Low-Overhead Channel Estimation via 3D Extrapolation for TDD mmWave Massive MIMO Systems Under High-Mobility Scenarios

In TDD mmWave massive MIMO systems, the downlink CSI can be attained through uplink channel estimation thanks to the uplink-downlink channel reciprocity. However, the channel aging issue is significant under high-mobility scenarios and thus necessitates frequent uplink channel estimation. In addition, large amounts of antennas and subcarriers lead to high-dimensional CSI matrices, aggravating the pilot training overhead. To systematically reduce the pilot overhead, a spatial, frequency, and temporal domain (3D) channel extrapolation framework is proposed in this paper. Considering the marginal effects of pilots in the spatial and frequency domains and the effectiveness of traditional knowledge-driven channel estimation methods, we first propose a knowledge-and-data driven spatial-frequency channel extrapolation network (KDD-SFCEN) for uplink channel estimation by exploiting the least square estimator for coarse channel estimation and joint spatial-frequency channel extrapolation to reduce the spatial-frequency domain pilot overhead. Then, resorting to the uplink-downlink channel reciprocity and temporal domain dependencies of downlink channels, a temporal uplink-downlink channel extrapolation network (TUDCEN) is proposed for slot-level channel extrapolation, aiming to enlarge the pilot signal period and thus reduce the temporal domain pilot overhead under high-mobility scenarios. Specifically, we propose the spatial-frequency sampling embedding module to reduce the representation dimension and consequent computational complexity, and we propose to exploit the autoregressive generative Transformer for generating downlink channels autoregressively. Numerical results demonstrate the superiority of the proposed framework in significantly reducing the pilot training overhead by more than 16 times and improving the system's spectral efficiency under high-mobility scenarios.

Robust Beamforming Design and Antenna Selection for Dynamic HRIS-aided Massive MIMO Systems

In this paper, a dynamic hybrid active-passive reconfigurable intelligent surface (HRIS) is proposed to further enhance the massive multiple-input-multiple-output (MIMO) system, since it supports the dynamic placement of active and passive elements. Specifically, considering the impact of the hardware impairments (HWIs), we investigate the channel-aware configuration of the receive antennas at the base station (BS) and the active/passive elements at the HRIS to improve the reliability of system. To this end, we investigate the average mean-square-error (MSE) minimization problem for the HRIS-aided massive MIMO system by jointly optimizing the BS receive antenna selection matrix, the reflection phase coefficients, the reflection amplitude matrix, and the mode selection matrix of the HRIS under the power budget of the HRIS. To tackle the non-convexity and intractability of this problem, we first transform the binary and discrete variables into continuous ones, and then propose a penalty-based exact block coordinate descent (BCD) algorithm to solve these subproblems alternately. Numerical simulations demonstrate the great superiority of the proposed scheme over the conventional benchmark schemes.

Variational Bayesian Learning based Joint Localization and Channel Estimation with Distance-dependent Noise

In the Industrial Internet of Things (IIoTs) and Ocean of Things (OoTs), the advent of massive intelligent services has imposed stringent requirements on both communication and localization, particularly emphasizing precise localization and channel information. This paper focuses on the challenge of jointly optimizing localization and communication in IoT networks. Departing from the conventional independent noise model used in localization and channel estimation problems, we consider a more realistic model incorporating distance-dependent noise variance, as revealed in recent theoretical analyses and experimental results. The distance-dependent noise introduces unknown noise power and a complex noise model, resulting in an exceptionally challenging non-convex and nonlinear optimization problem. In this study, we address a joint localization and channel estimation problem encompassing distance-dependent noise, unknown channel parameters, and uncertainties in sensor node locations. To surmount the intractable nonlinear and non-convex objective function inherent in the problem, we introduce a variational Bayesian learning-based framework. This framework enables the joint optimization of localization and channel parameters by leveraging an effective approximation to the true posterior distribution. Furthermore, the proposed joint learning algorithm provides an iterative closed-form solution and exhibits superior performance in terms of computational complexity compared to existing algorithms. Computer simulation results demonstrate that the proposed algorithm approaches the performance of the Bayesian Cramer-Rao bound (BCRB), achieves localization performance comparable to the ML-GMP algorithm, and outperforms the other two comparison algorithms.

