Altitude-Dependent Cellular Spectrum Occupancy: from Measurements to Stochastic Geometry Models

The growing demand for aerial connectivity with unmanned aerial vehicles (UAVs) across diverse settings, ranging from urban to rural scenarios, requires developing a better understanding of spectrum occupancy at aerial corridors. In particular, understanding the altitude-dependent behavior of spectrum occupancy in cellular networks, which could be used in the future for enabling beyond visual line of sight (BVLOS) UAV connectivity, is critical. While there are existing models for characterizing altitude-dependent interference in the literature, they are not validated with data and need to be compared with real-world measurements. To address these gaps, in this paper, we conduct cellular spectrum occupancy measurements at various sub-6 GHz bands for altitudes up to 300 meters, in both urban and rural environments. To model the spectrum occupancy measurements, we introduce two different approaches: a theoretical model utilizing stochastic geometry with altitude-dependent factors (SOSGAD), and a ray-tracing model tailored to site-specific line of sight (LOS) and non-LOS scenarios. We analyze the asymptotic behavior of the SOSGAD model as the UAV altitude increases. Through comparative analysis, we assess the effectiveness of the SOSGAD and ray-tracing models for characterizing actual spectrum occupancy as a function of altitude. Our results show that the proposed SOSGAD model can be tuned to closely characterize the real-world spectrum occupancy behavior as the UAV altitude increases.

Energy-Efficient Sleep Mode Optimization of 5G mmWave Networks Using Deep Contextual MAB

Millimeter-wave (mmWave) networks, integral to 5G communication, offer a vast spectrum that addresses the issue of spectrum scarcity and enhances peak rate and capacity. However, their dense deployment, necessary to counteract propagation losses, leads to high power consumption. An effective strategy to reduce this energy consumption in mobile networks is the sleep mode optimization (SMO) of base stations (BSs). In this paper, we propose a novel SMO approach for mmWave BSs in a 3D urban environment. This approach, which incorporates a neural network (NN) based contextual multi-armed bandit (C-MAB) with an epsilon decay algorithm, accommodates the dynamic and diverse traffic of user equipment (UE) by clustering the UEs in their respective tracking areas (TAs). Our strategy includes beamforming, which helps reduce energy consumption from the UE side, while SMO minimizes energy use from the BS perspective. We extended our investigation to include Random, Epsilon Greedy, Upper Confidence Bound (UCB), and Load Based sleep mode (SM) strategies. We compared the performance of our proposed C-MAB based SM algorithm with those of All On and other alternative approaches. Simulation results show that our proposed method outperforms all other SM strategies in terms of the $10^{th}$ percentile of user rate and average throughput while demonstrating comparable average throughput to the All On approach. Importantly, it outperforms all approaches in terms of energy efficiency (EE).

A Survey on Detection, Classification, and Tracking of Aerial Threats using Radar and Communications Systems

The use of unmanned aerial vehicles (UAVs) for a variety of commercial, civilian, and defense applications has increased many folds in recent years. While UAVs are expected to transform future air operations, there are instances where they can be used for malicious purposes. In this context, the detection, classification, and tracking (DCT) of UAVs (DCT-U) for safety and surveillance of national air space is a challenging task when compared to DCT of manned aerial vehicles. In this survey, we discuss the threats and challenges from malicious UAVs and we subsequently study three radio frequency (RF)-based systems for DCT-U. These RF-based systems include radars, communication systems, and RF analyzers. Radar systems are further divided into conventional and modern radar systems, while communication systems can be used for joint communications and sensing (JC&S) in active mode and act as a source of illumination to passive radars for DCT-U. The limitations of the three RF-based systems are also provided. The survey briefly discusses non-RF systems for DCT-U and their limitations. Future directions based on the lessons learned are provided at the end of the survey.

