Learning to Reason via Self-Iterative Process Feedback for Small Language Models

Small language models (SLMs) are more efficient, cost-effective, and customizable than large language models (LLMs), though they often underperform in specific areas like reasoning. Past methods for enhancing SLMs' reasoning, such as supervised fine-tuning and distillation, often depend on costly external signals, resulting in SLMs being overly confident with limited supervision signals, thus limiting their abilities. Therefore, this study enables SLMs to learn to reason from self-iterative feedback. By combining odds ratio preference optimization (ORPO), we fine-tune and align SLMs using positive and negative signals generated by themselves. Additionally, we introduce process supervision for rewards in preference alignment by sampling-based inference simulation and process reward models. Compared to Supervised Fine-Tuning (SFT), our method improves the performance of Gemma-2B by 12.43 (Acc) on GSM8K and 3.95 (Pass@1) on MBPP. Furthermore, the proposed method also demonstrated superior out-of-domain generalization capabilities on MMLU_Math and HumanEval.

Chinese Metaphor Recognition Using a Multi-stage Prompting Large Language Model

Metaphors are common in everyday language, and the identification and understanding of metaphors are facilitated by models to achieve a better understanding of the text. Metaphors are mainly identified and generated by pre-trained models in existing research, but situations, where tenors or vehicles are not included in the metaphor, cannot be handled. The problem can be effectively solved by using Large Language Models (LLMs), but significant room for exploration remains in this early-stage research area. A multi-stage generative heuristic-enhanced prompt framework is proposed in this study to enhance the ability of LLMs to recognize tenors, vehicles, and grounds in Chinese metaphors. In the first stage, a small model is trained to obtain the required confidence score for answer candidate generation. In the second stage, questions are clustered and sampled according to specific rules. Finally, the heuristic-enhanced prompt needed is formed by combining the generated answer candidates and demonstrations. The proposed model achieved 3rd place in Track 1 of Subtask 1, 1st place in Track 2 of Subtask 1, and 1st place in both tracks of Subtask 2 at the NLPCC-2024 Shared Task 9.

Zero-Shot Cross-Domain Dialogue State Tracking via Dual Low-Rank Adaptation

Zero-shot dialogue state tracking (DST) seeks to enable dialogue systems to transition to unfamiliar domains without manual annotation or extensive retraining. Prior research has approached this objective by embedding prompts into language models (LMs). Common methodologies include integrating prompts at the input layer or introducing learnable variables at each transformer layer. Nonetheless, each strategy exhibits inherent limitations. Prompts integrated at the input layer risk underutilization, with their impact potentially diminishing across successive transformer layers. Conversely, the addition of learnable variables to each layer can complicate the training process and increase inference latency. To tackle the issues mentioned above, this paper proposes Dual Low-Rank Adaptation (DualLoRA), a plug-and-play architecture designed for zero-shot DST. DualLoRA incorporates two distinct Low-Rank Adaptation (LoRA) components, targeting both dialogue context processing and prompt optimization, to ensure the comprehensive influence of prompts throughout the transformer model layers. This is achieved without incurring additional inference latency, showcasing an efficient integration into existing architectures. Through rigorous evaluation on the MultiWOZ and SGD datasets, DualLoRA demonstrates notable improvements across multiple domains, outperforming traditional baseline methods in zero-shot settings. Our code is accessible at: \url{https://github.com/suntea233/DualLoRA}.

Instruction Tuning with Retrieval-based Examples Ranking for Aspect-based Sentiment Analysis

Aspect-based sentiment analysis (ABSA) identifies sentiment information related to specific aspects and provides deeper market insights to businesses and organizations. With the emergence of large language models (LMs), recent studies have proposed using fixed examples for instruction tuning to reformulate ABSA as a generation task. However, the performance is sensitive to the selection of in-context examples; several retrieval methods are based on surface similarity and are independent of the LM generative objective. This study proposes an instruction learning method with retrieval-based example ranking for ABSA tasks. For each target sample, an LM was applied as a scorer to estimate the likelihood of the output given the input and a candidate example as the prompt, and training examples were labeled as positive or negative by ranking the scores. An alternating training schema is proposed to train both the retriever and LM. Instructional prompts can be constructed using high-quality examples. The LM is used for both scoring and inference, improving the generation efficiency without incurring additional computational costs or training difficulties. Extensive experiments on three ABSA subtasks verified the effectiveness of the proposed method, demonstrating its superiority over various strong baseline models. Code and data are released at https://github.com/zgMin/IT-RER-ABSA.

DuetSim: Building User Simulator with Dual Large Language Models for Task-Oriented Dialogues

User Simulators play a pivotal role in training and evaluating task-oriented dialogue systems. Traditional user simulators typically rely on human-engineered agendas, resulting in generated responses that often lack diversity and spontaneity. Although large language models (LLMs) exhibit a remarkable capacity for generating coherent and contextually appropriate utterances, they may fall short when tasked with generating responses that effectively guide users towards their goals, particularly in dialogues with intricate constraints and requirements. This paper introduces DuetSim, a novel framework designed to address the intricate demands of task-oriented dialogues by leveraging LLMs. DuetSim stands apart from conventional approaches by employing two LLMs in tandem: one dedicated to response generation and the other focused on verification. This dual LLM approach empowers DuetSim to produce responses that not only exhibit diversity but also demonstrate accuracy and are preferred by human users. We validate the efficacy of our method through extensive experiments conducted on the MultiWOZ dataset, highlighting improvements in response quality and correctness, largely attributed to the incorporation of the second LLM. Our code is accessible at: https://github.com/suntea233/DuetSim.

