ZipNN: Lossless Compression for AI Models

With the growth of model sizes and the scale of their deployment, their sheer size burdens the infrastructure requiring more network and more storage to accommodate these. While there is a vast model compression literature deleting parts of the model weights for faster inference, we investigate a more traditional type of compression - one that represents the model in a compact form and is coupled with a decompression algorithm that returns it to its original form and size - namely lossless compression. We present ZipNN a lossless compression tailored to neural networks. Somewhat surprisingly, we show that specific lossless compression can gain significant network and storage reduction on popular models, often saving 33% and at times reducing over 50% of the model size. We investigate the source of model compressibility and introduce specialized compression variants tailored for models that further increase the effectiveness of compression. On popular models (e.g. Llama 3) ZipNN shows space savings that are over 17% better than vanilla compression while also improving compression and decompression speeds by 62%. We estimate that these methods could save over an ExaByte per month of network traffic downloaded from a large model hub like Hugging Face.

Can Language Models Take A Hint? Prompting for Controllable Contextualized Commonsense Inference

Generating commonsense assertions within a given story context remains a difficult task for modern language models. Previous research has addressed this problem by aligning commonsense inferences with stories and training language generation models accordingly. One of the challenges is determining which topic or entity in the story should be the focus of an inferred assertion. Prior approaches lack the ability to control specific aspects of the generated assertions. In this work, we introduce "hinting," a data augmentation technique that enhances contextualized commonsense inference. "Hinting" employs a prefix prompting strategy using both hard and soft prompts to guide the inference process. To demonstrate its effectiveness, we apply "hinting" to two contextual commonsense inference datasets: ParaCOMET and GLUCOSE, evaluating its impact on both general and context-specific inference. Furthermore, we evaluate "hinting" by incorporating synonyms and antonyms into the hints. Our results show that "hinting" does not compromise the performance of contextual commonsense inference while offering improved controllability.

Reward-RAG: Enhancing RAG with Reward Driven Supervision

In this paper, we introduce Reward-RAG, a novel approach designed to enhance the Retrieval-Augmented Generation (RAG) model through Reward-Driven Supervision. Unlike previous RAG methodologies, which focus on training language models (LMs) to utilize external knowledge retrieved from external sources, our method adapts retrieval information to specific domains by employing CriticGPT to train a dedicated reward model. This reward model generates synthesized datasets for fine-tuning the RAG encoder, aligning its outputs more closely with human preferences. The versatility of our approach allows it to be effectively applied across various domains through domain-specific fine-tuning. We evaluate Reward-RAG on publicly available benchmarks from multiple domains, comparing it to state-of-the-art methods. Our experimental results demonstrate significant improvements in performance, highlighting the effectiveness of Reward-RAG in improving the relevance and quality of generated responses. These findings underscore the potential of integrating reward models with RAG to achieve superior outcomes in natural language generation tasks.

AAPM: Large Language Model Agent-based Asset Pricing Models

In this study, we propose a novel asset pricing approach, LLM Agent-based Asset Pricing Models (AAPM), which fuses qualitative discretionary investment analysis from LLM agents and quantitative manual financial economic factors to predict excess asset returns. The experimental results show that our approach outperforms machine learning-based asset pricing baselines in portfolio optimization and asset pricing errors. Specifically, the Sharpe ratio and average $|\alpha|$ for anomaly portfolios improved significantly by 9.6\% and 10.8\% respectively. In addition, we conducted extensive ablation studies on our model and analysis of the data to reveal further insights into the proposed method.

Tree Search for Simultaneous Move Games via Equilibrium Approximation

Neural network supported tree-search has shown strong results in a variety of perfect information multi-agent tasks. However, the performance of these methods on partial information games has generally been below competing approaches. Here we study the class of simultaneous-move games, which are a subclass of partial information games which are most similar to perfect information games: both agents know the game state with the exception of the opponent's move, which is revealed only after each agent makes its own move. Simultaneous move games include popular benchmarks such as Google Research Football and Starcraft. In this study we answer the question: can we take tree search algorithms trained through self-play from perfect information settings and adapt them to simultaneous move games without significant loss of performance? We answer this question by deriving a practical method that attempts to approximate a coarse correlated equilibrium as a subroutine within a tree search. Our algorithm works on cooperative, competitive, and mixed tasks. Our results are better than the current best MARL algorithms on a wide range of accepted baseline environments.

