Sabiá-4 Technical Report

This technical report presents Sabiá-4 and Sabiazinho-4, a new generation of Portuguese language models with a focus on Brazilian Portuguese language. The models were developed through a four-stage training pipeline: continued pre-training on Portuguese and Brazilian legal corpora, long-context extension to 128K tokens, supervised fine-tuning on instruction data spanning chat, code, legal tasks, and function calling, and preference alignment. We evaluate the models on six benchmark categories: conversational capabilities in Brazilian Portuguese, knowledge of Brazilian legislation, long-context understanding, instruction following, standardized exams, and agentic capabilities including tool use and web navigation. Results show that Sabiá-4 and Sabiazinho-4 achieve a favorable cost-performance trade-off compared to other models, positioning them in the upper-left region of the pricing-accuracy chart. The models show improvements over previous generations in legal document drafting, multi-turn dialogue quality, and agentic task completion.

Automatic Legal Writing Evaluation of LLMs

Despite the recent advances in Large Language Models, benchmarks for evaluating legal writing remain scarce due to the inherent complexity of assessing open-ended responses in this domain. One of the key challenges in evaluating language models on domain-specific tasks is finding test datasets that are public, frequently updated, and contain comprehensive evaluation guidelines. The Brazilian Bar Examination meets these requirements. We introduce oab-bench, a benchmark comprising 105 questions across seven areas of law from recent editions of the exam. The benchmark includes comprehensive evaluation guidelines and reference materials used by human examiners to ensure consistent grading. We evaluate the performance of four LLMs on oab-bench, finding that Claude-3.5 Sonnet achieves the best results with an average score of 7.93 out of 10, passing all 21 exams. We also investigated whether LLMs can serve as reliable automated judges for evaluating legal writing. Our experiments show that frontier models like OpenAI's o1 achieve a strong correlation with human scores when evaluating approved exams, suggesting their potential as reliable automated evaluators despite the inherently subjective nature of legal writing assessment. The source code and the benchmark -- containing questions, evaluation guidelines, model-generated responses, and their respective automated evaluations -- are publicly available.

The interplay between domain specialization and model size: a case study in the legal domain

Scaling laws for language models so far focused on finding the compute-optimal model size and token count for training from scratch. However, achieving this optimal balance requires significant compute resources due to the extensive data demands when training models from randomly-initialized weights. Continual pre-training offers a cost-effective alternative, leveraging the compute investment from pre-trained models to incorporate new knowledge without requiring extensive new data. Recent findings suggest that data quality influences constants in scaling laws, thereby altering the optimal parameter-token allocation ratio. Building on this insight, we investigate the interplay between domain specialization and model size during continual pre-training under compute-constrained scenarios. Our goal is to identify a compute-efficient training regime for this scenario and, potentially, detect patterns in this interplay that can be generalized across different model sizes and domains. To compare general and specialized training, we filtered a web-based dataset to extract legal domain data. We pre-trained models with 1.5B, 3B, 7B and 14B parameters on both the unfiltered and filtered datasets, then evaluated their performance on legal exams. Results show that as model size increases, the compute-effectiveness gap between specialized and general models widens.

Sabiá-3 Technical Report

This report presents Sabi\'a-3, our new flagship language model trained on a large brazilian-centric corpus. Evaluations across diverse professional and academic benchmarks show a strong performance on Portuguese and Brazil-related tasks. Sabi\'a-3 shows large improvements in comparison to our previous best of model, Sabi\'a-2 Medium, especially in reasoning-intensive tasks. Notably, Sabi\'a-3's average performance matches frontier LLMs, while it is offered at a three to four times lower cost per token, reinforcing the benefits of domain specialization.

Sabiá-2: A New Generation of Portuguese Large Language Models

We introduce Sabi\'a-2, a family of large language models trained on Portuguese texts. The models are evaluated on a diverse range of exams, including entry-level tests for Brazilian universities, professional certification exams, and graduate-level exams for various disciplines such as accounting, economics, engineering, law and medicine. Our results reveal that our best model so far, Sabi\'a-2 Medium, matches or surpasses GPT-4's performance in 23 out of 64 exams and outperforms GPT-3.5 in 58 out of 64 exams. Notably, specialization has a significant impact on a model's performance without the need to increase its size, allowing us to offer Sabi\'a-2 Medium at a price per token that is 10 times cheaper than GPT-4. Finally, we identified that math and coding are key abilities that need improvement.

