Learning from Litigation: Graphs and LLMs for Retrieval and Reasoning in eDiscovery

Electronic Discovery (eDiscovery) involves identifying relevant documents from a vast collection based on legal production requests. The integration of artificial intelligence (AI) and natural language processing (NLP) has transformed this process, helping document review and enhance efficiency and cost-effectiveness. Although traditional approaches like BM25 or fine-tuned pre-trained models are common in eDiscovery, they face performance, computational, and interpretability challenges. In contrast, Large Language Model (LLM)-based methods prioritize interpretability but sacrifice performance and throughput. This paper introduces DISCOvery Graph (DISCOG), a hybrid approach that combines the strengths of two worlds: a heterogeneous graph-based method for accurate document relevance prediction and subsequent LLM-driven approach for reasoning. Graph representational learning generates embeddings and predicts links, ranking the corpus for a given request, and the LLMs provide reasoning for document relevance. Our approach handles datasets with balanced and imbalanced distributions, outperforming baselines in F1-score, precision, and recall by an average of 12%, 3%, and 16%, respectively. In an enterprise context, our approach drastically reduces document review costs by 99.9% compared to manual processes and by 95% compared to LLM-based classification methods

EntGPT: Linking Generative Large Language Models with Knowledge Bases

The ability of Large Language Models (LLMs) to generate factually correct output remains relatively unexplored due to the lack of fact-checking and knowledge grounding during training and inference. In this work, we aim to address this challenge through the Entity Disambiguation (ED) task. We first consider prompt engineering, and design a three-step hard-prompting method to probe LLMs' ED performance without supervised fine-tuning (SFT). Overall, the prompting method improves the micro-F_1 score of the original vanilla models by a large margin, on some cases up to 36% and higher, and obtains comparable performance across 10 datasets when compared to existing methods with SFT. We further improve the knowledge grounding ability through instruction tuning (IT) with similar prompts and responses. The instruction-tuned model not only achieves higher micro-F1 score performance as compared to several baseline methods on supervised entity disambiguation tasks with an average micro-F_1 improvement of 2.1% over the existing baseline models, but also obtains higher accuracy on six Question Answering (QA) tasks in the zero-shot setting. Our methodologies apply to both open- and closed-source LLMs.

A Simple yet Efficient Ensemble Approach for AI-generated Text Detection

Recent Large Language Models (LLMs) have demonstrated remarkable capabilities in generating text that closely resembles human writing across wide range of styles and genres. However, such capabilities are prone to potential abuse, such as fake news generation, spam email creation, and misuse in academic assignments. Hence, it is essential to build automated approaches capable of distinguishing between artificially generated text and human-authored text. In this paper, we propose a simple yet efficient solution to this problem by ensembling predictions from multiple constituent LLMs. Compared to previous state-of-the-art approaches, which are perplexity-based or uses ensembles with a number of LLMs, our condensed ensembling approach uses only two constituent LLMs to achieve comparable performance. Experiments conducted on four benchmark datasets for generative text classification show performance improvements in the range of 0.5 to 100\% compared to previous state-of-the-art approaches. We also study the influence that the training data from individual LLMs have on model performance. We found that substituting commercially-restrictive Generative Pre-trained Transformer (GPT) data with data generated from other open language models such as Falcon, Large Language Model Meta AI (LLaMA2), and Mosaic Pretrained Transformers (MPT) is a feasible alternative when developing generative text detectors. Furthermore, to demonstrate zero-shot generalization, we experimented with an English essays dataset, and results suggest that our ensembling approach can handle new data effectively.

Generative AI Text Classification using Ensemble LLM Approaches

Large Language Models (LLMs) have shown impressive performance across a variety of Artificial Intelligence (AI) and natural language processing tasks, such as content creation, report generation, etc. However, unregulated malign application of these models can create undesirable consequences such as generation of fake news, plagiarism, etc. As a result, accurate detection of AI-generated language can be crucial in responsible usage of LLMs. In this work, we explore 1) whether a certain body of text is AI generated or written by human, and 2) attribution of a specific language model in generating a body of text. Texts in both English and Spanish are considered. The datasets used in this study are provided as part of the Automated Text Identification (AuTexTification) shared task. For each of the research objectives stated above, we propose an ensemble neural model that generates probabilities from different pre-trained LLMs which are used as features to a Traditional Machine Learning (TML) classifier following it. For the first task of distinguishing between AI and human generated text, our model ranked in fifth and thirteenth place (with macro $F1$ scores of 0.733 and 0.649) for English and Spanish texts, respectively. For the second task on model attribution, our model ranked in first place with macro $F1$ scores of 0.625 and 0.653 for English and Spanish texts, respectively.

Anomaly Detection via Federated Learning

Machine learning has helped advance the field of anomaly detection by incorporating classifiers and autoencoders to decipher between normal and anomalous behavior. Additionally, federated learning has provided a way for a global model to be trained with multiple clients' data without requiring the client to directly share their data. This paper proposes a novel anomaly detector via federated learning to detect malicious network activity on a client's server. In our experiments, we use an autoencoder with a classifier in a federated learning framework to determine if the network activity is benign or malicious. By using our novel min-max scalar and sampling technique, called FedSam, we determined federated learning allows the global model to learn from each client's data and, in turn, provide a means for each client to improve their intrusion detection system's defense against cyber-attacks.