An Unsupervised Machine Learning Scheme for Index-Based CSI Feedback in Wi-Fi

With the ever-increasing demand for high-speed wireless data transmission, beamforming techniques have been proven to be crucial in improving the data rate and the signal-to-noise ratio (SNR) at the receiver. However, they require feedback mechanisms that need an overhead of information and increase the system complexity, potentially challenging the efficiency and capacity of modern wireless networks. This paper investigates novel index-based feedback mechanisms that aim at reducing the beamforming feedback overhead in Wi-Fi links. The proposed methods mitigate the overhead by generating a set of candidate beamforming vectors using an unsupervised learning-based framework. The amount of feedback information required is thus reduced by using the index of the candidate as feedback instead of transmitting the entire beamforming matrix. We explore several methods that consider different representations of the data in the candidate set. In particular, we propose five different ways to generate and represent the candidate sets that consider the covariance matrices of the channel, serialize the feedback matrix, and account for the effective distance, among others. Additionally, we also discuss the implications of using partial information in the compressed beamforming feedback on the link performance and compare it with the newly proposed index-based methods. Extensive IEEE 802.11 standard-compliant simulation results show that the proposed methods effectively minimize the feedback overhead, enhancing the throughput while maintaining an adequate link performance.

Enhanced Index-Based Feedback Overhead Reduction for WLANs

Compressed beamforming algorithm is used in the current Wi-Fi standard to reduce the beamforming feedback overhead (BFO). However, with each new amendment of the standard the number of supported antennas in Wi-Fi devices increases, leading to increased BFO and hampering the throughput despite using compressed beamforming. In this paper, a novel index-based method is presented to reduce the BFO in Wi-Fi links. In particular, a k-means clustering-based approach is presented to generate candidate beamforming feedback matrices, thereby reducing the BFO to only the index of the said candidate matrices. With extensive simulation results, we compare the newly proposed method with the IEEE 802.11be baseline and our previously published index-based method. We show approximately 54% gain in throughput at high signal-to-noise (SNR) against the IEEE 802.11be baseline. Our comparison also shows approximately 4 dB gain compared to our previously published method at the packet-error-rate (PER) of 0.01 using MCS index 11. Additionally, we also discuss the impact of the distance metric chosen for clustering as well as candidate selection on the link performance.

Kriging-Based 3-D Spectrum Awareness for Radio Dynamic Zones Using Aerial Spectrum Sensors

Radio dynamic zones (RDZs) are geographical areas within which dedicated spectrum resources are monitored and controlled to enable the development and testing of new spectrum technologies. Real-time spectrum awareness within an RDZ is critical for preventing interference with nearby incumbent users of the spectrum. In this paper, we consider a 3D RDZ scenario and propose to use unmanned aerial vehicles (UAVs) equipped with spectrum sensors to create and maintain a 3D radio map of received signal power from different sources within the RDZ. In particular, we introduce a 3D Kriging interpolation technique that uses realistic 3D correlation models of the signal power extracted from extensive measurements carried out at the NSF AERPAW platform. Using C-Band signal measurements by a UAV at altitudes between 30 m-110 m, we first develop realistic propagation models on air-to-ground path loss, shadowing, spatial correlation, and semi-variogram, while taking into account the knowledge of antenna radiation patterns and ground reflection. Subsequently, we generate a 3D radio map of a signal source within the RDZ using the Kriging interpolation and evaluate its sensitivity to the number of measurements used and their spatial distribution. Our results show that the proposed 3D Kriging interpolation technique provides significantly better radio maps when compared with an approach that assumes perfect knowledge of path loss.