TopoX: A Suite of Python Packages for Machine Learning on Topological Domains

We introduce topox, a Python software suite that provides reliable and user-friendly building blocks for computing and machine learning on topological domains that extend graphs: hypergraphs, simplicial, cellular, path and combinatorial complexes. topox consists of three packages: toponetx facilitates constructing and computing on these domains, including working with nodes, edges and higher-order cells; topoembedx provides methods to embed topological domains into vector spaces, akin to popular graph-based embedding algorithms such as node2vec; topomodelx is built on top of PyTorch and offers a comprehensive toolbox of higher-order message passing functions for neural networks on topological domains. The extensively documented and unit-tested source code of topox is available under MIT license at https://github.com/pyt-team.

Generalizing Topological Graph Neural Networks with Paths

While Graph Neural Networks (GNNs) have made significant strides in diverse areas, they are hindered by a theoretical constraint known as the 1-Weisfeiler-Lehmann test. Even though latest advancements in higher-order GNNs can overcome this boundary, they typically center around certain graph components like cliques or cycles. However, our investigation goes a different route. We put emphasis on paths, which are inherent in every graph. We are able to construct a more general topological perspective and form a bridge to certain established theories about other topological domains. Interestingly, without any assumptions on graph sub-structures, our approach surpasses earlier techniques in this field, achieving state-of-the-art performance on several benchmarks.

On the Transition from Neural Representation to Symbolic Knowledge

Bridging the huge disparity between neural and symbolic representation can potentially enable the incorporation of symbolic thinking into neural networks from essence. Motivated by how human gradually builds complex symbolic representation from the prototype symbols that are learned through perception and environmental interactions. We propose a Neural-Symbolic Transitional Dictionary Learning (TDL) framework that employs an EM algorithm to learn a transitional representation of data that compresses high-dimension information of visual parts of an input into a set of tensors as neural variables and discover the implicit predicate structure in a self-supervised way. We implement the framework with a diffusion model by regarding the decomposition of input as a cooperative game, then learn predicates by prototype clustering. We additionally use RL enabled by the Markovian of diffusion models to further tune the learned prototypes by incorporating subjective factors. Extensive experiments on 3 abstract compositional visual objects datasets that require the model to segment parts without any visual features like texture, color, or shadows apart from shape and 3 neural/symbolic downstream tasks demonstrate the learned representation enables interpretable decomposition of visual input and smooth adaption to downstream tasks which are not available by existing methods.

Adversarial Transformer Language Models for Contextual Commonsense Inference

Contextualized or discourse aware commonsense inference is the task of generating coherent commonsense assertions (i.e., facts) from a given story, and a particular sentence from that story. Some problems with the task are: lack of controllability for topics of the inferred facts; lack of commonsense knowledge during training; and, possibly, hallucinated or false facts. In this work, we utilize a transformer model for this task and develop techniques to address the aforementioned problems in the task. We control the inference by introducing a new technique we call "hinting". Hinting is a kind of language model prompting, that utilizes both hard prompts (specific words) and soft prompts (virtual learnable templates). This serves as a control signal to advise the language model "what to talk about". Next, we establish a methodology for performing joint inference with multiple commonsense knowledge bases. Joint inference of commonsense requires care, because it is imprecise and the level of generality is more flexible. You want to be sure that the results "still make sense" for the context. To this end, we align the textual version of assertions from three knowledge graphs (ConceptNet, ATOMIC2020, and GLUCOSE) with a story and a target sentence. This combination allows us to train a single model to perform joint inference with multiple knowledge graphs. We show experimental results for the three knowledge graphs on joint inference. Our final contribution is exploring a GAN architecture that generates the contextualized commonsense assertions and scores them as to their plausibility through a discriminator. The result is an integrated system for contextual commonsense inference in stories, that can controllably generate plausible commonsense assertions, and takes advantage of joint inference between multiple commonsense knowledge bases.

cs-net: structural approach to time-series forecasting for high-dimensional feature space data with limited observations

In recent years, deep-learning-based approaches have been introduced to solving time-series forecasting-related problems. These novel methods have demonstrated impressive performance in univariate and low-dimensional multivariate time-series forecasting tasks. However, when these novel methods are used to handle high-dimensional multivariate forecasting problems, their performance is highly restricted by a practical training time and a reasonable GPU memory configuration. In this paper, inspired by a change of basis in the Hilbert space, we propose a flexible data feature extraction technique that excels in high-dimensional multivariate forecasting tasks. Our approach was originally developed for the National Science Foundation (NSF) Algorithms for Threat Detection (ATD) 2022 Challenge. Implemented using the attention mechanism and Convolutional Neural Networks (CNN) architecture, our method demonstrates great performance and compatibility. Our models trained on the GDELT Dataset finished 1st and 2nd places in the ATD sprint series and hold promise for other datasets for time series forecasting.