ACORD: An Expert-Annotated Retrieval Dataset for Legal Contract Drafting

Information retrieval, specifically contract clause retrieval, is foundational to contract drafting because lawyers rarely draft contracts from scratch; instead, they locate and revise the most relevant precedent. We introduce the Atticus Clause Retrieval Dataset (ACORD), the first retrieval benchmark for contract drafting fully annotated by experts. ACORD focuses on complex contract clauses such as Limitation of Liability, Indemnification, Change of Control, and Most Favored Nation. It includes 114 queries and over 126,000 query-clause pairs, each ranked on a scale from 1 to 5 stars. The task is to find the most relevant precedent clauses to a query. The bi-encoder retriever paired with pointwise LLMs re-rankers shows promising results. However, substantial improvements are still needed to effectively manage the complex legal work typically undertaken by lawyers. As the first retrieval benchmark for contract drafting annotated by experts, ACORD can serve as a valuable IR benchmark for the NLP community.

FedRLHF: A Convergence-Guaranteed Federated Framework for Privacy-Preserving and Personalized RLHF

In the era of increasing privacy concerns and demand for personalized experiences, traditional Reinforcement Learning with Human Feedback (RLHF) frameworks face significant challenges due to their reliance on centralized data. We introduce Federated Reinforcement Learning with Human Feedback (FedRLHF), a novel framework that decentralizes the RLHF process. FedRLHF enables collaborative policy learning across multiple clients without necessitating the sharing of raw data or human feedback, thereby ensuring robust privacy preservation. Leveraging federated reinforcement learning, each client integrates human feedback locally into their reward functions and updates their policies through personalized RLHF processes. We establish rigorous theoretical foundations for FedRLHF, providing convergence guarantees, and deriving sample complexity bounds that scale efficiently with the number of clients. Empirical evaluations on the MovieLens and IMDb datasets demonstrate that FedRLHF not only preserves user privacy but also achieves performance on par with centralized RLHF, while enhancing personalization across diverse client environments.

Towards Learning to Reason: Comparing LLMs with Neuro-Symbolic on Arithmetic Relations in Abstract Reasoning

This work compares large language models (LLMs) and neuro-symbolic approaches in solving Raven's progressive matrices (RPM), a visual abstract reasoning test that involves the understanding of mathematical rules such as progression or arithmetic addition. Providing the visual attributes directly as textual prompts, which assumes an oracle visual perception module, allows us to measure the model's abstract reasoning capability in isolation. Despite providing such compositionally structured representations from the oracle visual perception and advanced prompting techniques, both GPT-4 and Llama-3 70B cannot achieve perfect accuracy on the center constellation of the I-RAVEN dataset. Our analysis reveals that the root cause lies in the LLM's weakness in understanding and executing arithmetic rules. As a potential remedy, we analyze the Abductive Rule Learner with Context-awareness (ARLC), a neuro-symbolic approach that learns to reason with vector-symbolic architectures (VSAs). Here, concepts are represented with distributed vectors s.t. dot products between encoded vectors define a similarity kernel, and simple element-wise operations on the vectors perform addition/subtraction on the encoded values. We find that ARLC achieves almost perfect accuracy on the center constellation of I-RAVEN, demonstrating a high fidelity in arithmetic rules. To stress the length generalization capabilities of the models, we extend the RPM tests to larger matrices (3x10 instead of typical 3x3) and larger dynamic ranges of the attribute values (from 10 up to 1000). We find that the LLM's accuracy of solving arithmetic rules drops to sub-10%, especially as the dynamic range expands, while ARLC can maintain a high accuracy due to emulating symbolic computations on top of properly distributed representations. Our code is available at https://github.com/IBM/raven-large-language-models.

Beyond Pairwise Correlations: Higher-Order Redundancies in Self-Supervised Representation Learning

Several self-supervised learning (SSL) approaches have shown that redundancy reduction in the feature embedding space is an effective tool for representation learning. However, these methods consider a narrow notion of redundancy, focusing on pairwise correlations between features. To address this limitation, we formalize the notion of embedding space redundancy and introduce redundancy measures that capture more complex, higher-order dependencies. We mathematically analyze the relationships between these metrics, and empirically measure these redundancies in the embedding spaces of common SSL methods. Based on our findings, we propose Self Supervised Learning with Predictability Minimization (SSLPM) as a method for reducing redundancy in the embedding space. SSLPM combines an encoder network with a predictor engaging in a competitive game of reducing and exploiting dependencies respectively. We demonstrate that SSLPM is competitive with state-of-the-art methods and find that the best performing SSL methods exhibit low embedding space redundancy, suggesting that even methods without explicit redundancy reduction mechanisms perform redundancy reduction implicitly.

