Using LLMs for Automated Privacy Policy Analysis: Prompt Engineering, Fine-Tuning and Explainability

Privacy policies are widely used by digital services and often required for legal purposes. Many machine learning based classifiers have been developed to automate detection of different concepts in a given privacy policy, which can help facilitate other automated tasks such as producing a more reader-friendly summary and detecting legal compliance issues. Despite the successful applications of large language models (LLMs) to many NLP tasks in various domains, there is very little work studying the use of LLMs for automated privacy policy analysis, therefore, if and how LLMs can help automate privacy policy analysis remains under-explored. To fill this research gap, we conducted a comprehensive evaluation of LLM-based privacy policy concept classifiers, employing both prompt engineering and LoRA (low-rank adaptation) fine-tuning, on four state-of-the-art (SOTA) privacy policy corpora and taxonomies. Our experimental results demonstrated that combining prompt engineering and fine-tuning can make LLM-based classifiers outperform other SOTA methods, \emph{significantly} and \emph{consistently} across privacy policy corpora/taxonomies and concepts. Furthermore, we evaluated the explainability of the LLM-based classifiers using three metrics: completeness, logicality, and comprehensibility. For all three metrics, a score exceeding 91.1\% was observed in our evaluation, indicating that LLMs are not only useful to improve the classification performance, but also to enhance the explainability of detection results.

Multi-Head Self-Attending Neural Tucker Factorization

Quality-of-service (QoS) data exhibit dynamic temporal patterns that are crucial for accurately predicting missing values. These patterns arise from the evolving interactions between users and services, making it essential to capture the temporal dynamics inherent in such data for improved prediction performance. As the size and complexity of QoS datasets increase, existing models struggle to provide accurate predictions, highlighting the need for more flexible and dynamic methods to better capture the underlying patterns in large-scale QoS data. To address this issue, we introduce a neural network-based tensor factorization approach tailored for learning spatiotemporal representations of high-dimensional and incomplete (HDI) tensors, namely the Multi-head Self-attending Neural Tucker Factorization (MSNTucF). The model is elaborately designed for modeling intricate nonlinear spatiotemporal feature interaction patterns hidden in real world data with a two-fold idea. It first employs a neural network structure to generalize the traditional framework of Tucker factorization and then proposes to leverage a multi-head self-attending module to enforce nonlinear latent interaction learning. In empirical studies on two dynamic QoS datasets from real applications, the proposed MSNTucF model demonstrates superior performance compared to state-of-the-art benchmark models in estimating missing observations. This highlights its ability to learn non-linear spatiotemporal representations of HDI tensors.

A Survey on Inference Optimization Techniques for Mixture of Experts Models

The emergence of large-scale Mixture of Experts (MoE) models has marked a significant advancement in artificial intelligence, offering enhanced model capacity and computational efficiency through conditional computation. However, the deployment and inference of these models present substantial challenges in terms of computational resources, latency, and energy efficiency. This comprehensive survey systematically analyzes the current landscape of inference optimization techniques for MoE models across the entire system stack. We first establish a taxonomical framework that categorizes optimization approaches into model-level, system-level, and hardware-level optimizations. At the model level, we examine architectural innovations including efficient expert design, attention mechanisms, various compression techniques such as pruning, quantization, and knowledge distillation, as well as algorithm improvement including dynamic routing strategies and expert merging methods. At the system level, we investigate distributed computing approaches, load balancing mechanisms, and efficient scheduling algorithms that enable scalable deployment. Furthermore, we delve into hardware-specific optimizations and co-design strategies that maximize throughput and energy efficiency. This survey not only provides a structured overview of existing solutions but also identifies key challenges and promising research directions in MoE inference optimization. Our comprehensive analysis serves as a valuable resource for researchers and practitioners working on large-scale deployment of MoE models in resource-constrained environments. To facilitate ongoing updates and the sharing of cutting-edge advances in MoE inference optimization research, we have established a repository accessible at \url{https://github.com/MoE-Inf/awesome-moe-inference/}.

