Empowering Over-the-Air Personalized Federated Learning via RIS

Over-the-air computation (AirComp) integrates analog communication with task-oriented computation, serving as a key enabling technique for communication-efficient federated learning (FL) over wireless networks. However, AirComp-enabled FL (AirFL) with a single global consensus model fails to address the data heterogeneity in real-life FL scenarios with non-independent and identically distributed local datasets. In this paper, we introduce reconfigurable intelligent surface (RIS) technology to enable efficient personalized AirFL, mitigating the data heterogeneity issue. First, we achieve statistical interference elimination across different clusters in the personalized AirFL framework via RIS phase shift configuration. Then, we propose two personalized aggregation schemes involving power control and denoising factor design from the perspectives of first- and second-order moments, respectively, to enhance the FL convergence. Numerical results validate the superior performance of our proposed schemes over existing baselines.

Joint MIMO Transceiver and Reflector Design for Reconfigurable Intelligent Surface-Assisted Communication

In this paper, we consider a reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output communication system with multiple antennas at both the base station (BS) and the user. We plan to maximize the achievable rate through jointly optimizing the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix under the constraints of the transmit power at the BS and the unit-modulus reflection at the RIS. Regarding the non-trivial problem form, we initially reformulate it into an considerable problem to make it tractable by utilizing the relationship between the achievable rate and the weighted minimum mean squared error. Next, the transmit precoding matrix, the receive combining matrix, and the RIS reflection matrix are alternately optimized. In particular, the optimal transmit precoding matrix and receive combining matrix are obtained in closed forms. Furthermore, a pair of computationally efficient methods are proposed for the RIS reflection matrix, namely the semi-definite relaxation (SDR) method and the successive closed form (SCF) method. We theoretically prove that both methods are ensured to converge, and the SCF-based algorithm is able to converges to a Karush-Kuhn-Tucker point of the problem.

Secure Outage Analysis for RIS-Aided MISO Systems with Randomly Located Eavesdroppers

In this paper, we consider the physical layer security of an RIS-assisted multiple-antenna communication system with randomly located eavesdroppers. The exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and a closed-form expression for the secrecy outage probability (SOP) is obtained. It is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, and the impact of the transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. We also perform an analytical study demonstrating that the secrecy diversity order depends on the path loss exponent of the RIS-to-ground links. Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations.

On Secrecy Performance of RIS-Assisted MISO Systems over Rician Channels with Spatially Random Eavesdroppers

Reconfigurable intelligent surface (RIS) technology is emerging as a promising technique for performance enhancement for next-generation wireless networks. This paper investigates the physical layer security of an RIS-assisted multiple-antenna communication system in the presence of random spatially distributed eavesdroppers. The RIS-to-ground channels are assumed to experience Rician fading. Using stochastic geometry, exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and closed-form expressions for the secrecy outage probability (SOP) and the ergodic secrecy capacity (ESC) are obtained to provide insightful guidelines for system design. First, the secrecy diversity order is obtained as $\frac{2}{\alpha_2}$, where $\alpha_2$ denotes the path loss exponent of the RIS-to-ground links. Then, it is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, $N$, and the impact of the number of transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. Moreover, it is also found that the density of randomly located eavesdroppers, $\lambda_e$, has an additive effect on the asymptotic ESC performance given by $\log_2{\left({1}/{\lambda_e}\right)}$. Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations.

Low-Complexity Channel Estimation for Extremely Large-Scale MIMO in Near Field

The extremely large-scale massive multiple-input multiple-output (XL-MIMO) has the potential to achieve boosted spectral efficiency and refined spatial resolution for future wireless networks. However, channel estimation for XL-MIMO is challenging since the large number of antennas results in high computational complexity with the near-field effect. In this letter, we propose a low-complexity sequential angle-distance channel estimation (SADCE) method for near-field XL-MIMO systems equipped with uniformly planar arrays (UPA). Specifically, we first successfully decouple the angle and distance parameters, which allows us to devise a two-dimensional discrete Fourier transform (2D-DFT) method for angle parameters estimation. Then, a low-complexity distance estimation method is proposed with a closed-form solution. Compared with existing methods, the proposed method achieves significant performance gain with noticeably reduced computational complexity.Numerical results verify the superiority of the proposed near-field channel estimation algorithm.

Superimposed RIS-phase Modulation for MIMO Communications: A Novel Paradigm of Information Transfer

Reconfigurable intelligent surface (RIS) is regarded as an important enabling technology for the sixth-generation (6G) network. Recently, modulating information in reflection patterns of RIS, referred to as reflection modulation (RM), has been proven in theory to have the potential of achieving higher transmission rate than existing passive beamforming (PBF) schemes of RIS. To fully unlock this potential of RM, we propose a novel superimposed RIS-phase modulation (SRPM) scheme for multiple-input multiple-output (MIMO) systems, where tunable phase offsets are superimposed onto predetermined RIS phases to bear extra information messages. The proposed SRPM establishes a universal framework for RM, which retrieves various existing RM-based schemes as special cases. Moreover, the advantages and applicability of the SRPM in practice is also validated in theory by analytical characterization of its performance in terms of average bit error rate (ABER) and ergodic capacity. To maximize the performance gain, we formulate a general precoding optimization at the base station (BS) for a single-stream case with uncorrelated channels and obtain the optimal SRPM design via the semidefinite relaxation (SDR) technique. Furthermore, to avoid extremely high complexity in maximum likelihood (ML) detection for the SRPM, we propose a sphere decoding (SD)-based layered detection method with near-ML performance and much lower complexity. Numerical results demonstrate the effectiveness of SRPM, precoding optimization, and detection design. It is verified that the proposed SRPM achieves a higher diversity order than that of existing RM-based schemes and outperforms PBF significantly especially when the transmitter is equipped with limited radio-frequency (RF) chains.

