On the Suitability of pre-trained foundational LLMs for Analysis in German Legal Education

We show that current open-source foundational LLMs possess instruction capability and German legal background knowledge that is sufficient for some legal analysis in an educational context. However, model capability breaks down in very specific tasks, such as the classification of "Gutachtenstil" appraisal style components, or with complex contexts, such as complete legal opinions. Even with extended context and effective prompting strategies, they cannot match the Bag-of-Words baseline. To combat this, we introduce a Retrieval Augmented Generation based prompt example selection method that substantially improves predictions in high data availability scenarios. We further evaluate the performance of pre-trained LLMs on two standard tasks for argument mining and automated essay scoring and find it to be more adequate. Throughout, pre-trained LLMs improve upon the baseline in scenarios with little or no labeled data with Chain-of-Thought prompting further helping in the zero-shot case.

Enhancing Rhetorical Figure Annotation: An Ontology-Based Web Application with RAG Integration

Rhetorical figures play an important role in our communication. They are used to convey subtle, implicit meaning, or to emphasize statements. We notice them in hate speech, fake news, and propaganda. By improving the systems for computational detection of rhetorical figures, we can also improve tasks such as hate speech and fake news detection, sentiment analysis, opinion mining, or argument mining. Unfortunately, there is a lack of annotated data, as well as qualified annotators that would help us build large corpora to train machine learning models for the detection of rhetorical figures. The situation is particularly difficult in languages other than English, and for rhetorical figures other than metaphor, sarcasm, and irony. To overcome this issue, we develop a web application called "Find your Figure" that facilitates the identification and annotation of German rhetorical figures. The application is based on the German Rhetorical ontology GRhOOT which we have specially adapted for this purpose. In addition, we improve the user experience with Retrieval Augmented Generation (RAG). In this paper, we present the restructuring of the ontology, the development of the web application, and the built-in RAG pipeline. We also identify the optimal RAG settings for our application. Our approach is one of the first to practically use rhetorical ontologies in combination with RAG and shows promising results.

Krony-PT: GPT2 compressed with Kronecker Products

We introduce Krony-PT, a compression technique of GPT2 \citep{radford2019language} based on Kronecker Products. We specifically target the MLP layers of each transformer layer, and systematically compress the feed forward layer matrices to various degrees. We introduce a modified Van Loan decomposition to initialize the new factors, and also introduce a new pruning-based initialization trick. Our method compresses the original 124M parameter GPT2 to various smaller models, with 80M being the smallest, and 96M being the largest compressed model. Our 81M model variant outperforms distilgpt2 on next-token prediction on all standard language modeling datasets, and shows competitive scores or performs on par with other Kronecker Products based compressed models of GPT2 that are significantly higher in size.

SUDS: A Strategy for Unsupervised Drift Sampling

Supervised machine learning often encounters concept drift, where the data distribution changes over time, degrading model performance. Existing drift detection methods focus on identifying these shifts but often overlook the challenge of acquiring labeled data for model retraining after a shift occurs. We present the Strategy for Drift Sampling (SUDS), a novel method that selects homogeneous samples for retraining using existing drift detection algorithms, thereby enhancing model adaptability to evolving data. SUDS seamlessly integrates with current drift detection techniques. We also introduce the Harmonized Annotated Data Accuracy Metric (HADAM), a metric that evaluates classifier performance in relation to the quantity of annotated data required to achieve the stated performance, thereby taking into account the difficulty of acquiring labeled data. Our contributions are twofold: SUDS combines drift detection with strategic sampling to improve the retraining process, and HADAM provides a metric that balances classifier performance with the amount of labeled data, ensuring efficient resource utilization. Empirical results demonstrate the efficacy of SUDS in optimizing labeled data use in dynamic environments, significantly improving the performance of machine learning applications in real-world scenarios. Our code is open source and available at https://github.com/cfellicious/SUDS/

Towards an Improved Metric for Evaluating Disentangled Representations

Disentangled representation learning plays a pivotal role in making representations controllable, interpretable and transferable. Despite its significance in the domain, the quest for reliable and consistent quantitative disentanglement metric remains a major challenge. This stems from the utilisation of diverse metrics measuring different properties and the potential bias introduced by their design. Our work undertakes a comprehensive examination of existing popular disentanglement evaluation metrics, comparing them in terms of measuring aspects of disentanglement (viz. Modularity, Compactness, and Explicitness), detecting the factor-code relationship, and describing the degree of disentanglement. We propose a new framework for quantifying disentanglement, introducing a metric entitled \emph{EDI}, that leverages the intuitive concept of \emph{exclusivity} and improved factor-code relationship to minimize ad-hoc decisions. An in-depth analysis reveals that EDI measures essential properties while offering more stability than existing metrics, advocating for its adoption as a standardised approach.