HOBBIT: A Mixed Precision Expert Offloading System for Fast MoE Inference

The Mixture-of-Experts (MoE) architecture has demonstrated significant advantages in the era of Large Language Models (LLMs), offering enhanced capabilities with reduced inference costs. However, deploying MoE-based LLMs on memoryconstrained edge devices remains challenging due to their substantial memory requirements. While existing expertoffloading methods alleviate the memory requirements, they often incur significant expert-loading costs or compromise model accuracy. We present HOBBIT, a mixed precision expert offloading system to enable flexible and efficient MoE inference. Our key insight is that dynamically replacing less critical cache-miss experts with low precision versions can substantially reduce expert-loading latency while preserving model accuracy. HOBBIT introduces three innovative techniques that map the natural hierarchy of MoE computation: (1) a token-level dynamic expert loading mechanism, (2) a layer-level adaptive expert prefetching technique, and (3) a sequence-level multidimensional expert caching policy. These innovations fully leverage the benefits of mixedprecision expert inference. By implementing HOBBIT on top of the renowned LLM inference framework Llama.cpp, we evaluate its performance across different edge devices with representative MoE models. The results demonstrate that HOBBIT achieves up to a 9.93x speedup in decoding compared to state-of-the-art MoE offloading systems.

DocKD: Knowledge Distillation from LLMs for Open-World Document Understanding Models

Visual document understanding (VDU) is a challenging task that involves understanding documents across various modalities (text and image) and layouts (forms, tables, etc.). This study aims to enhance generalizability of small VDU models by distilling knowledge from LLMs. We identify that directly prompting LLMs often fails to generate informative and useful data. In response, we present a new framework (called DocKD) that enriches the data generation process by integrating external document knowledge. Specifically, we provide an LLM with various document elements like key-value pairs, layouts, and descriptions, to elicit open-ended answers. Our experiments show that DocKD produces high-quality document annotations and surpasses the direct knowledge distillation approach that does not leverage external document knowledge. Moreover, student VDU models trained with solely DocKD-generated data are not only comparable to those trained with human-annotated data on in-domain tasks but also significantly excel them on out-of-domain tasks.

An Adaptive Latent Factorization of Tensors Model for Embedding Dynamic Communication Network

The Dynamic Communication Network (DCN) describes the interactions over time among various communication nodes, and it is widely used in Big-data applications as a data source. As the number of communication nodes increases and temporal slots accumulate, each node interacts in with only a few nodes in a given temporal slot, the DCN can be represented by an High-Dimensional Sparse (HDS) tensor. In order to extract rich behavioral patterns from an HDS tensor in DCN, this paper proposes an Adaptive Temporal-dependent Tensor low-rank representation (ATT) model. It adopts a three-fold approach: a) designing a temporal-dependent method to reconstruct temporal feature matrix, thereby precisely represent the data by capturing the temporal patterns; b) achieving hyper-parameters adaptation of the model via the Differential Evolutionary Algorithms (DEA) to avoid tedious hyper-parameters tuning; c) employing nonnegative learning schemes for the model parameters to effectively handle an the nonnegativity inherent in HDS data. The experimental results on four real-world DCNs demonstrate that the proposed ATT model significantly outperforms several state-of-the-art models in both prediction errors and convergence rounds.

MDS-GNN: A Mutual Dual-Stream Graph Neural Network on Graphs with Incomplete Features and Structure

Graph Neural Networks (GNNs) have emerged as powerful tools for analyzing and learning representations from graph-structured data. A crucial prerequisite for the outstanding performance of GNNs is the availability of complete graph information, i.e., node features and graph structure, which is frequently unmet in real-world scenarios since graphs are often incomplete due to various uncontrollable factors. Existing approaches only focus on dealing with either incomplete features or incomplete structure, which leads to performance loss inevitably. To address this issue, this study proposes a mutual dual-stream graph neural network (MDS-GNN), which implements a mutual benefit learning between features and structure. Its main ideas are as follows: a) reconstructing the missing node features based on the initial incomplete graph structure; b) generating an augmented global graph based on the reconstructed node features, and propagating the incomplete node features on this global graph; and c) utilizing contrastive learning to make the dual-stream process mutually benefit from each other. Extensive experiments on six real-world datasets demonstrate the effectiveness of our proposed MDS-GNN on incomplete graphs.

