Distributionally Robust Graph Out-of-Distribution Recommendation via Diffusion Model

The distributionally robust optimization (DRO)-based graph neural network methods improve recommendation systems' out-of-distribution (OOD) generalization by optimizing the model's worst-case performance. However, these studies fail to consider the impact of noisy samples in the training data, which results in diminished generalization capabilities and lower accuracy. Through experimental and theoretical analysis, this paper reveals that current DRO-based graph recommendation methods assign greater weight to noise distribution, leading to model parameter learning being dominated by it. When the model overly focuses on fitting noise samples in the training data, it may learn irrelevant or meaningless features that cannot be generalized to OOD data. To address this challenge, we design a Distributionally Robust Graph model for OOD recommendation (DRGO). Specifically, our method first employs a simple and effective diffusion paradigm to alleviate the noisy effect in the latent space. Additionally, an entropy regularization term is introduced in the DRO objective function to avoid extreme sample weights in the worst-case distribution. Finally, we provide a theoretical proof of the generalization error bound of DRGO as well as a theoretical analysis of how our approach mitigates noisy sample effects, which helps to better understand the proposed framework from a theoretical perspective. We conduct extensive experiments on four datasets to evaluate the effectiveness of our framework against three typical distribution shifts, and the results demonstrate its superiority in both independently and identically distributed distributions (IID) and OOD.

Data Assetization via Resources-decoupled Federated Learning

With the development of the digital economy, data is increasingly recognized as an essential resource for both work and life. However, due to privacy concerns, data owners tend to maximize the value of data through information flow rather than direct data transfer. Federated learning (FL) provides an effective approach to collaborative training models while preserving privacy. However, different data owners not only have variations in the quantity and quality of their data resources but also face mismatches between data and computing resources as model parameters and training data grow. These challenges hinder data owners' willingness to participate and reduce the effectiveness of data assetization. In this work, we first identify the resource-decoupled FL environment, which includes model owners, data owners, and computing centers. We design a Tripartite Stackelberg Model and theoretically analyze the Stackelberg-Nash Equilibrium (SNE) for participants to optimize global utility. We propose the Quality-aware Dynamic Resources-decoupled FL algorithm (QD-RDFL), in which we derive and solve the optimal strategies of all parties to achieve SHE using backward induction, and a dynamic optimization mechanism is designed to improve the optimal strategy profile by evaluating the contribution of data quality from data owners to the global model during real training. Our comprehensive experiments demonstrate that our method effectively encourages the linkage of the three parties involved, maximizing global utility and data asset value.

Self-supervised Hierarchical Representation for Medication Recommendation

Medication recommender is to suggest appropriate medication combinations based on a patient's health history, e.g., diagnoses and procedures. Existing works represent different diagnoses/procedures well separated by one-hot encodings. However, they ignore the latent hierarchical structures of these medical terms, undermining the generalization performance of the model. For example, "Respiratory Diseases", "Chronic Respiratory Diseases" and "Chronic Bronchiti" have a hierarchical relationship, progressing from general to specific. To address this issue, we propose a novel hierarchical encoder named HIER to hierarchically represent diagnoses and procedures, which is based on standard medical codes and compatible with any existing methods. Specifically, the proposed method learns relation embedding with a self-supervised objective for incorporating the neighbor hierarchical structure. Additionally, we develop the position encoding to explicitly introduce global hierarchical position. Extensive experiments demonstrate significant and consistent improvements in recommendation accuracy across four baselines and two real-world clinical datasets.

