A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deployment

The remarkable success of Large Language Models (LLMs) has illuminated a promising pathway toward achieving Artificial General Intelligence for both academic and industrial communities, owing to their unprecedented performance across various applications. As LLMs continue to gain prominence in both research and commercial domains, their security and safety implications have become a growing concern, not only for researchers and corporations but also for every nation. Currently, existing surveys on LLM safety primarily focus on specific stages of the LLM lifecycle, e.g., deployment phase or fine-tuning phase, lacking a comprehensive understanding of the entire "lifechain" of LLMs. To address this gap, this paper introduces, for the first time, the concept of "full-stack" safety to systematically consider safety issues throughout the entire process of LLM training, deployment, and eventual commercialization. Compared to the off-the-shelf LLM safety surveys, our work demonstrates several distinctive advantages: (I) Comprehensive Perspective. We define the complete LLM lifecycle as encompassing data preparation, pre-training, post-training, deployment and final commercialization. To our knowledge, this represents the first safety survey to encompass the entire lifecycle of LLMs. (II) Extensive Literature Support. Our research is grounded in an exhaustive review of over 800+ papers, ensuring comprehensive coverage and systematic organization of security issues within a more holistic understanding. (III) Unique Insights. Through systematic literature analysis, we have developed reliable roadmaps and perspectives for each chapter. Our work identifies promising research directions, including safety in data generation, alignment techniques, model editing, and LLM-based agent systems. These insights provide valuable guidance for researchers pursuing future work in this field.

NetSafe: Exploring the Topological Safety of Multi-agent Networks

Large language models (LLMs) have empowered nodes within multi-agent networks with intelligence, showing growing applications in both academia and industry. However, how to prevent these networks from generating malicious information remains unexplored with previous research on single LLM's safety be challenging to transfer. In this paper, we focus on the safety of multi-agent networks from a topological perspective, investigating which topological properties contribute to safer networks. To this end, we propose a general framework, NetSafe along with an iterative RelCom interaction to unify existing diverse LLM-based agent frameworks, laying the foundation for generalized topological safety research. We identify several critical phenomena when multi-agent networks are exposed to attacks involving misinformation, bias, and harmful information, termed as Agent Hallucination and Aggregation Safety. Furthermore, we find that highly connected networks are more susceptible to the spread of adversarial attacks, with task performance in a Star Graph Topology decreasing by 29.7%. Besides, our proposed static metrics aligned more closely with real-world dynamic evaluations than traditional graph-theoretic metrics, indicating that networks with greater average distances from attackers exhibit enhanced safety. In conclusion, our work introduces a new topological perspective on the safety of LLM-based multi-agent networks and discovers several unreported phenomena, paving the way for future research to explore the safety of such networks.

Unleash The Power of Pre-Trained Language Models for Irregularly Sampled Time Series

Pre-trained Language Models (PLMs), such as ChatGPT, have significantly advanced the field of natural language processing. This progress has inspired a series of innovative studies that explore the adaptation of PLMs to time series analysis, intending to create a unified foundation model that addresses various time series analytical tasks. However, these efforts predominantly focus on Regularly Sampled Time Series (RSTS), neglecting the unique challenges posed by Irregularly Sampled Time Series (ISTS), which are characterized by non-uniform sampling intervals and prevalent missing data. To bridge this gap, this work explores the potential of PLMs for ISTS analysis. We begin by investigating the effect of various methods for representing ISTS, aiming to maximize the efficacy of PLMs in this under-explored area. Furthermore, we present a unified PLM-based framework, ISTS-PLM, which integrates time-aware and variable-aware PLMs tailored for comprehensive intra and inter-time series modeling and includes a learnable input embedding layer and a task-specific output layer to tackle diverse ISTS analytical tasks. Extensive experiments on a comprehensive benchmark demonstrate that the ISTS-PLM, utilizing a simple yet effective series-based representation for ISTS, consistently achieves state-of-the-art performance across various analytical tasks, such as classification, interpolation, and extrapolation, as well as few-shot and zero-shot learning scenarios, spanning scientific domains like healthcare and biomechanics.