COMPL-AI Framework: A Technical Interpretation and LLM Benchmarking Suite for the EU Artificial Intelligence Act

The EU's Artificial Intelligence Act (AI Act) is a significant step towards responsible AI development, but lacks clear technical interpretation, making it difficult to assess models' compliance. This work presents COMPL-AI, a comprehensive framework consisting of (i) the first technical interpretation of the EU AI Act, translating its broad regulatory requirements into measurable technical requirements, with the focus on large language models (LLMs), and (ii) an open-source Act-centered benchmarking suite, based on thorough surveying and implementation of state-of-the-art LLM benchmarks. By evaluating 12 prominent LLMs in the context of COMPL-AI, we reveal shortcomings in existing models and benchmarks, particularly in areas like robustness, safety, diversity, and fairness. This work highlights the need for a shift in focus towards these aspects, encouraging balanced development of LLMs and more comprehensive regulation-aligned benchmarks. Simultaneously, COMPL-AI for the first time demonstrates the possibilities and difficulties of bringing the Act's obligations to a more concrete, technical level. As such, our work can serve as a useful first step towards having actionable recommendations for model providers, and contributes to ongoing efforts of the EU to enable application of the Act, such as the drafting of the GPAI Code of Practice.

Practical Attacks against Black-box Code Completion Engines

Modern code completion engines, powered by large language models, have demonstrated impressive capabilities to generate functionally correct code based on surrounding context. As these tools are extensively used by millions of developers, it is crucial to investigate their security implications. In this work, we present INSEC, a novel attack that directs code completion engines towards generating vulnerable code. In line with most commercial completion engines, such as GitHub Copilot, INSEC assumes only black-box query access to the targeted engine, without requiring any knowledge of the engine's internals. Our attack works by inserting a malicious attack string as a short comment in the completion input. To derive the attack string, we design a series of specialized initialization schemes and an optimization procedure for further refinement. We demonstrate the strength of INSEC not only on state-of-the-art open-source models but also on black-box commercial services such as the OpenAI API and GitHub Copilot. On a comprehensive set of security-critical test cases covering 16 CWEs across 5 programming languages, INSEC significantly increases the likelihood of the considered completion engines in generating unsafe code by >50% in absolute, while maintaining the ability in producing functionally correct code. At the same time, our attack has low resource requirements, and can be developed for a cost of well under ten USD on commodity hardware.

A Synthetic Dataset for Personal Attribute Inference

Recently, powerful Large Language Models (LLMs) have become easily accessible to hundreds of millions of users worldwide. However, their strong capabilities and vast world knowledge do not come without associated privacy risks. In this work, we focus on the emerging privacy threat LLMs pose - the ability to accurately infer personal information from online texts. Despite the growing importance of LLM-based author profiling, research in this area has been hampered by a lack of suitable public datasets, largely due to ethical and privacy concerns associated with real personal data. In this work, we take two steps to address this problem: (i) we construct a simulation framework for the popular social media platform Reddit using LLM agents seeded with synthetic personal profiles; (ii) using this framework, we generate SynthPAI, a diverse synthetic dataset of over 7800 comments manually labeled for personal attributes. We validate our dataset with a human study showing that humans barely outperform random guessing on the task of distinguishing our synthetic comments from real ones. Further, we verify that our dataset enables meaningful personal attribute inference research by showing across 18 state-of-the-art LLMs that our synthetic comments allow us to draw the same conclusions as real-world data. Together, this indicates that our dataset and pipeline provide a strong and privacy-preserving basis for future research toward understanding and mitigating the inference-based privacy threats LLMs pose.

Exploiting LLM Quantization

Quantization leverages lower-precision weights to reduce the memory usage of large language models (LLMs) and is a key technique for enabling their deployment on commodity hardware. While LLM quantization's impact on utility has been extensively explored, this work for the first time studies its adverse effects from a security perspective. We reveal that widely used quantization methods can be exploited to produce a harmful quantized LLM, even though the full-precision counterpart appears benign, potentially tricking users into deploying the malicious quantized model. We demonstrate this threat using a three-staged attack framework: (i) first, we obtain a malicious LLM through fine-tuning on an adversarial task; (ii) next, we quantize the malicious model and calculate constraints that characterize all full-precision models that map to the same quantized model; (iii) finally, using projected gradient descent, we tune out the poisoned behavior from the full-precision model while ensuring that its weights satisfy the constraints computed in step (ii). This procedure results in an LLM that exhibits benign behavior in full precision but when quantized, it follows the adversarial behavior injected in step (i). We experimentally demonstrate the feasibility and severity of such an attack across three diverse scenarios: vulnerable code generation, content injection, and over-refusal attack. In practice, the adversary could host the resulting full-precision model on an LLM community hub such as Hugging Face, exposing millions of users to the threat of deploying its malicious quantized version on their devices.

Back to the Drawing Board for Fair Representation Learning

The goal of Fair Representation Learning (FRL) is to mitigate biases in machine learning models by learning data representations that enable high accuracy on downstream tasks while minimizing discrimination based on sensitive attributes. The evaluation of FRL methods in many recent works primarily focuses on the tradeoff between downstream fairness and accuracy with respect to a single task that was used to approximate the utility of representations during training (proxy task). This incentivizes retaining only features relevant to the proxy task while discarding all other information. In extreme cases, this can cause the learned representations to collapse to a trivial, binary value, rendering them unusable in transfer settings. In this work, we argue that this approach is fundamentally mismatched with the original motivation of FRL, which arises from settings with many downstream tasks unknown at training time (transfer tasks). To remedy this, we propose to refocus the evaluation protocol of FRL methods primarily around the performance on transfer tasks. A key challenge when conducting such an evaluation is the lack of adequate benchmarks. We address this by formulating four criteria that a suitable evaluation procedure should fulfill. Based on these, we propose TransFair, a benchmark that satisfies these criteria, consisting of novel variations of popular FRL datasets with carefully calibrated transfer tasks. In this setting, we reevaluate state-of-the-art FRL methods, observing that they often overfit to the proxy task, which causes them to underperform on certain transfer tasks. We further highlight the importance of task-agnostic learning signals for FRL methods, as they can lead to more transferrable representations.