Robust Beamforming Design for RIS-aided Cell-free Systems with CSI Uncertainties and Capacity-limited Backhaul

In this paper, we consider the robust beamforming design in a reconfigurable intelligent surface (RIS)-aided cell-free (CF) system considering the channel state information (CSI) uncertainties of both the direct channels and cascaded channels at the transmitter with capacity-limited backhaul. We jointly optimize the precoding at the access points (APs) and the phase shifts at multiple RISs to maximize the worst-case sum rate of the CF system subject to the constraints of maximum transmit power of APs, unit-modulus phase shifts, limited backhaul capacity, and bounded CSI errors. By applying a series of transformations, the non-smoothness and semi-infinite constraints are tackled in a low-complexity manner that facilitates the design of an alternating optimization (AO)-based iterative algorithm. The proposed algorithm divides the considered problem into two subproblems. For the RIS phase shifts optimization subproblem, we exploit the penalty convex-concave procedure (P-CCP) to obtain a stationary solution and achieve effective initialization. For precoding optimization subproblem, successive convex approximation (SCA) is adopted with a convergence guarantee to a Karush-Kuhn-Tucker (KKT) solution. Numerical results demonstrate the effectiveness of the proposed robust beamforming design, which achieves superior performance with low complexity. Moreover, the importance of RIS phase shift optimization for robustness and the advantages of distributed RISs in the CF system are further highlighted.

A Universal Framework of Superimposed RIS-Phase Modulation for MISO Communication

To fully exploit the additional dimension brought by reconfigurable intelligent surface (RIS), it is recently suggested by information theory that modulating information upon RIS phases is able to send extra information with increased communication rate. In this paper, we propose a novel superimposed RIS-phase modulation (SRPM) scheme to transfer extra messages by superimposing information-bearing phase offsets to conventionally optimized RIS phases. The proposed SRPM is interpreted as a universal framework for RIS phase modulation. Theoretical union bound of the average bit error rate (ABER) of the proposed SRPM is also derived with the maximum likelihood (ML) detection. The diversity order is characterized as 0.5 for all parameter settings, which is useful for determining the optimal choice of the phase modulation parameters. Furthermore, we discover that doubling the number of either RIS reflecting elements or the transmit antennas is equivalent to a 3 dB increment in the transmit power for SRPM. Numerical results demonstrate the effectiveness of SRPM and reveal that it achieves reliable communication of more bits than existing schemes.

Secure Outage Analysis of RIS-Assisted Communications with Discrete Phase Control

This correspondence investigates a reconfigurable intelligent surface (RIS)-assisted wireless communication system with security threats. The RIS is deployed to enhance the secrecy outage probability (SOP) of the data sent to a legitimate user. By deriving the distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdropper, we formulate, in a closed-form expression, a tight bound for the SOP under the constraint of discrete phase control at the RIS. The SOP is characterized as a function of the number of antenna elements, $N$, and the number of discrete phase choices, $2^b$. It is revealed that the performance loss in terms of SOP due to the discrete phase control is ignorable for large $N$ when $b\!\geq\!3$. In addition, we explicitly quantify this SOP loss when binary phase shifts with $b\!=\!1$ is utilized. It is identified that increasing the RIS antenna elements by $1.6$ times can achieve the same SOP with binary phase shifts as that by the RIS with ideally continuous phase shifts. Numerical simulations are conducted to verify the accuracy of these theoretical observations.

Reconfiguring Wireless Environment via Intelligent Surfaces for 6G: Reflection, Modulation, and Security

Reconfigurable intelligent surface (RIS) has been recognized as an essential enabling technique for the sixth-generation (6G) mobile communication network. Specifically, an RIS is comprised of a large number of small and low-cost reflecting elements whose parameters are dynamically adjustable with a programmable controller. Each of these elements can effectively reflect a phase-shifted version of the incident electromagnetic wave. By adjusting the wave phases in real time, the propagation environment of the reflected signals can be dynamically reconfigured to enhance communication reliability, boost transmission rate, expand cellular coverage, and strengthen communication security. In this paper, we provide an overview on RIS-assisted wireless communications. Specifically, we elaborate on the state-of-the-art enabling techniques of RISs as well as their corresponding substantial benefits from the perspectives of RIS reflection and RIS modulation. With these benefits, we envision the integration of RIS into emerging applications for 6G. In addition, communication security is of unprecedented importance in the 6G network with ubiquitous wireless services in multifarious verticals and areas. We highlight potential contributions of RIS to physical-layer security in terms of secrecy rate and secrecy outage probability, exemplified by a typical case study from both theoretical and numerical aspects. Finally, we discuss challenges and opportunities on the deployment of RISs in practice to motivate future research.