Towards Reliable Retrieval in RAG Systems for Large Legal Datasets

Retrieval-Augmented Generation (RAG) is a promising approach to mitigate hallucinations in Large Language Models (LLMs) for legal applications, but its reliability is critically dependent on the accuracy of the retrieval step. This is particularly challenging in the legal domain, where large databases of structurally similar documents often cause retrieval systems to fail. In this paper, we address this challenge by first identifying and quantifying a critical failure mode we term Document-Level Retrieval Mismatch (DRM), where the retriever selects information from entirely incorrect source documents. To mitigate DRM, we investigate a simple and computationally efficient technique which we refer to as Summary-Augmented Chunking (SAC). This method enhances each text chunk with a document-level synthetic summary, thereby injecting crucial global context that would otherwise be lost during a standard chunking process. Our experiments on a diverse set of legal information retrieval tasks show that SAC greatly reduces DRM and, consequently, also improves text-level retrieval precision and recall. Interestingly, we find that a generic summarization strategy outperforms an approach that incorporates legal expert domain knowledge to target specific legal elements. Our work provides evidence that this practical, scalable, and easily integrable technique enhances the reliability of RAG systems when applied to large-scale legal document datasets.

DIAGen: Diverse Image Augmentation with Generative Models

Simple data augmentation techniques, such as rotations and flips, are widely used to enhance the generalization power of computer vision models. However, these techniques often fail to modify high-level semantic attributes of a class. To address this limitation, researchers have explored generative augmentation methods like the recently proposed DA-Fusion. Despite some progress, the variations are still largely limited to textural changes, thus falling short on aspects like varied viewpoints, environment, weather conditions, or even class-level semantic attributes (eg, variations in a dog's breed). To overcome this challenge, we propose DIAGen, building upon DA-Fusion. First, we apply Gaussian noise to the embeddings of an object learned with Textual Inversion to diversify generations using a pre-trained diffusion model's knowledge. Second, we exploit the general knowledge of a text-to-text generative model to guide the image generation of the diffusion model with varied class-specific prompts. Finally, we introduce a weighting mechanism to mitigate the impact of poorly generated samples. Experimental results across various datasets show that DIAGen not only enhances semantic diversity but also improves the performance of subsequent classifiers. The advantages of DIAGen over standard augmentations and the DA-Fusion baseline are particularly pronounced with out-of-distribution samples.