Rewriting Conversational Utterances with Instructed Large Language Models

Many recent studies have shown the ability of large language models (LLMs) to achieve state-of-the-art performance on many NLP tasks, such as question answering, text summarization, coding, and translation. In some cases, the results provided by LLMs are on par with those of human experts. These models' most disruptive innovation is their ability to perform tasks via zero-shot or few-shot prompting. This capability has been successfully exploited to train instructed LLMs, where reinforcement learning with human feedback is used to guide the model to follow the user's requests directly. In this paper, we investigate the ability of instructed LLMs to improve conversational search effectiveness by rewriting user questions in a conversational setting. We study which prompts provide the most informative rewritten utterances that lead to the best retrieval performance. Reproducible experiments are conducted on publicly-available TREC CAST datasets. The results show that rewriting conversational utterances with instructed LLMs achieves significant improvements of up to 25.2% in MRR, 31.7% in Precision@1, 27% in NDCG@3, and 11.5% in Recall@500 over state-of-the-art techniques.

Early Exit Strategies for Approximate k-NN Search in Dense Retrieval

Learned dense representations are a popular family of techniques for encoding queries and documents using high-dimensional embeddings, which enable retrieval by performing approximate k nearest-neighbors search (A-kNN). A popular technique for making A-kNN search efficient is based on a two-level index, where the embeddings of documents are clustered offline and, at query processing, a fixed number N of clusters closest to the query is visited exhaustively to compute the result set. In this paper, we build upon state-of-the-art for early exit A-kNN and propose an unsupervised method based on the notion of patience, which can reach competitive effectiveness with large efficiency gains. Moreover, we discuss a cascade approach where we first identify queries that find their nearest neighbor within the closest t << N clusters, and then we decide how many more to visit based on our patience approach or other state-of-the-art strategies. Reproducible experiments employing state-of-the-art dense retrieval models and publicly available resources show that our techniques improve the A-kNN efficiency with up to 5x speedups while achieving negligible effectiveness losses. All the code used is available at https://github.com/francescobusolin/faiss_pEE

Pairing Clustered Inverted Indexes with kNN Graphs for Fast Approximate Retrieval over Learned Sparse Representations

Learned sparse representations form an effective and interpretable class of embeddings for text retrieval. While exact top-k retrieval over such embeddings faces efficiency challenges, a recent algorithm called Seismic has enabled remarkably fast, highly-accurate approximate retrieval. Seismic statically prunes inverted lists, organizes each list into geometrically-cohesive blocks, and augments each block with a summary vector. At query time, each inverted list associated with a query term is traversed one block at a time in an arbitrary order, with the inner product between the query and summaries determining if a block must be evaluated. When a block is deemed promising, its documents are fully evaluated with a forward index. Seismic is one to two orders of magnitude faster than state-of-the-art inverted index-based solutions and significantly outperforms the winning graph-based submissions to the BigANN 2023 Challenge. In this work, we speed up Seismic further by introducing two innovations to its query processing subroutine. First, we traverse blocks in order of importance, rather than arbitrarily. Second, we take the list of documents retrieved by Seismic and expand it to include the neighbors of each document using an offline k-regular nearest neighbor graph; the expanded list is then ranked to produce the final top-k set. Experiments on two public datasets show that our extension, named SeismicWave, can reach almost-exact accuracy levels and is up to 2.2x faster than Seismic.

Optimistic Query Routing in Clustering-based Approximate Maximum Inner Product Search

Clustering-based nearest neighbor search is a simple yet effective method in which data points are partitioned into geometric shards to form an index, and only a few shards are searched during query processing to find an approximate set of top-$k$ vectors. Even though the search efficacy is heavily influenced by the algorithm that identifies the set of shards to probe, it has received little attention in the literature. This work attempts to bridge that gap by studying the problem of routing in clustering-based maximum inner product search (MIPS). We begin by unpacking existing routing protocols and notice the surprising contribution of optimism. We then take a page from the sequential decision making literature and formalize that insight following the principle of ``optimism in the face of uncertainty.'' In particular, we present a new framework that incorporates the moments of the distribution of inner products within each shard to optimistically estimate the maximum inner product. We then present a simple instance of our algorithm that uses only the first two moments to reach the same accuracy as state-of-the-art routers such as \scann by probing up to $50%$ fewer points on a suite of benchmark MIPS datasets. Our algorithm is also space-efficient: we design a sketch of the second moment whose size is independent of the number of points and in practice requires storing only $O(1)$ additional vectors per shard.

