A Unified Approach to Routing and Cascading for LLMs

The widespread applicability of large language models (LLMs) has increased the availability of many fine-tuned models of various sizes targeting specific tasks. Given a set of such specialized models, to maximize overall performance, it is important to figure out the optimal strategy for selecting the right model for a given user query. An effective strategy could drastically increase overall performance and even offer improvements over a single large monolithic model. Existing approaches typically fall into two categories: routing, where a single model is selected for each query, and cascading, which runs a sequence of increasingly larger models until a satisfactory answer is obtained. However, both have notable limitations: routing commits to an initial model without flexibility, while cascading requires executing every model in sequence, which can be inefficient. Additionally, the conditions under which these strategies are provably optimal remain unclear. In this work, we derive optimal strategies for both routing and cascading. Building on this analysis, we propose a novel approach called cascade routing, which combines the adaptability of routing with the cost-efficiency of cascading. Our experiments demonstrate that cascade routing consistently outperforms both routing and cascading across a variety of settings, improving both output quality and lowering computational cost, thus offering a unified and efficient solution to the model selection problem.

COMPL-AI Framework: A Technical Interpretation and LLM Benchmarking Suite for the EU Artificial Intelligence Act

The EU's Artificial Intelligence Act (AI Act) is a significant step towards responsible AI development, but lacks clear technical interpretation, making it difficult to assess models' compliance. This work presents COMPL-AI, a comprehensive framework consisting of (i) the first technical interpretation of the EU AI Act, translating its broad regulatory requirements into measurable technical requirements, with the focus on large language models (LLMs), and (ii) an open-source Act-centered benchmarking suite, based on thorough surveying and implementation of state-of-the-art LLM benchmarks. By evaluating 12 prominent LLMs in the context of COMPL-AI, we reveal shortcomings in existing models and benchmarks, particularly in areas like robustness, safety, diversity, and fairness. This work highlights the need for a shift in focus towards these aspects, encouraging balanced development of LLMs and more comprehensive regulation-aligned benchmarks. Simultaneously, COMPL-AI for the first time demonstrates the possibilities and difficulties of bringing the Act's obligations to a more concrete, technical level. As such, our work can serve as a useful first step towards having actionable recommendations for model providers, and contributes to ongoing efforts of the EU to enable application of the Act, such as the drafting of the GPAI Code of Practice.

Average Certified Radius is a Poor Metric for Randomized Smoothing

Randomized smoothing is a popular approach for providing certified robustness guarantees against adversarial attacks, and has become a very active area of research. Over the past years, the average certified radius (ACR) has emerged as the single most important metric for comparing methods and tracking progress in the field. However, in this work, we show that ACR is an exceptionally poor metric for evaluating robustness guarantees provided by randomized smoothing. We theoretically show not only that a trivial classifier can have arbitrarily large ACR, but also that ACR is much more sensitive to improvements on easy samples than on hard ones. Empirically, we confirm that existing training strategies that improve ACR reduce the model's robustness on hard samples. Further, we show that by focusing on easy samples, we can effectively replicate the increase in ACR. We develop strategies, including explicitly discarding hard samples, reweighing the dataset with certified radius, and extreme optimization for easy samples, to achieve state-of-the-art ACR, although these strategies ignore robustness for the general data distribution. Overall, our results suggest that ACR has introduced a strong undesired bias to the field, and better metrics are required to holistically evaluate randomized smoothing.

Multi-Neuron Unleashes Expressivity of ReLU Networks Under Convex Relaxation

Neural work certification has established itself as a crucial tool for ensuring the robustness of neural networks. Certification methods typically rely on convex relaxations of the feasible output set to provide sound bounds. However, complete certification requires exact bounds, which strongly limits the expressivity of ReLU networks: even for the simple ``$\max$'' function in $\mathbb{R}^2$, there does not exist a ReLU network that expresses this function and can be exactly bounded by single-neuron relaxation methods. This raises the question whether there exists a convex relaxation that can provide exact bounds for general continuous piecewise linear functions in $\mathbb{R}^n$. In this work, we answer this question affirmatively by showing that (layer-wise) multi-neuron relaxation provides complete certification for general ReLU networks. Based on this novel result, we show that the expressivity of ReLU networks is no longer limited under multi-neuron relaxation. To the best of our knowledge, this is the first positive result on the completeness of convex relaxations, shedding light on the practice of certified robustness.

Ward: Provable RAG Dataset Inference via LLM Watermarks

Retrieval-Augmented Generation (RAG) improves LLMs by enabling them to incorporate external data during generation. This raises concerns for data owners regarding unauthorized use of their content in RAG systems. Despite its importance, the challenge of detecting such unauthorized usage remains underexplored, with existing datasets and methodologies from adjacent fields being ill-suited for its study. In this work, we take several steps to bridge this gap. First, we formalize this problem as (black-box) RAG Dataset Inference (RAG-DI). To facilitate research on this challenge, we further introduce a novel dataset specifically designed for benchmarking RAG-DI methods under realistic conditions, and propose a set of baseline approaches. Building on this foundation, we introduce Ward, a RAG-DI method based on LLM watermarks that enables data owners to obtain rigorous statistical guarantees regarding the usage of their dataset in a RAG system. In our experimental evaluation, we show that Ward consistently outperforms all baselines across many challenging settings, achieving higher accuracy, superior query efficiency and robustness. Our work provides a foundation for future studies of RAG-DI and highlights LLM watermarks as a promising approach to this problem.