Propagation Measurements and Coverage Analysis for mmWave and Sub-THz Frequency Bands with Transparent Reflectors

The emerging 5G and future 6G technologies are envisioned to provide higher bandwidths and coverage using millimeter wave (mmWave) and sub-Terahertz (THz) frequency bands. The growing demand for higher data rates using these bands can be addressed by overcoming high path loss, especially for non-line-of-sight (NLOS) scenarios. In this work, we investigate the use of passive transparent reflectors to improve signal coverage in an NLOS indoor scenario. Measurements are conducted to characterize the maximum reflectivity property of the transparent reflector using channel sounder equipment from NI. Flat and curved reflectors, each with a size of 16 inches by 16 inches, are used to study coverage improvements with different reflector shapes and orientations. The measurement results using passive metallic reflectors are also compared with the ray-tracing-based simulations, to further corroborate our inferences. The analysis reveals that the transparent reflector outperforms the metal reflector and increases the radio propagation coverage in all three frequencies of interest: 28~GHz, 39~GHz, and 120~GHz. Using transparent reflectors, there is an increase in peak received power that is greater than 5~dB for certain scenarios compared to metallic reflectors when used in flat mode, and greater than 3~dB when used in curved (convex) mode.

Joint Path planning and Power Allocation of a Cellular-Connected UAV using Apprenticeship Learning via Deep Inverse Reinforcement Learning

This paper investigates an interference-aware joint path planning and power allocation mechanism for a cellular-connected unmanned aerial vehicle (UAV) in a sparse suburban environment. The UAV's goal is to fly from an initial point and reach a destination point by moving along the cells to guarantee the required quality of service (QoS). In particular, the UAV aims to maximize its uplink throughput and minimize the level of interference to the ground user equipment (UEs) connected to the neighbor cellular BSs, considering the shortest path and flight resource limitation. Expert knowledge is used to experience the scenario and define the desired behavior for the sake of the agent (i.e., UAV) training. To solve the problem, an apprenticeship learning method is utilized via inverse reinforcement learning (IRL) based on both Q-learning and deep reinforcement learning (DRL). The performance of this method is compared to learning from a demonstration technique called behavioral cloning (BC) using a supervised learning approach. Simulation and numerical results show that the proposed approach can achieve expert-level performance. We also demonstrate that, unlike the BC technique, the performance of our proposed approach does not degrade in unseen situations.

RF SSSL by an Autonomous UAV with Two-Ray Channel Model and Dipole Antenna Patterns

Advancements in unmanned aerial vehicle (UAV) technology have led to their increased utilization in various commercial and military applications. One such application is signal source search and localization (SSSL) using UAVs, which offers significant benefits over traditional ground-based methods due to improved RF signal reception at higher altitudes and inherent autonomous 3D navigation capabilities. Nevertheless, practical considerations such as propagation models and antenna patterns are frequently neglected in simulation-based studies in the literature. In this work, we address these limitations by using a two-ray channel model and a dipole antenna pattern to develop a simulator that more closely represents real-world radio signal strength (RSS) observations at a UAV. We then examine and compare the performance of previously proposed linear least square (LLS) based localization techniques using UAVs for SSSL. Localization of radio frequency (RF) signal sources is assessed based on two main criteria: 1) achieving the highest possible accuracy and 2) localizing the target as quickly as possible with reasonable accuracy. Various mission types, such as those requiring precise localization like identifying hostile troops, and those demanding rapid localization like search and rescue operations during disasters, have been previously investigated. In this paper, the efficacy of the proposed localization approaches is examined based on these two main localization requirements through computer simulations.

Rank and Condition Number Analysis for UAV MIMO Channels Using Ray Tracing

Channel rank and condition number of multi-input multi-output (MIMO) channels can be effective indicators of achievable rates with spatial multiplexing in mobile networks. In this paper, we use extensive ray tracing simulations to investigate channel rank, condition number, and signal coverage distribution for air-to-ground MIMO channels. We consider UAV-based user equipment (UE) at altitudes of 3 m, 30 m, 70 m, and 110 m from the ground. Moreover, we also consider their communication link with a cellular base station in urban and rural areas. In particular, Centennial Campus and Lake Wheeler Road Field Labs of NC State University are considered, and their geographical information extracted from the open street map (OSM) database is incorporated into ray tracing simulations. Our results characterize how the channel rank tends to reduce as a function of UAV altitude, while also providing insights into the effects of geography, building distribution, and threshold parameters on channel rank and condition number.