Face4RAG: Factual Consistency Evaluation for Retrieval Augmented Generation in Chinese

The prevailing issue of factual inconsistency errors in conventional Retrieval Augmented Generation (RAG) motivates the study of Factual Consistency Evaluation (FCE). Despite the various FCE methods proposed earlier, these methods are evaluated on datasets generated by specific Large Language Models (LLMs). Without a comprehensive benchmark, it remains unexplored how these FCE methods perform on other LLMs with different error distributions or even unseen error types, as these methods may fail to detect the error types generated by other LLMs. To fill this gap, in this paper, we propose the first comprehensive FCE benchmark \emph{Face4RAG} for RAG independent of the underlying LLM. Our benchmark consists of a synthetic dataset built upon a carefully designed typology for factuality inconsistency error and a real-world dataset constructed from six commonly used LLMs, enabling evaluation of FCE methods on specific error types or real-world error distributions. On the proposed benchmark, we discover the failure of existing FCE methods to detect the logical fallacy, which refers to a mismatch of logic structures between the answer and the retrieved reference. To fix this issue, we further propose a new method called \emph{L-Face4RAG} with two novel designs of logic-preserving answer decomposition and fact-logic FCE. Extensive experiments show L-Face4RAG substantially outperforms previous methods for factual inconsistency detection on a wide range of tasks, notably beyond the RAG task from which it is originally motivated. Both the benchmark and our proposed method are publicly available.\footnote{\url{https://huggingface.co/datasets/yq27/Face4RAG}\label{link_face4rag}}

FoRAG: Factuality-optimized Retrieval Augmented Generation for Web-enhanced Long-form Question Answering

Retrieval Augmented Generation (RAG) has become prevalent in question-answering (QA) tasks due to its ability of utilizing search engine to enhance the quality of long-form question-answering (LFQA). Despite the emergence of various open source methods and web-enhanced commercial systems such as Bing Chat, two critical problems remain unsolved, i.e., the lack of factuality and clear logic in the generated long-form answers. In this paper, we remedy these issues via a systematic study on answer generation in web-enhanced LFQA. Specifically, we first propose a novel outline-enhanced generator to achieve clear logic in the generation of multifaceted answers and construct two datasets accordingly. Then we propose a factuality optimization method based on a carefully designed doubly fine-grained RLHF framework, which contains automatic evaluation and reward modeling in different levels of granularity. Our generic framework comprises conventional fine-grained RLHF methods as special cases. Extensive experiments verify the superiority of our proposed \textit{Factuality-optimized RAG (FoRAG)} method on both English and Chinese benchmarks. In particular, when applying our method to Llama2-7B-chat, the derived model FoRAG-L-7B outperforms WebGPT-175B in terms of three commonly used metrics (i.e., coherence, helpfulness, and factuality), while the number of parameters is much smaller (only 1/24 of that of WebGPT-175B). Our datasets and models are made publicly available for better reproducibility: https://huggingface.co/forag.

ULMA: Unified Language Model Alignment with Demonstration and Point-wise Human Preference

Language model alignment is a cutting-edge technique in large language model training to align the model output to user's intent, e.g., being helpful and harmless. Recent alignment framework consists of two steps: supervised fine-tuning with demonstration data and preference learning with human preference data. Previous preference learning methods, such as RLHF and DPO, mainly focus on pair-wise preference data. However, in many real-world scenarios where human feedbacks are intrinsically point-wise, these methods will suffer from information loss or even fail. To fill this gap, in this paper, we first develop a preference learning method called point-wise DPO to tackle point-wise preference data. Further revelation on the connection between supervised fine-tuning and point-wise preference learning enables us to develop a unified framework for both human demonstration and point-wise preference data, which sheds new light on the construction of preference dataset. Extensive experiments on point-wise datasets with binary or continuous labels demonstrate the superior performance and efficiency of our proposed methods. A new dataset with high-quality demonstration samples on harmlessness is constructed and made publicly available.

Marketing Budget Allocation with Offline Constrained Deep Reinforcement Learning

We study the budget allocation problem in online marketing campaigns that utilize previously collected offline data. We first discuss the long-term effect of optimizing marketing budget allocation decisions in the offline setting. To overcome the challenge, we propose a novel game-theoretic offline value-based reinforcement learning method using mixed policies. The proposed method reduces the need to store infinitely many policies in previous methods to only constantly many policies, which achieves nearly optimal policy efficiency, making it practical and favorable for industrial usage. We further show that this method is guaranteed to converge to the optimal policy, which cannot be achieved by previous value-based reinforcement learning methods for marketing budget allocation. Our experiments on a large-scale marketing campaign with tens-of-millions users and more than one billion budget verify the theoretical results and show that the proposed method outperforms various baseline methods. The proposed method has been successfully deployed to serve all the traffic of this marketing campaign.