Variational Bayesian Learning Based Localization and Channel Reconstruction in RIS-aided Systems

The emerging immersive and autonomous services have posed stringent requirements on both communications and localization. By considering the great potential of reconfigurable intelligent surface (RIS), this paper focuses on the joint channel estimation and localization for RIS-aided wireless systems. As opposed to existing works that treat channel estimation and localization independently, this paper exploits the intrinsic coupling and nonlinear relationships between the channel parameters and user location for enhancement of both localization and channel reconstruction. By noticing the non-convex, nonlinear objective function and the sparser angle pattern, a variational Bayesian learning-based framework is developed to jointly estimate the channel parameters and user location through leveraging an effective approximation of the posterior distribution. The proposed framework is capable of unifying near-field and far-field scenarios owing to exploitation of sparsity of the angular domain. Since the joint channel and location estimation problem has a closed-form solution in each iteration, our proposed iterative algorithm performs better than the conventional particle swarm optimization (PSO) and maximum likelihood (ML) based ones in terms of computational complexity. Simulations demonstrate that the proposed algorithm almost reaches the Bayesian Cramer-Rao bound (BCRB) and achieves a superior estimation accuracy by comparing to the PSO and the ML algorithms.

A Low-Overhead Incorporation-Extrapolation based Few-Shot CSI Feedback Framework for Massive MIMO Systems

Accurate channel state information (CSI) is essential for downlink precoding at the base station (BS), especially for frequency FDD wideband massive MIMO systems with OFDM. In FDD systems, CSI is attained through CSI feedback from the user equipment (UE). However, large-scale antennas and large number of subcarriers significantly increase CSI feedback overhead. Deep learning-based CSI feedback methods have received tremendous attention in recent years due to their great capability of compressing CSI. Nonetheless, large amounts of collected samples are required to train deep learning models, which is severely challenging in practice. Besides, with the rapidly increasing number of antennas and subcarriers, most of these deep learning methods' CSI feedback overhead also grow dramatically, owing to their focus on full-dimensional CSI feedback. To address this issue, in this paper, we propose a low-overhead Incorporation-Extrapolation based Few-Shot CSI feedback Framework (IEFSF) for massive MIMO systems. To further reduce the feedback overhead, a low-dimensional eigenvector-based CSI matrix is first formed with the incorporation process at the UE, and then recovered to the full-dimensional eigenvector-based CSI matrix at the BS via the extrapolation process. After that, to alleviate the necessity of the extensive collected samples and enable few-shot CSI feedback, we further propose a knowledge-driven data augmentation method and an artificial intelligence-generated content (AIGC) -based data augmentation method by exploiting the domain knowledge of wireless channels and by exploiting a novel generative model, respectively. Numerical results demonstrate that the proposed IEFSF can significantly reduce CSI feedback overhead by 16 times compared with existing CSI feedback methods while maintaining higher feedback accuracy using only several hundreds of collected samples.

HARQ-IR Aided Short Packet Communications: BLER Analysis and Throughput Maximization

This paper introduces hybrid automatic repeat request with incremental redundancy (HARQ-IR) to boost the reliability of short packet communications. The finite blocklength information theory and correlated decoding events tremendously preclude the analysis of average block error rate (BLER). Fortunately, the recursive form of average BLER motivates us to calculate its value through the trapezoidal approximation and Gauss-Laguerre quadrature. Moreover, the asymptotic analysis is performed to derive a simple expression for the average BLER at high signal-to-noise ratio (SNR). Then, we study the maximization of long term average throughput (LTAT) via power allocation meanwhile ensuring the power and the BLER constraints. For tractability, the asymptotic BLER is employed to solve the problem through geometric programming (GP). However, the GP-based solution underestimates the LTAT at low SNR due to a large approximation error in this case. Alternatively, we also develop a deep reinforcement learning (DRL)-based framework to learn power allocation policy. In particular, the optimization problem is transformed into a constrained Markov decision process, which is solved by integrating deep deterministic policy gradient (DDPG) with subgradient method. The numerical results finally demonstrate that the DRL-based method outperforms the GP-based one at low SNR, albeit at the cost of increasing computational burden.