Efficient Inverted Indexes for Approximate Retrieval over Learned Sparse Representations

Learned sparse representations form an attractive class of contextual embeddings for text retrieval. That is so because they are effective models of relevance and are interpretable by design. Despite their apparent compatibility with inverted indexes, however, retrieval over sparse embeddings remains challenging. That is due to the distributional differences between learned embeddings and term frequency-based lexical models of relevance such as BM25. Recognizing this challenge, a great deal of research has gone into, among other things, designing retrieval algorithms tailored to the properties of learned sparse representations, including approximate retrieval systems. In fact, this task featured prominently in the latest BigANN Challenge at NeurIPS 2023, where approximate algorithms were evaluated on a large benchmark dataset by throughput and recall. In this work, we propose a novel organization of the inverted index that enables fast yet effective approximate retrieval over learned sparse embeddings. Our approach organizes inverted lists into geometrically-cohesive blocks, each equipped with a summary vector. During query processing, we quickly determine if a block must be evaluated using the summaries. As we show experimentally, single-threaded query processing using our method, Seismic, reaches sub-millisecond per-query latency on various sparse embeddings of the MS MARCO dataset while maintaining high recall. Our results indicate that Seismic is one to two orders of magnitude faster than state-of-the-art inverted index-based solutions and further outperforms the winning (graph-based) submissions to the BigANN Challenge by a significant margin.

A Learning-to-Rank Formulation of Clustering-Based Approximate Nearest Neighbor Search

A critical piece of the modern information retrieval puzzle is approximate nearest neighbor search. Its objective is to return a set of $k$ data points that are closest to a query point, with its accuracy measured by the proportion of exact nearest neighbors captured in the returned set. One popular approach to this question is clustering: The indexing algorithm partitions data points into non-overlapping subsets and represents each partition by a point such as its centroid. The query processing algorithm first identifies the nearest clusters -- a process known as routing -- then performs a nearest neighbor search over those clusters only. In this work, we make a simple observation: The routing function solves a ranking problem. Its quality can therefore be assessed with a ranking metric, making the function amenable to learning-to-rank. Interestingly, ground-truth is often freely available: Given a query distribution in a top-$k$ configuration, the ground-truth is the set of clusters that contain the exact top-$k$ vectors. We develop this insight and apply it to Maximum Inner Product Search (MIPS). As we demonstrate empirically on various datasets, learning a simple linear function consistently improves the accuracy of clustering-based MIPS.

Efficient Multi-Vector Dense Retrieval Using Bit Vectors

Dense retrieval techniques employ pre-trained large language models to build a high-dimensional representation of queries and passages. These representations compute the relevance of a passage w.r.t. to a query using efficient similarity measures. In this line, multi-vector representations show improved effectiveness at the expense of a one-order-of-magnitude increase in memory footprint and query latency by encoding queries and documents on a per-token level. Recently, PLAID has tackled these problems by introducing a centroid-based term representation to reduce the memory impact of multi-vector systems. By exploiting a centroid interaction mechanism, PLAID filters out non-relevant documents, thus reducing the cost of the successive ranking stages. This paper proposes ``Efficient Multi-Vector dense retrieval with Bit vectors'' (EMVB), a novel framework for efficient query processing in multi-vector dense retrieval. First, EMVB employs a highly efficient pre-filtering step of passages using optimized bit vectors. Second, the computation of the centroid interaction happens column-wise, exploiting SIMD instructions, thus reducing its latency. Third, EMVB leverages Product Quantization (PQ) to reduce the memory footprint of storing vector representations while jointly allowing for fast late interaction. Fourth, we introduce a per-document term filtering method that further improves the efficiency of the last step. Experiments on MS MARCO and LoTTE show that EMVB is up to 2.8x faster while reducing the memory footprint by 1.8x with no loss in retrieval accuracy compared to PLAID.

