A Debiased Nearest Neighbors Framework for Multi-Label Text Classification

Multi-Label Text Classification (MLTC) is a practical yet challenging task that involves assigning multiple non-exclusive labels to each document. Previous studies primarily focus on capturing label correlations to assist label prediction by introducing special labeling schemes, designing specific model structures, or adding auxiliary tasks. Recently, the $k$ Nearest Neighbor ($k$NN) framework has shown promise by retrieving labeled samples as references to mine label co-occurrence information in the embedding space. However, two critical biases, namely embedding alignment bias and confidence estimation bias, are often overlooked, adversely affecting prediction performance. In this paper, we introduce a DEbiased Nearest Neighbors (DENN) framework for MLTC, specifically designed to mitigate these biases. To address embedding alignment bias, we propose a debiased contrastive learning strategy, enhancing neighbor consistency on label co-occurrence. For confidence estimation bias, we present a debiased confidence estimation strategy, improving the adaptive combination of predictions from $k$NN and inductive binary classifications. Extensive experiments conducted on four public benchmark datasets (i.e., AAPD, RCV1-V2, Amazon-531, and EUR-LEX57K) showcase the effectiveness of our proposed method. Besides, our method does not introduce any extra parameters.

Multi-Prompting Decoder Helps Better Language Understanding

Recent Pre-trained Language Models (PLMs) usually only provide users with the inference APIs, namely the emerging Model-as-a-Service (MaaS) setting. To adapt MaaS PLMs to downstream tasks without accessing their parameters and gradients, some existing methods focus on the output-side adaptation of PLMs, viewing the PLM as an encoder and then optimizing a task-specific decoder for decoding the output hidden states and class scores of the PLM. Despite the effectiveness of these methods, they only use a single prompt to query PLMs for decoding, leading to a heavy reliance on the quality of the adopted prompt. In this paper, we propose a simple yet effective Multi-Prompting Decoder (MPD) framework for MaaS adaptation. The core idea is to query PLMs with multiple different prompts for each sample, thereby obtaining multiple output hidden states and class scores for subsequent decoding. Such multi-prompting decoding paradigm can simultaneously mitigate reliance on the quality of a single prompt, alleviate the issue of data scarcity under the few-shot setting, and provide richer knowledge extracted from PLMs. Specifically, we propose two decoding strategies: multi-prompting decoding with optimal transport for hidden states and calibrated decoding for class scores. Extensive experiments demonstrate that our method achieves new state-of-the-art results on multiple natural language understanding datasets under the few-shot setting.

Controlling Class Layout for Deep Ordinal Classification via Constrained Proxies Learning

For deep ordinal classification, learning a well-structured feature space specific to ordinal classification is helpful to properly capture the ordinal nature among classes. Intuitively, when Euclidean distance metric is used, an ideal ordinal layout in feature space would be that the sample clusters are arranged in class order along a straight line in space. However, enforcing samples to conform to a specific layout in the feature space is a challenging problem. To address this problem, in this paper, we propose a novel Constrained Proxies Learning (CPL) method, which can learn a proxy for each ordinal class and then adjusts the global layout of classes by constraining these proxies. Specifically, we propose two kinds of strategies: hard layout constraint and soft layout constraint. The hard layout constraint is realized by directly controlling the generation of proxies to force them to be placed in a strict linear layout or semicircular layout (i.e., two instantiations of strict ordinal layout). The soft layout constraint is realized by constraining that the proxy layout should always produce unimodal proxy-to-proxies similarity distribution for each proxy (i.e., to be a relaxed ordinal layout). Experiments show that the proposed CPL method outperforms previous deep ordinal classification methods under the same setting of feature extractor.

Learning to Classify Open Intent via Soft Labeling and Manifold Mixup

Open intent classification is a practical yet challenging task in dialogue systems. Its objective is to accurately classify samples of known intents while at the same time detecting those of open (unknown) intents. Existing methods usually use outlier detection algorithms combined with K-class classifier to detect open intents, where K represents the class number of known intents. Different from them, in this paper, we consider another way without using outlier detection algorithms. Specifically, we directly train a (K+1)-class classifier for open intent classification, where the (K+1)-th class represents open intents. To address the challenge that training a (K+1)-class classifier with training samples of only K classes, we propose a deep model based on Soft Labeling and Manifold Mixup (SLMM). In our method, soft labeling is used to reshape the label distribution of the known intent samples, aiming at reducing model's overconfident on known intents. Manifold mixup is used to generate pseudo samples for open intents, aiming at well optimizing the decision boundary of open intents. Experiments on four benchmark datasets demonstrate that our method outperforms previous methods and achieves state-of-the-art performance. All the code and data of this work can be obtained at https://github.com/zifengcheng/SLMM.