Private Attribute Inference from Images with Vision-Language Models

As large language models (LLMs) become ubiquitous in our daily tasks and digital interactions, associated privacy risks are increasingly in focus. While LLM privacy research has primarily focused on the leakage of model training data, it has recently been shown that the increase in models' capabilities has enabled LLMs to make accurate privacy-infringing inferences from previously unseen texts. With the rise of multimodal vision-language models (VLMs), capable of understanding both images and text, a pertinent question is whether such results transfer to the previously unexplored domain of benign images posted online. To investigate the risks associated with the image reasoning capabilities of newly emerging VLMs, we compile an image dataset with human-annotated labels of the image owner's personal attributes. In order to understand the additional privacy risk posed by VLMs beyond traditional human attribute recognition, our dataset consists of images where the inferable private attributes do not stem from direct depictions of humans. On this dataset, we evaluate the inferential capabilities of 7 state-of-the-art VLMs, finding that they can infer various personal attributes at up to 77.6% accuracy. Concerningly, we observe that accuracy scales with the general capabilities of the models, implying that future models can be misused as stronger adversaries, establishing an imperative for the development of adequate defenses.

Large Language Models are Advanced Anonymizers

Recent work in privacy research on large language models has shown that they achieve near human-level performance at inferring personal data from real-world online texts. With consistently increasing model capabilities, existing text anonymization methods are currently lacking behind regulatory requirements and adversarial threats. This raises the question of how individuals can effectively protect their personal data in sharing online texts. In this work, we take two steps to answer this question: We first present a new setting for evaluating anonymizations in the face of adversarial LLMs inferences, allowing for a natural measurement of anonymization performance while remedying some of the shortcomings of previous metrics. We then present our LLM-based adversarial anonymization framework leveraging the strong inferential capabilities of LLMs to inform our anonymization procedure. In our experimental evaluation, we show on real-world and synthetic online texts how adversarial anonymization outperforms current industry-grade anonymizers both in terms of the resulting utility and privacy.

Instruction Tuning for Secure Code Generation

Modern language models (LMs) have gained widespread acceptance in everyday and professional contexts, particularly in programming. An essential procedure enabling this adoption is instruction tuning, which substantially enhances LMs' practical utility by training them to follow user instructions and human preferences. However, existing instruction tuning schemes overlook a crucial aspect: the security of generated code. As a result, even the state-of-the-art instruction-tuned LMs frequently produce unsafe code, posing significant security risks. In this work, we introduce SafeCoder to address this gap. SafeCoder performs security-centric fine-tuning using a diverse and high-quality dataset that we collected using an automated pipeline. We integrate the security fine-tuning with standard instruction tuning, to facilitate a joint optimization of both security and utility. Despite its simplicity, we show that SafeCoder is effective across a variety of popular LMs and datasets. It is able to drastically improve security (by about 30%), while preserving utility.

Beyond Memorization: Violating Privacy Via Inference with Large Language Models

Current privacy research on large language models (LLMs) primarily focuses on the issue of extracting memorized training data. At the same time, models' inference capabilities have increased drastically. This raises the key question of whether current LLMs could violate individuals' privacy by inferring personal attributes from text given at inference time. In this work, we present the first comprehensive study on the capabilities of pretrained LLMs to infer personal attributes from text. We construct a dataset consisting of real Reddit profiles, and show that current LLMs can infer a wide range of personal attributes (e.g., location, income, sex), achieving up to $85\%$ top-1 and $95.8\%$ top-3 accuracy at a fraction of the cost ($100\times$) and time ($240\times$) required by humans. As people increasingly interact with LLM-powered chatbots across all aspects of life, we also explore the emerging threat of privacy-invasive chatbots trying to extract personal information through seemingly benign questions. Finally, we show that common mitigations, i.e., text anonymization and model alignment, are currently ineffective at protecting user privacy against LLM inference. Our findings highlight that current LLMs can infer personal data at a previously unattainable scale. In the absence of working defenses, we advocate for a broader discussion around LLM privacy implications beyond memorization, striving for a wider privacy protection.

Programmable Synthetic Tabular Data Generation

Large amounts of tabular data remain underutilized due to privacy, data quality, and data sharing limitations. While training a generative model producing synthetic data resembling the original distribution addresses some of these issues, most applications require additional constraints from the generated data. Existing synthetic data approaches are limited as they typically only handle specific constraints, e.g., differential privacy (DP) or increased fairness, and lack an accessible interface for declaring general specifications. In this work, we introduce ProgSyn, the first programmable synthetic tabular data generation algorithm that allows for comprehensive customization over the generated data. To ensure high data quality while adhering to custom specifications, ProgSyn pre-trains a generative model on the original dataset and fine-tunes it on a differentiable loss automatically derived from the provided specifications. These can be programmatically declared using statistical and logical expressions, supporting a wide range of requirements (e.g., DP or fairness, among others). We conduct an extensive experimental evaluation of ProgSyn on a number of constraints, achieving a new state-of-the-art on some, while remaining general. For instance, at the same fairness level we achieve 2.3% higher downstream accuracy than the state-of-the-art in fair synthetic data generation on the Adult dataset. Overall, ProgSyn provides a versatile and accessible framework for generating constrained synthetic tabular data, allowing for specifications that generalize beyond the capabilities of prior work.