Enhanced Traffic Flow Prediction with Multi-Segment Fusion Tensor Graph Convolutional Networks

Accurate traffic Flow Prediction can assist in traffic management, route planning, and congestion mitigation, which holds significant importance in enhancing the efficiency and reliability of intelligent transportation systems (ITS). However, existing traffic flow prediction models suffer from limitations in capturing the complex spatial-temporal dependencies within traffic networks. In order to address this issue, this study proposes a multi-segment fusion tensor graph convolutional network (MS-FTGCN) for traffic flow prediction with the following three-fold ideas: a) building a unified spatial-temporal graph convolutional framework based on Tensor M-product, which capture the spatial-temporal patterns simultaneously; b) incorporating hourly, daily, and weekly components to model multi temporal properties of traffic flows, respectively; c) fusing the outputs of the three components by attention mechanism to obtain the final traffic flow prediction results. The results of experiments conducted on two traffic flow datasets demonstrate that the proposed MS-FTGCN outperforms the state-of-the-art models.

PassTSL: Modeling Human-Created Passwords through Two-Stage Learning

Textual passwords are still the most widely used user authentication mechanism. Due to the close connections between textual passwords and natural languages, advanced technologies in natural language processing (NLP) and machine learning (ML) could be used to model passwords for different purposes such as studying human password-creation behaviors and developing more advanced password cracking methods for informing better defence mechanisms. In this paper, we propose PassTSL (modeling human-created Passwords through Two-Stage Learning), inspired by the popular pretraining-finetuning framework in NLP and deep learning (DL). We report how different pretraining settings affected PassTSL and proved its effectiveness by applying it to six large leaked password databases. Experimental results showed that it outperforms five state-of-the-art (SOTA) password cracking methods on password guessing by a significant margin ranging from 4.11% to 64.69% at the maximum point. Based on PassTSL, we also implemented a password strength meter (PSM), and our experiments showed that it was able to estimate password strength more accurately, causing fewer unsafe errors (overestimating the password strength) than two other SOTA PSMs when they produce the same rate of safe errors (underestimating the password strength): a neural-network based method and zxcvbn. Furthermore, we explored multiple finetuning settings, and our evaluations showed that, even a small amount of additional training data, e.g., only 0.1% of the pretrained data, can lead to over 3% improvement in password guessing on average. We also proposed a heuristic approach to selecting finetuning passwords based on JS (Jensen-Shannon) divergence and experimental results validated its usefulness. In summary, our contributions demonstrate the potential and feasibility of applying advanced NLP and ML methods to password modeling and cracking.

Pay Less On Clinical Images: Asymmetric Multi-Modal Fusion Method For Efficient Multi-Label Skin Lesion Classification

Existing multi-modal approaches primarily focus on enhancing multi-label skin lesion classification performance through advanced fusion modules, often neglecting the associated rise in parameters. In clinical settings, both clinical and dermoscopy images are captured for diagnosis; however, dermoscopy images exhibit more crucial visual features for multi-label skin lesion classification. Motivated by this observation, we introduce a novel asymmetric multi-modal fusion method in this paper for efficient multi-label skin lesion classification. Our fusion method incorporates two innovative schemes. Firstly, we validate the effectiveness of our asymmetric fusion structure. It employs a light and simple network for clinical images and a heavier, more complex one for dermoscopy images, resulting in significant parameter savings compared to the symmetric fusion structure using two identical networks for both modalities. Secondly, in contrast to previous approaches using mutual attention modules for interaction between image modalities, we propose an asymmetric attention module. This module solely leverages clinical image information to enhance dermoscopy image features, considering clinical images as supplementary information in our pipeline. We conduct the extensive experiments on the seven-point checklist dataset. Results demonstrate the generality of our proposed method for both networks and Transformer structures, showcasing its superiority over existing methods We will make our code publicly available.