Downlink and Uplink ISAC in Continuous-Aperture Array (CAPA) Systems

A continuous-aperture array (CAPA)-based integrated sensing and communications (ISAC) framework is proposed for both downlink and uplink scenarios. Within this framework, continuous operator-based signal models are employed to describe the sensing and communication processes. The performance of communication and sensing is analyzed using two information-theoretic metrics: the communication rate (CR) and the sensing rate (SR). 1) For downlink ISAC, three continuous beamforming designs are proposed: i) the communications-centric (C-C) design that maximizes the CR, ii) the sensing-centric (S-C) design that maximizes the SR, and iii) the Pareto-optimal design that characterizes the Pareto boundary of the CR-SR region. A signal subspace-based approach is proposed to derive the closed-form optimal beamformers for the considered designs. On this basis, closed-form expressions are derived for the achievable CRs and SRs, and the downlink rate region achieved by CAPAs is characterized. 2) For uplink ISAC, the C-C and S-C successive interference cancellation (SIC)-based methods are proposed to manage inter-functionality interference. Using the subspace approach along with the time-sharing technique, closed-form expressions for the optimal beamformers are derived, and the achievable CRs, SRs, and rate region are analyzed. Numerical results demonstrate that, for both downlink and uplink, CAPA-based ISAC achieves higher CRs and SRs as well as larger CR-SR regions compared to conventional spatially discrete array (SPDA)-based ISAC.

Electromagnetic Channel Statistics for Continuous-Aperture Array (CAPA) Systems

The channel statistics of a continuous-aperture array (CAPA)-based channel are analyzed using its continuous electromagnetic (EM) properties. The received signal-to-noise ratio (SNR) is discussed under isotropic scattering conditions. Using Landau's theorem, the eigenvalues of the autocorrelation of the EM fading channel are shown to exhibit a step-like behavior. Building on this, closed-form expressions for the probability distribution of the SNR and the average channel capacity are derived. Numerical results are provided to validate the accuracy of the derivations.

Downlink Beamforming with Pinching-Antenna Assisted MIMO Systems

Pinching antennas have been recently proposed as a promising flexible-antenna technology, which can be implemented by attaching low-cost pinching elements to dielectric waveguides. This work explores the potential of employing pinching antenna systems (PASs) for downlink transmission in a multiuser MIMO setting. We consider the problem of hybrid beamforming, where the digital precoder at the access point and the activated locations of the pinching elements are jointly optimized to maximize the achievable weighted sum-rate. Invoking fractional programming, a novel low-complexity algorithm is developed to iteratively update the precoding matrix and the locations of the pinching antennas. We validate the proposed scheme through extensive numerical experiments. Our investigations demonstrate that using PAS the system throughput can be significantly boosted as compared with the conventional fixed-location antenna systems, enlightening the potential of PAS as an enabling candidate for next-generation wireless networks.

Pinching Antenna Systems (PASS): Architecture Designs, Opportunities, and Outlook

This article proposes a novel design for the Pinching Antenna Systems (PASS) and advocates simple yet efficient wireless communications over the `last meter'. First, the potential benefits of PASS are discussed by reviewing an existing prototype. Then, the fundamentals of PASS are introduced, including physical principles, signal models, and communication designs. In contrast to existing multi-antenna systems, PASS brings a novel concept termed \emph{Pinching Beamforming}, which is achieved by dynamically adjusting the positions of PAs. Based on this concept, a couple of practical transmission architectures are proposed for employing PASS, namely non-multiplexing and multiplexing architectures. More particularly, 1) The non-multiplexing architecture is featured by simple baseband signal processing and relies only on the pinching beamforming; while 2) the multiplexing architecture provides enhanced signal manipulation capabilities with joint baseband and pinching beamforming, which is further divided into sub-connected, fully-connected, and phase-shifter-based fully-connected schemes. Furthermore, several emerging scenarios are put forward for integrating PASS into future wireless networks. As a further advance, by demonstrating a few numerical case studies, the significant performance gain of PASS is revealed compared to conventional multi-antenna systems. Finally, several research opportunities and open problems of PASS are highlighted.

Array Gain for Pinching-Antenna Systems (PASS)

Pinching antennas is a novel flexible-antenna technology, which can be realized by employing small dielectric particles on a waveguide. The aim of this letter is to characterize the array gain achieved by pinching-antenna systems (PASS). A closed-form upper bound on the array gain is derived by fixing the inter-antenna spacing. Asymptotic analyses of this bound are conducted by considering an infinitely large number of antennas, demonstrating the existence of an optimal number of antennas that maximizes the array gain. The relationship between the array gain and inter-antenna spacing is further explored by incorporating the effect of mutual coupling. It is proven that there also exists an optimal inter-antenna spacing that maximizes the array gain. Numerical results demonstrate that by optimizing the number of antennas and inter-antenna spacing, PASS can achieve a significantly larger array gain than conventional fixed-location antenna systems.