CoRA: Collaborative Information Perception by Large Language Model's Weights for Recommendation

Involving collaborative information in Large Language Models (LLMs) is a promising technique for adapting LLMs for recommendation. Existing methods achieve this by concatenating collaborative features with text tokens into a unified sequence input and then fine-tuning to align these features with LLM's input space. Although effective, in this work, we identify two limitations when adapting LLMs to recommendation tasks, which hinder the integration of general knowledge and collaborative information, resulting in sub-optimal recommendation performance. (1) Fine-tuning LLM with recommendation data can undermine its inherent world knowledge and fundamental competencies, which are crucial for interpreting and inferring recommendation text. (2) Incorporating collaborative features into textual prompts disrupts the semantics of the original prompts, preventing LLM from generating appropriate outputs. In this paper, we propose a new paradigm, CoRA (an acronym for Collaborative LoRA), with a collaborative weights generator. Rather than input space alignment, this method aligns collaborative information with LLM's parameter space, representing them as incremental weights to update LLM's output. This way, LLM perceives collaborative information without altering its general knowledge and text inference capabilities. Specifically, we employ a collaborative filtering model to extract user and item embeddings, converting them into collaborative weights with low-rank properties through the collaborative weights generator. We then merge the collaborative weights into LLM's weights, enabling LLM to perceive the collaborative signals and generate personalized recommendations without fine-tuning or extra collaborative tokens in prompts. Extensive experiments confirm that CoRA effectively integrates collaborative information into LLM, enhancing recommendation performance.

Symmetric Graph Contrastive Learning against Noisy Views for Recommendation

Graph Contrastive Learning (GCL) leverages data augmentation techniques to produce contrasting views, enhancing the accuracy of recommendation systems through learning the consistency between contrastive views. However, existing augmentation methods, such as directly perturbing interaction graph (e.g., node/edge dropout), may interfere with the original connections and generate poor contrasting views, resulting in sub-optimal performance. In this paper, we define the views that share only a small amount of information with the original graph due to poor data augmentation as noisy views (i.e., the last 20% of the views with a cosine similarity value less than 0.1 to the original view). We demonstrate through detailed experiments that noisy views will significantly degrade recommendation performance. Further, we propose a model-agnostic Symmetric Graph Contrastive Learning (SGCL) method with theoretical guarantees to address this issue. Specifically, we introduce symmetry theory into graph contrastive learning, based on which we propose a symmetric form and contrast loss resistant to noisy interference. We provide theoretical proof that our proposed SGCL method has a high tolerance to noisy views. Further demonstration is given by conducting extensive experiments on three real-world datasets. The experimental results demonstrate that our approach substantially increases recommendation accuracy, with relative improvements reaching as high as 12.25% over nine other competing models. These results highlight the efficacy of our method.

Graph Representation Learning via Causal Diffusion for Out-of-Distribution Recommendation

Graph Neural Networks (GNNs)-based recommendation algorithms typically assume that training and testing data are drawn from independent and identically distributed (IID) spaces. However, this assumption often fails in the presence of out-of-distribution (OOD) data, resulting in significant performance degradation. In this study, we construct a Structural Causal Model (SCM) to analyze interaction data, revealing that environmental confounders (e.g., the COVID-19 pandemic) lead to unstable correlations in GNN-based models, thus impairing their generalization to OOD data. To address this issue, we propose a novel approach, graph representation learning via causal diffusion (CausalDiffRec) for OOD recommendation. This method enhances the model's generalization on OOD data by eliminating environmental confounding factors and learning invariant graph representations. Specifically, we use backdoor adjustment and variational inference to infer the real environmental distribution, thereby eliminating the impact of environmental confounders. This inferred distribution is then used as prior knowledge to guide the representation learning in the reverse phase of the diffusion process to learn the invariant representation. In addition, we provide a theoretical derivation that proves optimizing the objective function of CausalDiffRec can encourage the model to learn environment-invariant graph representations, thereby achieving excellent generalization performance in recommendations under distribution shifts. Our extensive experiments validate the effectiveness of CausalDiffRec in improving the generalization of OOD data, and the average improvement is up to 10.69% on Food, 18.83% on KuaiRec, 22.41% on Yelp2018, and 11.65% on Douban datasets.