Enhancing Semantics in Multimodal Chain of Thought via Soft Negative Sampling

Chain of thought (CoT) has proven useful for problems requiring complex reasoning. Many of these problems are both textual and multimodal. Given the inputs in different modalities, a model generates a rationale and then uses it to answer a question. Because of the hallucination issue, the generated soft negative rationales with high textual quality but illogical semantics do not always help improve answer accuracy. This study proposes a rationale generation method using soft negative sampling (SNSE-CoT) to mitigate hallucinations in multimodal CoT. Five methods were applied to generate soft negative samples that shared highly similar text but had different semantics from the original. Bidirectional margin loss (BML) was applied to introduce them into the traditional contrastive learning framework that involves only positive and negative samples. Extensive experiments on the ScienceQA dataset demonstrated the effectiveness of the proposed method. Code and data are released at https://github.com/zgMin/SNSE-CoT.

SoftMCL: Soft Momentum Contrastive Learning for Fine-grained Sentiment-aware Pre-training

The pre-training for language models captures general language understanding but fails to distinguish the affective impact of a particular context to a specific word. Recent works have sought to introduce contrastive learning (CL) for sentiment-aware pre-training in acquiring affective information. Nevertheless, these methods present two significant limitations. First, the compatibility of the GPU memory often limits the number of negative samples, hindering the opportunities to learn good representations. In addition, using only a few sentiment polarities as hard labels, e.g., positive, neutral, and negative, to supervise CL will force all representations to converge to a few points, leading to the issue of latent space collapse. This study proposes a soft momentum contrastive learning (SoftMCL) for fine-grained sentiment-aware pre-training. Instead of hard labels, we introduce valence ratings as soft-label supervision for CL to fine-grained measure the sentiment similarities between samples. The proposed SoftMCL is conducted on both the word- and sentence-level to enhance the model's ability to learn affective information. A momentum queue was introduced to expand the contrastive samples, allowing storing and involving more negatives to overcome the limitations of hardware platforms. Extensive experiments were conducted on four different sentiment-related tasks, which demonstrates the effectiveness of the proposed SoftMCL method. The code and data of the proposed SoftMCL is available at: https://www.github.com/wangjin0818/SoftMCL/.

Personalized LoRA for Human-Centered Text Understanding

Effectively and efficiently adapting a pre-trained language model (PLM) for human-centered text understanding (HCTU) is challenging since user tokens are million-level in most personalized applications and do not have concrete explicit semantics. A standard and parameter-efficient approach (e.g., LoRA) necessitates memorizing numerous suits of adapters for each user. In this work, we introduce a personalized LoRA (PLoRA) with a plug-and-play (PnP) framework for the HCTU task. PLoRA is effective, parameter-efficient, and dynamically deploying in PLMs. Moreover, a personalized dropout and a mutual information maximizing strategies are adopted and hence the proposed PLoRA can be well adapted to few/zero-shot learning scenarios for the cold-start issue. Experiments conducted on four benchmark datasets show that the proposed method outperforms existing methods in full/few/zero-shot learning scenarios for the HCTU task, even though it has fewer trainable parameters. For reproducibility, the code for this paper is available at: https://github.com/yoyo-yun/PLoRA.

Learning to Memorize Entailment and Discourse Relations for Persona-Consistent Dialogues

Maintaining engagement and consistency is particularly important in dialogue systems. Existing works have improved the performance of dialogue systems by intentionally learning interlocutor personas with sophisticated network structures. One issue with this approach is that it requires more personal corpora with annotations. Additionally, these models typically perform the next utterance prediction to generate a response but neglect the discourse coherence in the entire conversation. To address these issues, this study proposes a method of learning to memorize entailment and discourse relations for persona-consistent dialogue tasks. Entailment text pairs in natural language inference dataset were applied to learn latent entailment relations as external memories by premise-to-hypothesis generation task. Furthermore, an internal memory with a similar architecture was applied to the discourse information in the dialogue. Placing orthogonality restrictions on these two memory spaces ensures that the latent entailment relations remain dialogue-independent. Both memories collaborate to obtain entailment and discourse representation for the generation, allowing a deeper understanding of both consistency and coherence. Experiments on two large public datasets, PersonaChat and DSTC7-AVSD, demonstrated the effectiveness of the proposed method. Both automatic and human evaluations indicate that the proposed model outperforms several strong baselines in terms of both persona consistency and response coherence. Our source code is available at https://github.com/Chenrj233/LMEDR.

HPCC-YNU at SemEval-2020 Task 9: A Bilingual Vector Gating Mechanism for Sentiment Analysis of Code-Mixed Text

It is fairly common to use code-mixing on a social media platform to express opinions and emotions in multilingual societies. The purpose of this task is to detect the sentiment of code-mixed social media text. Code-mixed text poses a great challenge for the traditional NLP system, which currently uses monolingual resources to deal with the problem of multilingual mixing. This task has been solved in the past using lexicon lookup in respective sentiment dictionaries and using a long short-term memory (LSTM) neural network for monolingual resources. In this paper, we (my codalab username is kongjun) present a system that uses a bilingual vector gating mechanism for bilingual resources to complete the task. The model consists of two main parts: the vector gating mechanism, which combines the character and word levels, and the attention mechanism, which extracts the important emotional parts of the text. The results show that the proposed system outperforms the baseline algorithm. We achieved fifth place in Spanglish and 19th place in Hinglish.The code of this paper is availabled at : https://github.com/JunKong5/Semveal2020-task9