Discovering Clues of Spoofed LM Watermarks

LLM watermarks stand out as a promising way to attribute ownership of LLM-generated text. One threat to watermark credibility comes from spoofing attacks, where an unauthorized third party forges the watermark, enabling it to falsely attribute arbitrary texts to a particular LLM. While recent works have demonstrated that state-of-the-art schemes are in fact vulnerable to spoofing, they lack deeper qualitative analysis of the texts produced by spoofing methods. In this work, we for the first time reveal that there are observable differences between genuine and spoofed watermark texts. Namely, we show that regardless of their underlying approach, all current spoofing methods consistently leave observable artifacts in spoofed texts, indicative of watermark forgery. We build upon these findings to propose rigorous statistical tests that reliably reveal the presence of such artifacts, effectively discovering that a watermark was spoofed. Our experimental evaluation shows high test power across all current spoofing methods, providing insights into their fundamental limitations, and suggesting a way to mitigate this threat.

AlphaIntegrator: Transformer Action Search for Symbolic Integration Proofs

We present the first correct-by-construction learning-based system for step-by-step mathematical integration. The key idea is to learn a policy, represented by a GPT transformer model, which guides the search for the right mathematical integration rule, to be carried out by a symbolic solver. Concretely, we introduce a symbolic engine with axiomatically correct actions on mathematical expressions, as well as the first dataset for step-by-step integration. Our GPT-style transformer model, trained on this synthetic data, demonstrates strong generalization by surpassing its own data generator in accuracy and efficiency, using 50% fewer search steps. Our experimental results with SoTA LLMs also demonstrate that the standard approach of fine-tuning LLMs on a set of question-answer pairs is insufficient for solving this mathematical task. This motivates the importance of discovering creative methods for combining LLMs with symbolic reasoning engines, of which our work is an instance.

Polyrating: A Cost-Effective and Bias-Aware Rating System for LLM Evaluation

Rating-based human evaluation has become an essential tool to accurately evaluate the impressive performance of Large language models (LLMs). However, current rating systems suffer from several critical limitations. Specifically, they fail to account for human biases that significantly influence evaluation results, require large and expensive preference datasets to obtain accurate ratings, and do not facilitate meaningful comparisons of model ratings across different tasks. To address these issues, we introduce Polyrating, an expressive and flexible rating system based on maximum a posteriori estimation that enables a more nuanced and thorough analysis of model performance at lower costs. Polyrating can detect and quantify biases affecting human preferences, ensuring fairer model comparisons. Furthermore, Polyrating can reduce the cost of human evaluations by up to $41\%$ for new models and up to $77\%$ for new tasks by leveraging existing benchmark scores. Lastly, Polyrating enables direct comparisons of ratings across different tasks, providing a comprehensive understanding of an LLMs' strengths, weaknesses, and relative performance across different applications.

Practical Attacks against Black-box Code Completion Engines

Modern code completion engines, powered by large language models, have demonstrated impressive capabilities to generate functionally correct code based on surrounding context. As these tools are extensively used by millions of developers, it is crucial to investigate their security implications. In this work, we present INSEC, a novel attack that directs code completion engines towards generating vulnerable code. In line with most commercial completion engines, such as GitHub Copilot, INSEC assumes only black-box query access to the targeted engine, without requiring any knowledge of the engine's internals. Our attack works by inserting a malicious attack string as a short comment in the completion input. To derive the attack string, we design a series of specialized initialization schemes and an optimization procedure for further refinement. We demonstrate the strength of INSEC not only on state-of-the-art open-source models but also on black-box commercial services such as the OpenAI API and GitHub Copilot. On a comprehensive set of security-critical test cases covering 16 CWEs across 5 programming languages, INSEC significantly increases the likelihood of the considered completion engines in generating unsafe code by >50% in absolute, while maintaining the ability in producing functionally correct code. At the same time, our attack has low resource requirements, and can be developed for a cost of well under ten USD on commodity hardware.

Code Agents are State of the Art Software Testers

Rigorous software testing is crucial for developing and maintaining high-quality code, making automated test generation a promising avenue for both improving software quality and boosting the effectiveness of code generation methods. However, while code generation with Large Language Models (LLMs) is an extraordinarily active research area, test generation remains relatively unexplored. We address this gap and investigate the capability of LLM-based Code Agents for formalizing user issues into test cases. To this end, we propose a novel benchmark based on popular GitHub repositories, containing real-world issues, ground-truth patches, and golden tests. We find that LLMs generally perform surprisingly well at generating relevant test cases with Code Agents designed for code repair exceeding the performance of systems designed specifically for test generation. Further, as test generation is a similar but more structured task than code generation, it allows for a more fine-grained analysis using fail-to-pass rate and coverage metrics, providing a dual metric for analyzing systems designed for code repair. Finally, we find that generated tests are an effective filter for proposed code fixes, doubling the precision of SWE-Agent.