Audio Atlas: Visualizing and Exploring Audio Datasets

We introduce Audio Atlas, an interactive web application for visualizing audio data using text-audio embeddings. Audio Atlas is designed to facilitate the exploration and analysis of audio datasets using a contrastive embedding model and a vector database for efficient data management and semantic search. The system maps audio embeddings into a two-dimensional space and leverages DeepScatter for dynamic visualization. Designed for extensibility, Audio Atlas allows easy integration of new datasets, enabling users to better understand their audio data and identify both patterns and outliers. We open-source the codebase of Audio Atlas, and provide an initial implementation containing various audio and music datasets.

Can an AI Agent Safely Run a Government? Existence of Probably Approximately Aligned Policies

While autonomous agents often surpass humans in their ability to handle vast and complex data, their potential misalignment (i.e., lack of transparency regarding their true objective) has thus far hindered their use in critical applications such as social decision processes. More importantly, existing alignment methods provide no formal guarantees on the safety of such models. Drawing from utility and social choice theory, we provide a novel quantitative definition of alignment in the context of social decision-making. Building on this definition, we introduce probably approximately aligned (i.e., near-optimal) policies, and we derive a sufficient condition for their existence. Lastly, recognizing the practical difficulty of satisfying this condition, we introduce the relaxed concept of safe (i.e., nondestructive) policies, and we propose a simple yet robust method to safeguard the black-box policy of any autonomous agent, ensuring all its actions are verifiably safe for the society.

Benchmarking Positional Encodings for GNNs and Graph Transformers

Recent advances in Graph Neural Networks (GNNs) and Graph Transformers (GTs) have been driven by innovations in architectures and Positional Encodings (PEs), which are critical for augmenting node features and capturing graph topology. PEs are essential for GTs, where topological information would otherwise be lost without message-passing. However, PEs are often tested alongside novel architectures, making it difficult to isolate their effect on established models. To address this, we present a comprehensive benchmark of PEs in a unified framework that includes both message-passing GNNs and GTs. We also establish theoretical connections between MPNNs and GTs and introduce a sparsified GRIT attention mechanism to examine the influence of global connectivity. Our findings demonstrate that previously untested combinations of GNN architectures and PEs can outperform existing methods and offer a more comprehensive picture of the state-of-the-art. To support future research and experimentation in our framework, we make the code publicly available.

Tiny Transformers Excel at Sentence Compression

It is staggering that words of the English language, which are on average represented by 5--6 bytes of ASCII, require as much as 24 kilobytes when served to large language models. We show that there is room for more information in every token embedding. We demonstrate that 1--3-layer transformers are capable of encoding and subsequently decoding standard English sentences into as little as a single 3-kilobyte token. Our work implies that even small networks can learn to construct valid English sentences and suggests the possibility of optimising large language models by moving from sub-word token embeddings towards larger fragments of text.

Conditional Hallucinations for Image Compression

In lossy image compression, models face the challenge of either hallucinating details or generating out-of-distribution samples due to the information bottleneck. This implies that at times, introducing hallucinations is necessary to generate in-distribution samples. The optimal level of hallucination varies depending on image content, as humans are sensitive to small changes that alter the semantic meaning. We propose a novel compression method that dynamically balances the degree of hallucination based on content. We collect data and train a model to predict user preferences on hallucinations. By using this prediction to adjust the perceptual weight in the reconstruction loss, we develop a Conditionally Hallucinating compression model (ConHa) that outperforms state-of-the-art image compression methods. Code and images are available at https://polybox.ethz.ch/index.php/s/owS1k5JYs4KD4TA.

LoGra-Med: Long Context Multi-Graph Alignment for Medical Vision-Language Model

State-of-the-art medical multi-modal large language models (med-MLLM), like LLaVA-Med or BioMedGPT, leverage instruction-following data in pre-training. However, those models primarily focus on scaling the model size and data volume to boost performance while mainly relying on the autoregressive learning objectives. Surprisingly, we reveal that such learning schemes might result in a weak alignment between vision and language modalities, making these models highly reliant on extensive pre-training datasets - a significant challenge in medical domains due to the expensive and time-consuming nature of curating high-quality instruction-following instances. We address this with LoGra-Med, a new multi-graph alignment algorithm that enforces triplet correlations across image modalities, conversation-based descriptions, and extended captions. This helps the model capture contextual meaning, handle linguistic variability, and build cross-modal associations between visuals and text. To scale our approach, we designed an efficient end-to-end learning scheme using black-box gradient estimation, enabling faster LLaMa 7B training. Our results show LoGra-Med matches LLAVA-Med performance on 600K image-text pairs for Medical VQA and significantly outperforms it when trained on 10% of the data. For example, on VQA-RAD, we exceed LLAVA-Med by 20.13% and nearly match the 100% pre-training score (72.52% vs. 72.64%). We also surpass SOTA methods like BiomedGPT on visual chatbots and RadFM on zero-shot image classification with VQA, highlighting the effectiveness of multi-graph alignment.