Spectral-Efficiency and Energy-Efficiency of Variable-Length XP-HARQ

A variable-length cross-packet hybrid automatic repeat request (VL-XP-HARQ) is proposed to boost the spectral efficiency (SE) and the energy efficiency (EE) of communications. The SE is firstly derived in terms of the outage probabilities, with which the SE is proved to be upper bounded by the ergodic capacity (EC). Moreover, to facilitate the maximization of the SE, the asymptotic outage probability is obtained at high signal-to-noise ratio (SNR), with which the SE is maximized by properly choosing the number of new information bits while guaranteeing outage requirement. By applying Dinkelbach's transform, the fractional objective function is transformed into a subtraction form, which can be decomposed into multiple sub-problems through alternating optimization. By noticing that the asymptotic outage probability is a convex function, each sub-problem can be easily relaxed to a convex problem by adopting successive convex approximation (SCA). Besides, the EE of VL-XP-HARQ is also investigated. An upper bound of the EE is found and proved to be attainable. Furthermore, by aiming at maximizing the EE via power allocation while confining outage within a certain constraint, the methods to the maximization of SE are invoked to solve the similar fractional problem. Finally, numerical results are presented for verification.

Graph Convolutional Network Enabled Power-Constrained HARQ Strategy for URLLC

In this paper, a power-constrained hybrid automatic repeat request (HARQ) transmission strategy is developed to support ultra-reliable low-latency communications (URLLC). In particular, we aim to minimize the delivery latency of HARQ schemes over time-correlated fading channels, meanwhile ensuring the high reliability and limited power consumption. To ease the optimization, the simple asymptotic outage expressions of HARQ schemes are adopted. Furthermore, by noticing the non-convexity of the latency minimization problem and the intricate connection between different HARQ rounds, the graph convolutional network (GCN) is invoked for the optimal power solution owing to its powerful ability of handling the graph data. The primal-dual learning method is then leveraged to train the GCN weights. Consequently, the numerical results are presented for verification together with the comparisons among three HARQ schemes in terms of the latency and the reliability, where the three HARQ schemes include Type-I HARQ, HARQ with chase combining (HARQ-CC), and HARQ with incremental redundancy (HARQ-IR). To recapitulate, it is revealed that HARQ-IR offers the lowest latency while guaranteeing the demanded reliability target under a stringent power constraint, albeit at the price of high coding complexity.

Deep Reinforcement Learning Empowered Rate Selection of XP-HARQ

The complex transmission mechanism of cross-packet hybrid automatic repeat request (XP-HARQ) hinders its optimal system design. To overcome this difficulty, this letter attempts to use the deep reinforcement learning (DRL) to solve the rate selection problem of XP-HARQ over correlated fading channels. In particular, the long term average throughput (LTAT) is maximized by properly choosing the incremental information rate for each HARQ round on the basis of the outdated channel state information (CSI) available at the transmitter. The rate selection problem is first converted into a Markov decision process (MDP), which is then solved by capitalizing on the algorithm of deep deterministic policy gradient (DDPG) with prioritized experience replay. The simulation results finally corroborate the superiority of the proposed XP-HARQ scheme over the conventional HARQ with incremental redundancy (HARQ-IR) and the XP-HARQ with only statistical CSI.

Performance Analysis and Optimal Design of HARQ-IR-Aided Terahertz Communications

Terahertz (THz) communications are envisioned to be a promising technology for 6G thanks to its broad bandwidth. However, the large path loss, antenna misalignment, and atmospheric influence of THz communications severely deteriorate its reliability. To address this, hybrid automatic repeat request (HARQ) is recognized as an effective technique to ensure reliable THz communications. This paper delves into the performance analysis of HARQ with incremental redundancy (HARQ-IR)-aided THz communications in the presence/absence of blockage. More specifically, the analytical expression of the outage probability of HARQ-IR-aided THz communications is derived, with which the asymptotic outage analysis is enabled to gain meaningful insights, including diversity order, power allocation gain, modulation and coding gain, etc. Then the long term average throughput (LTAT) is expressed in terms of the outage probability based on renewal theory. Moreover, to combat the blockage effects, a multi-hop HARQ-IR-aided THz communication scheme is proposed and its performance is examined. To demonstrate the superiority of the proposed scheme, the other two HARQ-aided schemes, i.e., Type-I HARQ and HARQ with chase combining (HARQ-CC), are used for benchmarking in the simulations. In addition, a deep neural network (DNN) based outage evaluation framework with low computational complexity is devised to reap the benefits of using both asymptotic and simulation results in low and high outage regimes, respectively. This novel outage evaluation framework is finally employed for the optimal rate selection, which outperforms the asymptotic based optimization.