Juru: Legal Brazilian Large Language Model from Reputable Sources

The high computational cost associated with pretraining large language models limits their research. Two strategies have emerged to address this issue: domain specialization and pretraining with high-quality data. To explore these strategies, we specialized the Sabi\'a-2 Small model with 1.9 billion unique tokens from reputable Brazilian legal sources and conducted few-shot evaluations on legal and general knowledge exams. Our model, Juru, demonstrates the benefits of domain specialization with a reduced amount of pretraining data. However, this specialization comes at the expense of degrading performance in other knowledge areas within the same language. This study contributes to the growing body of scientific evidence showing that pretraining data selection may enhance the performance of large language models, enabling the exploration of these models at a lower cost.

Evaluating GPT-4's Vision Capabilities on Brazilian University Admission Exams

Recent advancements in language models have showcased human-comparable performance in academic entrance exams. However, existing studies often overlook questions that require the integration of visual comprehension, thus compromising the full spectrum and complexity inherent in real-world scenarios. To address this gap, we present a comprehensive framework to evaluate language models on entrance exams, which incorporates both textual and visual elements. We evaluate the two most recent editions of Exame Nacional do Ensino M\'edio (ENEM), the main standardized entrance examination adopted by Brazilian universities. Our study not only reaffirms the capabilities of GPT-4 as the state of the art for handling complex multidisciplinary questions, but also pioneers in offering a realistic assessment of multimodal language models on Portuguese examinations. One of the highlights is that text captions transcribing visual content outperform the direct use of images, suggesting that the vision model has room for improvement. Yet, despite improvements afforded by images or captions, mathematical questions remain a challenge for these state-of-the-art models. The code and data used on experiments are available at https://github.com/piresramon/gpt-4-enem.

Sabiá: Portuguese Large Language Models

As the capabilities of language models continue to advance, it is conceivable that "one-size-fits-all" model will remain as the main paradigm. For instance, given the vast number of languages worldwide, many of which are low-resource, the prevalent practice is to pretrain a single model on multiple languages. In this paper, we add to the growing body of evidence that challenges this practice, demonstrating that monolingual pretraining on the target language significantly improves models already extensively trained on diverse corpora. More specifically, we further pretrain GPT-J and LLaMA models on Portuguese texts using 3% or less of their original pretraining budget. Few-shot evaluations on Poeta, a suite of 14 Portuguese datasets, reveal that our models outperform English-centric and multilingual counterparts by a significant margin. Our best model, Sabi\'a-65B, performs on par with GPT-3.5-turbo. By evaluating on datasets originally conceived in the target language as well as translated ones, we study the contributions of language-specific pretraining in terms of 1) capturing linguistic nuances and structures inherent to the target language, and 2) enriching the model's knowledge about a domain or culture. Our results indicate that the majority of the benefits stem from the domain-specific knowledge acquired through monolingual pretraining.

Evaluating GPT-3.5 and GPT-4 Models on Brazilian University Admission Exams

The present study aims to explore the capabilities of Language Models (LMs) in tackling high-stakes multiple-choice tests, represented here by the Exame Nacional do Ensino M\'edio (ENEM), a multidisciplinary entrance examination widely adopted by Brazilian universities. This exam poses challenging tasks for LMs, since its questions may span into multiple fields of knowledge, requiring understanding of information from diverse domains. For instance, a question may require comprehension of both statistics and biology to be solved. This work analyzed responses generated by GPT-3.5 and GPT-4 models for questions presented in the 2009-2017 exams, as well as for questions of the 2022 exam, which were made public after the training of the models was completed. Furthermore, different prompt strategies were tested, including the use of Chain-of-Thought (CoT) prompts to generate explanations for answers. On the 2022 edition, the best-performing model, GPT-4 with CoT, achieved an accuracy of 87%, largely surpassing GPT-3.5 by 11 points. The code and data used on experiments are available at https://github.com/piresramon/gpt-4-enem.

Sequence-to-Sequence Models for Extracting Information from Registration and Legal Documents

A typical information extraction pipeline consists of token- or span-level classification models coupled with a series of pre- and post-processing scripts. In a production pipeline, requirements often change, with classes being added and removed, which leads to nontrivial modifications to the source code and the possible introduction of bugs. In this work, we evaluate sequence-to-sequence models as an alternative to token-level classification methods for information extraction of legal and registration documents. We finetune models that jointly extract the information and generate the output already in a structured format. Post-processing steps are learned during training, thus eliminating the need for rule-based methods and simplifying the pipeline. Furthermore, we propose a novel method to align the output with the input text, thus facilitating system inspection and auditing. Our experiments on four real-world datasets show that the proposed method is an alternative to classical pipelines.