Fair Diagnosis: Leveraging Causal Modeling to Mitigate Medical Bias

In medical image analysis, model predictions can be affected by sensitive attributes, such as race and gender, leading to fairness concerns and potential biases in diagnostic outcomes. To mitigate this, we present a causal modeling framework, which aims to reduce the impact of sensitive attributes on diagnostic predictions. Our approach introduces a novel fairness criterion, \textbf{Diagnosis Fairness}, and a unique fairness metric, leveraging path-specific fairness to control the influence of demographic attributes, ensuring that predictions are primarily informed by clinically relevant features rather than sensitive attributes. By incorporating adversarial perturbation masks, our framework directs the model to focus on critical image regions, suppressing bias-inducing information. Experimental results across multiple datasets demonstrate that our framework effectively reduces bias directly associated with sensitive attributes while preserving diagnostic accuracy. Our findings suggest that causal modeling can enhance both fairness and interpretability in AI-powered clinical decision support systems.

One Communication Round is All It Needs for Federated Fine-Tuning Foundation Models

The recent advancement of large foundation models (FMs) has increased the demand for fine-tuning these models on large-scale and cross-domain datasets. To address this, federated fine-tuning has emerged as a solution, allowing models to be fine-tuned on distributed datasets across multiple devices while ensuring data privacy. However, the substantial parameter size of FMs and the multi-round communication required by traditional federated fine-tuning algorithms result in prohibitively high communication costs, challenging the practicality of federated fine-tuning. In this paper, we are the first to reveal, both theoretically and empirically, that the traditional multi-round aggregation algorithms may not be necessary for federated fine-tuning large FMs. Our experiments reveal that a single round of communication (i.e., one-shot federated fine-tuning) yields a global model performance comparable to that achieved through multiple rounds of communication. Through rigorous mathematical and empirical analyses, we demonstrate that large FMs, due to their extensive parameter sizes and pre-training on general tasks, achieve significantly lower training loss in one-shot federated fine-tuning compared to smaller models. Our extensive experiments show that one-shot federated fine-tuning not only reduces communication costs but also enables asynchronous aggregation, enhances privacy, and maintains performance consistency with multi-round federated fine-tuning for models larger than 1 billion parameters, on text generation and text-to-image generation tasks. Our findings have the potential to revolutionize federated fine-tuning in practice, enhancing efficiency, reducing costs, and expanding accessibility for large-scale models. This breakthrough paves the way for broader adoption and application of federated fine-tuning across various domains.

FLoRA: Federated Fine-Tuning Large Language Models with Heterogeneous Low-Rank Adaptations

The rapid development of Large Language Models (LLMs) has been pivotal in advancing AI, with pre-trained LLMs being adaptable to diverse downstream tasks through fine-tuning. Federated learning (FL) further enhances fine-tuning in a privacy-aware manner by utilizing clients' local data through in-situ computation, eliminating the need for data movement. However, fine-tuning LLMs, given their massive scale of parameters, poses challenges for clients with constrained and heterogeneous resources in FL. Previous methods employed low-rank adaptation (LoRA) for efficient federated fine-tuning but utilized traditional FL aggregation strategies on LoRA adapters. These approaches led to mathematically inaccurate aggregation noise, reducing fine-tuning effectiveness and failing to address heterogeneous LoRAs. In this work, we first highlight the mathematical incorrectness of LoRA aggregation in existing federated fine-tuning methods. We introduce a new approach called FLORA that enables federated fine-tuning on heterogeneous LoRA adapters across clients through a novel stacking-based aggregation method. Our approach is noise-free and seamlessly supports heterogeneous LoRA adapters. Extensive experiments demonstrate FLORA' s superior performance in both homogeneous and heterogeneous settings, surpassing state-of-the-art methods. We envision this work as a milestone for efficient, privacy-preserving, and accurate federated fine-tuning of LLMs. Our code is available at https://github.com/ATP-1010/FederatedLLM.

What Matters in Transformers? Not All Attention is Needed

Scaling Transformer-based large language models (LLMs) has demonstrated promising performance across various tasks. However, this scaling also introduces redundant structures, posing challenges for real-world deployment. Despite some recognition of redundancy in LLMs, the variability of redundancy across different structures, such as MLP and Attention layers, is under-explored. In this work, we investigate the varying redundancy across different modules within Transformers, including Blocks, MLP, and Attention layers, using a similarity-based metric. This metric operates on the premise that redundant structures produce outputs highly similar to their inputs. Surprisingly, while attention layers are essential for transformers and distinguish them from other mainstream architectures, we found that a large proportion of attention layers exhibit excessively high similarity and can be safely pruned without degrading performance, leading to reduced memory and computation costs. Additionally, we further propose a method that jointly drops Attention and MLP layers, achieving improved performance and dropping ratios. Extensive experiments demonstrate the effectiveness of our methods, e.g., Llama-3-70B maintains comparable performance even after pruning half of the attention layers. Our findings provide valuable insights for future network architecture design. The code will be released at: \url{https://github.com/Shwai-He/LLM-Drop}.

SHED: Shapley-Based Automated Dataset Refinement for Instruction Fine-Tuning

The pre-trained Large Language Models (LLMs) can be adapted for many downstream tasks and tailored to align with human preferences through fine-tuning. Recent studies have discovered that LLMs can achieve desirable performance with only a small amount of high-quality data, suggesting that a large amount of the data in these extensive datasets is redundant or even harmful. Identifying high-quality data from vast datasets to curate small yet effective datasets has emerged as a critical challenge. In this paper, we introduce SHED, an automated dataset refinement framework based on Shapley value for instruction fine-tuning. SHED eliminates the need for human intervention or the use of commercial LLMs. Moreover, the datasets curated through SHED exhibit transferability, indicating they can be reused across different LLMs with consistently high performance. We conduct extensive experiments to evaluate the datasets curated by SHED. The results demonstrate SHED's superiority over state-of-the-art methods across various tasks and LLMs; notably, datasets comprising only 10% of the original data selected by SHED achieve performance comparable to or surpassing that of the full datasets.