Mixture of Modular Experts: Distilling Knowledge from a Multilingual Teacher into Specialized Modular Language Models

This research combines Knowledge Distillation (KD) and Mixture of Experts (MoE) to develop modular, efficient multilingual language models. Key objectives include evaluating adaptive versus fixed alpha methods in KD and comparing modular MoE architectures for handling multi-domain inputs and preventing catastrophic forgetting. KD compresses large language models (LLMs) into smaller, efficient models, while MoE enhances modularity with specialized tasks. Experiments showed similar performance for both KD methods, with marginal improvements from adaptive alpha. A combined loss approach provided more stable learning. The router, trained to classify input sequences into English, French, German, or Python, achieved 99.95% precision, recall, and F1 score, with Logistic Regression being the most effective classifier. Evaluations of modular MoE architectures revealed that Pre-trained Language Experts (PLE) and Joint Expert Embedding Training (JEET) performed similarly, while the MoE with Common Expert (MoE-CE) setup showed slightly lower performance. Including a common expert in MoE-CE improved its performance. Studies on catastrophic forgetting indicated that sequential training led to significant forgetting, while single-session training with balanced batches and the MoE approach mitigated this issue. The MoE architecture preserved knowledge across multiple languages effectively. The research contributes open-sourced resources including the dataset (https://zenodo.org/doi/10.5281/zenodo.12677631), a balanced dataset creation tool (https://github.com/padas-lab-de/multi-language-dataset-creator), and the research codebase (https://github.com/ModMaamari/mixture-modular-experts).

PersonaRAG: Enhancing Retrieval-Augmented Generation Systems with User-Centric Agents

Large Language Models (LLMs) struggle with generating reliable outputs due to outdated knowledge and hallucinations. Retrieval-Augmented Generation (RAG) models address this by enhancing LLMs with external knowledge, but often fail to personalize the retrieval process. This paper introduces PersonaRAG, a novel framework incorporating user-centric agents to adapt retrieval and generation based on real-time user data and interactions. Evaluated across various question answering datasets, PersonaRAG demonstrates superiority over baseline models, providing tailored answers to user needs. The results suggest promising directions for user-adapted information retrieval systems.

Beyond Benchmarks: Evaluating Embedding Model Similarity for Retrieval Augmented Generation Systems

The choice of embedding model is a crucial step in the design of Retrieval Augmented Generation (RAG) systems. Given the sheer volume of available options, identifying clusters of similar models streamlines this model selection process. Relying solely on benchmark performance scores only allows for a weak assessment of model similarity. Thus, in this study, we evaluate the similarity of embedding models within the context of RAG systems. Our assessment is two-fold: We use Centered Kernel Alignment to compare embeddings on a pair-wise level. Additionally, as it is especially pertinent to RAG systems, we evaluate the similarity of retrieval results between these models using Jaccard and rank similarity. We compare different families of embedding models, including proprietary ones, across five datasets from the popular Benchmark Information Retrieval (BEIR). Through our experiments we identify clusters of models corresponding to model families, but interestingly, also some inter-family clusters. Furthermore, our analysis of top-k retrieval similarity reveals high-variance at low k values. We also identify possible open-source alternatives to proprietary models, with Mistral exhibiting the highest similarity to OpenAI models.

DriftGAN: Using historical data for Unsupervised Recurring Drift Detection

In real-world applications, input data distributions are rarely static over a period of time, a phenomenon known as concept drift. Such concept drifts degrade the model's prediction performance, and therefore we require methods to overcome these issues. The initial step is to identify concept drifts and have a training method in place to recover the model's performance. Most concept drift detection methods work on detecting concept drifts and signalling the requirement to retrain the model. However, in real-world cases, there could be concept drifts that recur over a period of time. In this paper, we present an unsupervised method based on Generative Adversarial Networks(GAN) to detect concept drifts and identify whether a specific concept drift occurred in the past. Our method reduces the time and data the model requires to get up to speed for recurring drifts. Our key results indicate that our proposed model can outperform the current state-of-the-art models in most datasets. We also test our method on a real-world use case from astrophysics, where we detect the bow shock and magnetopause crossings with better results than the existing methods in the domain.

Computational Approaches to the Detection of Lesser-Known Rhetorical Figures: A Systematic Survey and Research Challenges

Rhetorical figures play a major role in our everyday communication as they make text more interesting, more memorable, or more persuasive. Therefore, it is important to computationally detect rhetorical figures to fully understand the meaning of a text. We provide a comprehensive overview of computational approaches to lesser-known rhetorical figures. We explore the linguistic and computational perspectives on rhetorical figures, emphasizing their significance for the domain of Natural Language Processing. We present different figures in detail, delving into datasets, definitions, rhetorical functions, and detection approaches. We identified challenges such as dataset scarcity, language limitations, and reliance on rule-based methods.