine concerns in a multi-label setting. This is also the first multi-label classification dataset that provides explanations for each of the labels. Additionally, the dataset also provides class-wise summaries of all the tweets. We also perform preliminary experiments on the dataset and show that this is a very challenging dataset for multi-label explainable classification and tweet summarization, as is evident by the moderate scores achieved by some state-of-the-art models. Our dataset and codes are available at: https://github.com/sohampoddar26/caves-data

MTLTS: A Multi-Task Framework To Obtain Trustworthy Summaries From Crisis-Related Microblogs

Occurrences of catastrophes such as natural or man-made disasters trigger the spread of rumours over social media at a rapid pace. Presenting a trustworthy and summarized account of the unfolding event in near real-time to the consumers of such potentially unreliable information thus becomes an important task. In this work, we propose MTLTS, the first end-to-end solution for the task that jointly determines the credibility and summary-worthiness of tweets. Our credibility verifier is designed to recursively learn the structural properties of a Twitter conversation cascade, along with the stances of replies towards the source tweet. We then take a hierarchical multi-task learning approach, where the verifier is trained at a lower layer, and the summarizer is trained at a deeper layer where it utilizes the verifier predictions to determine the salience of a tweet. Different from existing disaster-specific summarizers, we model tweet summarization as a supervised task. Such an approach can automatically learn summary-worthy features, and can therefore generalize well across domains. When trained on the PHEME dataset [29], not only do we outperform the strongest baselines for the auxiliary task of verification/rumour detection, we also achieve 21 - 35% gains in the verified ratio of summary tweets, and 16 - 20% gains in ROUGE1-F1 scores over the existing state-of-the-art solutions for the primary task of trustworthy summarization.

PASTE: A Tagging-Free Decoding Framework Using Pointer Networks for Aspect Sentiment Triplet Extraction

Aspect Sentiment Triplet Extraction (ASTE) deals with extracting opinion triplets, consisting of an opinion target or aspect, its associated sentiment, and the corresponding opinion term/span explaining the rationale behind the sentiment. Existing research efforts are majorly tagging-based. Among the methods taking a sequence tagging approach, some fail to capture the strong interdependence between the three opinion factors, whereas others fall short of identifying triplets with overlapping aspect/opinion spans. A recent grid tagging approach on the other hand fails to capture the span-level semantics while predicting the sentiment between an aspect-opinion pair. Different from these, we present a tagging-free solution for the task, while addressing the limitations of the existing works. We adapt an encoder-decoder architecture with a Pointer Network-based decoding framework that generates an entire opinion triplet at each time step thereby making our solution end-to-end. Interactions between the aspects and opinions are effectively captured by the decoder by considering their entire detected spans while predicting their connecting sentiment. Extensive experiments on several benchmark datasets establish the better efficacy of our proposed approach, especially in the recall, and in predicting multiple and aspect/opinion-overlapped triplets from the same review sentence. We report our results both with and without BERT and also demonstrate the utility of domain-specific BERT post-training for the task.

Understanding the Role of Affect Dimensions in Detecting Emotions from Tweets: A Multi-task Approach

We propose VADEC, a multi-task framework that exploits the correlation between the categorical and dimensional models of emotion representation for better subjectivity analysis. Focusing primarily on the effective detection of emotions from tweets, we jointly train multi-label emotion classification and multi-dimensional emotion regression, thereby utilizing the inter-relatedness between the tasks. Co-training especially helps in improving the performance of the classification task as we outperform the strongest baselines with 3.4%, 11%, and 3.9% gains in Jaccard Accuracy, Macro-F1, and Micro-F1 scores respectively on the AIT dataset. We also achieve state-of-the-art results with 11.3% gains averaged over six different metrics on the SenWave dataset. For the regression task, VADEC, when trained with SenWave, achieves 7.6% and 16.5% gains in Pearson Correlation scores over the current state-of-the-art on the EMOBANK dataset for the Valence (V) and Dominance (D) affect dimensions respectively. We conclude our work with a case study on COVID-19 tweets posted by Indians that further helps in establishing the efficacy of our proposed solution.

Reproducibility, Replicability and Beyond: Assessing Production Readiness of Aspect Based Sentiment Analysis in the Wild

With the exponential growth of online marketplaces and user-generated content therein, aspect-based sentiment analysis has become more important than ever. In this work, we critically review a representative sample of the models published during the past six years through the lens of a practitioner, with an eye towards deployment in production. First, our rigorous empirical evaluation reveals poor reproducibility: an average 4-5% drop in test accuracy across the sample. Second, to further bolster our confidence in empirical evaluation, we report experiments on two challenging data slices, and observe a consistent 12-55% drop in accuracy. Third, we study the possibility of transfer across domains and observe that as little as 10-25% of the domain-specific training dataset, when used in conjunction with datasets from other domains within the same locale, largely closes the gap between complete cross-domain and complete in-domain predictive performance. Lastly, we open-source two large-scale annotated review corpora from a large e-commerce portal in India in order to aid the study of replicability and transfer, with the hope that it will fuel further growth of the field.