Bridging Dense and Sparse Maximum Inner Product Search

Maximum inner product search (MIPS) over dense and sparse vectors have progressed independently in a bifurcated literature for decades; the latter is better known as top-$k$ retrieval in Information Retrieval. This duality exists because sparse and dense vectors serve different end goals. That is despite the fact that they are manifestations of the same mathematical problem. In this work, we ask if algorithms for dense vectors could be applied effectively to sparse vectors, particularly those that violate the assumptions underlying top-$k$ retrieval methods. We study IVF-based retrieval where vectors are partitioned into clusters and only a fraction of clusters are searched during retrieval. We conduct a comprehensive analysis of dimensionality reduction for sparse vectors, and examine standard and spherical KMeans for partitioning. Our experiments demonstrate that IVF serves as an efficient solution for sparse MIPS. As byproducts, we identify two research opportunities and demonstrate their potential. First, we cast the IVF paradigm as a dynamic pruning technique and turn that insight into a novel organization of the inverted index for approximate MIPS for general sparse vectors. Second, we offer a unified regime for MIPS over vectors that have dense and sparse subspaces, and show its robustness to query distributions.

Post-hoc Selection of Pareto-Optimal Solutions in Search and Recommendation

Information Retrieval (IR) and Recommender Systems (RS) tasks are moving from computing a ranking of final results based on a single metric to multi-objective problems. Solving these problems leads to a set of Pareto-optimal solutions, known as Pareto frontier, in which no objective can be further improved without hurting the others. In principle, all the points on the Pareto frontier are potential candidates to represent the best model selected with respect to the combination of two, or more, metrics. To our knowledge, there are no well-recognized strategies to decide which point should be selected on the frontier. In this paper, we propose a novel, post-hoc, theoretically-justified technique, named "Population Distance from Utopia" (PDU), to identify and select the one-best Pareto-optimal solution from the frontier. In detail, PDU analyzes the distribution of the points by investigating how far each point is from its utopia point (the ideal performance for the objectives). The possibility of considering fine-grained utopia points allows PDU to select solutions tailored to individual user preferences, a novel feature we call "calibration". We compare PDU against existing state-of-the-art strategies through extensive experiments on tasks from both IR and RS. Experimental results show that PDU and combined with calibration notably impact the solution selection. Furthermore, the results show that the proposed framework selects a solution in a principled way, irrespective of its position on the frontier, thus overcoming the limits of other strategies.

Neural Network Compression using Binarization and Few Full-Precision Weights

Quantization and pruning are known to be two effective Deep Neural Networks model compression methods. In this paper, we propose Automatic Prune Binarization (APB), a novel compression technique combining quantization with pruning. APB enhances the representational capability of binary networks using a few full-precision weights. Our technique jointly maximizes the accuracy of the network while minimizing its memory impact by deciding whether each weight should be binarized or kept in full precision. We show how to efficiently perform a forward pass through layers compressed using APB by decomposing it into a binary and a sparse-dense matrix multiplication. Moreover, we design two novel efficient algorithms for extremely quantized matrix multiplication on CPU, leveraging highly efficient bitwise operations. The proposed algorithms are 6.9x and 1.5x faster than available state-of-the-art solutions. We perform an extensive evaluation of APB on two widely adopted model compression datasets, namely CIFAR10 and ImageNet. APB shows to deliver better accuracy/memory trade-off compared to state-of-the-art methods based on i) quantization, ii) pruning, and iii) combination of pruning and quantization. APB outperforms quantization also in the accuracy/efficiency trade-off, being up to 2x faster than the 2-bits quantized model with no loss in accuracy.