Efficient Prompt Tuning by Multi-Space Projection and Prompt Fusion

Prompt tuning is a promising method to fine-tune a pre-trained language model without retraining its large-scale parameters. Instead, it attaches a soft prompt to the input text, whereby downstream tasks can be well adapted by merely learning the embeddings of prompt tokens. Nevertheless, existing methods still suffer from two challenges: (i) they are hard to balance accuracy and efficiency. A longer (shorter) soft prompt generally leads to a better (worse) accuracy but at the cost of more (less) training time. (ii) The performance may not be consistent when adapting to different downstream tasks. We attribute it to the same embedding space but responsible for different requirements of downstream tasks. To address these issues, we propose an Efficient Prompt Tuning method (EPT) by multi-space projection and prompt fusion. Specifically, it decomposes a given soft prompt into a shorter prompt and two low-rank matrices, whereby the number of parameters is greatly reduced as well as the training time. The accuracy is also enhanced by leveraging low-rank matrices and the short prompt as additional knowledge sources to enrich the semantics of the original short prompt. In addition, we project the soft prompt into multiple subspaces to improve the performance consistency, and then adaptively learn the combination weights of different spaces through a gating network. Experimental experiments on 13 natural language processing downstream tasks show that our method significantly and consistently outperforms 11 comparison methods with the relative percentage of improvements up to 28.8%, and training time decreased by 14%.

Towards Unified Modeling for Positive and Negative Preferences in Sign-Aware Recommendation

Recently, sign-aware graph recommendation has drawn much attention as it will learn users' negative preferences besides positive ones from both positive and negative interactions (i.e., links in a graph) with items. To accommodate the different semantics of negative and positive links, existing works utilize two independent encoders to model users' positive and negative preferences, respectively. However, these approaches cannot learn the negative preferences from high-order heterogeneous interactions between users and items formed by multiple links with different signs, resulting in inaccurate and incomplete negative user preferences. To cope with these intractable issues, we propose a novel \textbf{L}ight \textbf{S}igned \textbf{G}raph Convolution Network specifically for \textbf{Rec}ommendation (\textbf{LSGRec}), which adopts a unified modeling approach to simultaneously model high-order users' positive and negative preferences on a signed user-item interaction graph. Specifically, for the negative preferences within high-order heterogeneous interactions, first-order negative preferences are captured by the negative links, while high-order negative preferences are propagated along positive edges. Then, recommendation results are generated based on positive preferences and optimized with negative ones. Finally, we train representations of users and items through different auxiliary tasks. Extensive experiments on three real-world datasets demonstrate that our method outperforms existing baselines regarding performance and computational efficiency. Our code is available at \url{https://anonymous.4open.science/r/LSGRec-BB95}.

Repeated Padding as Data Augmentation for Sequential Recommendation

Sequential recommendation aims to provide users with personalized suggestions based on their historical interactions. When training sequential models, padding is a widely adopted technique for two main reasons: 1) The vast majority of models can only handle fixed-length sequences; 2) Batching-based training needs to ensure that the sequences in each batch have the same length. The special value \emph{0} is usually used as the padding content, which does not contain the actual information and is ignored in the model calculations. This common-sense padding strategy leads us to a problem that has never been explored before: \emph{Can we fully utilize this idle input space by padding other content to further improve model performance and training efficiency?} In this paper, we propose a simple yet effective padding method called \textbf{Rep}eated \textbf{Pad}ding (\textbf{RepPad}). Specifically, we use the original interaction sequences as the padding content and fill it to the padding positions during model training. This operation can be performed a finite number of times or repeated until the input sequences' length reaches the maximum limit. Our RepPad can be viewed as a sequence-level data augmentation strategy. Unlike most existing works, our method contains no trainable parameters or hyperparameters and is a plug-and-play data augmentation operation. Extensive experiments on various categories of sequential models and five real-world datasets demonstrate the effectiveness and efficiency of our approach. The average recommendation performance improvement is up to 60.3\% on GRU4Rec and 24.3\% on SASRec. We also provide in-depth analysis and explanation of what makes RepPad effective from multiple perspectives. The source code will be released to ensure the reproducibility of our experiments.