Secure Beamforming for Continuous Aperture Array (CAPA) Systems

Continuous aperture array (CAPA) is considered a promising technology for 6G networks, offering the potential to fully exploit spatial DoFs and achieve the theoretical limits of channel capacity. This paper investigates the performance gain of a CAPA-based downlink secure transmission system, where multiple legitimate user terminals (LUTs) coexist with multiple eavesdroppers (Eves). The system's secrecy performance is evaluated using a weighted secrecy sum-rate (WSSR) under a power constraint. We then propose two solutions for the secure current pattern design. The first solution is a block coordinate descent (BCD) optimization method based on fractional programming, which introduces a continuous-function inversion theory corresponding to matrix inversion in the discrete domain. This approach derives a closed-form expression for the optimal source current pattern. Based on this, it can be found that the optimal current pattern is essentially a linear combination of the channel spatial responses, thus eliminating the need for complex integration operations during the algorithm's optimization process. The second solution is a heuristic algorithm based on Zero-Forcing (ZF), which constructs a zero-leakage current pattern using the channel correlation matrix. It further employs a water-filling approach to design an optimal power allocation scheme that maximizes the WSSR. In high SNR regions, this solution gradually approaches the first solution, ensuring zero leakage while offering lower computational complexity. Simulation results demonstrate that: 1) CAPA-based systems achieve better WSSR compared to discrete multiple-input multiple-output systems. 2) The proposed methods, whether optimization-based or heuristic, provide significant performance improvements over existing state-of-the-art Fourier-based discretization methods, while considerably reducing computational complexity.

Secure Wireless Communications via Frequency Diverse Arrays

A novel frequency diverse array (FDA)-assisted secure transmission framework is proposed, which leverages additional frequency offsets to enhance physical layer security. Specifically, an FDA-assisted wiretap channel is considered, where the transmit beamforming and frequency offsets at each antenna are jointly optimized. A novel alternating optimization-based method is introduced to address the non-convex problem of secure transmission, focusing on minimizing transmit power and maximizing the secrecy rate. Numerical results are provided to demonstrate the superiority of the FDA-based framework compared to systems employing traditional phased array antennas in secure transmission.

Movable Antenna Aided Physical Layer Security with No Eavesdropper CSI

A novel movable antenna (MA)-aided secure transmission framework is proposed to enhance the secrecy transmission rate without relying on the eavesdropper's channel state information. Within this framework, a joint beamforming and jamming scheme is proposed, where the power of the confidential signal is minimized by optimizing the positions of the MAs, and the residual power is used to jam the eavesdropper. An efficient gradient-based method is employed to solve this non-convex problem. Numerical results are provided to demonstrate the superiority of the MA-based framework over systems using traditional fixed-position antennas in secure transmission.

Physical Layer Security for Continuous-Aperture Array (CAPA) Systems

A continuous-aperture array (CAPA)-based secure transmission framework is proposed to enhance physical layer security. Continuous current distributions, or beamformers, are designed to maximize the secrecy transmission rate under a power constraint and to minimize the required transmission power for achieving a specific target secrecy rate. On this basis, the fundamental secrecy performance limits achieved by CAPAs are analyzed by deriving closed-form expressions for the maximum secrecy rate (MSR) and minimum required power (MRP), along with the corresponding optimal current distributions. To provide further insights, asymptotic analyses are performed for the MSR and MRP, which reveals that i) for the MSR, the optimal current distribution simplifies to maximal ratio transmission (MRT) beamforming in the low-SNR regime and to zero-forcing (ZF) beamforming in the high-SNR regime; i) for the MRP, the optimal current distribution simplifies to ZF beamforming in the high-SNR regime. The derived results are specialized to the typical array structures, e.g., planar CAPAs and planar spatially discrete arrays (SPDAs). The rate and power scaling laws are further analyzed by assuming an infinitely large CAPA. Numerical results demonstrate that: i) the proposed secure continuous beamforming design outperforms MRT and ZF beamforming in terms of both achievable secrecy rate and power efficiency; ii) CAPAs achieve superior secrecy performance compared to conventional SPDAs.

CAPA: Continuous-Aperture Arrays for Revolutionizing 6G Wireless Communications

In this paper, a novel continuous-aperture array (CAPA)-based wireless communication architecture is proposed, which relies on an electrically large aperture with a continuous current distribution. First, an existing prototype of CAPA is reviewed, followed by the potential benefits and key motivations for employing CAPAs in wireless communications. Then, three practical hardware implementation approaches for CAPAs are introduced based on electronic, optical, and acoustic materials. Furthermore, several beamforming approaches are proposed to optimize the continuous current distributions of CAPAs, which are fundamentally different from those used for conventional spatially discrete arrays (SPDAs). Numerical results are provided to demonstrate their key features in low complexity and near-optimality. Based on these proposed approaches, the performance gains of CAPAs over SPDAs are revealed in terms of channel capacity as well as diversity-multiplexing gains. Finally, several open research problems in CAPA are highlighted.