Joint Spatial and Spectral Hybrid Precoding for Multi-User MIMO-OFDM Systems

The deployment of millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems cannot rely solely on digital precoding due to hardware constraints. Instead, hybrid precoding, which combines digital and radio frequency (RF) techniques, has emerged as a potential alternative. This approach strikes a balance between performance and cost, addressing the limitations of signal mixers and analog-to-digital converters in mmWave systems. mmWave systems are designed to function in wideband channels with frequency selectivity, necessitating the use of orthogonal frequency-division multiplexing (OFDM) to mitigate dispersive channels. However, OFDM faces several challenges. First, it suffers from a high peak-to-average power ratio (PAPR) due to the linear combination of subcarriers. Second, it suffers from out-of-band (OOB) emissions due to the sharp spectral transitions of OFDM subcarriers and windowing-induced spectral leakage. Furthermore, phase shifter (PS) impairments at the RF transmitter precoder and the user combiner represent a limitation in practical mmWave systems, leading to phase errors. This work addresses these challenges. We study the problem of robust digital-RF precoding optimization for the downlink sum-rate maximization in hybrid multi-user (MU) MIMO-OFDM systems under maximum transmit power, PAPR, and OOB emission constraints. The formulated maximization problem is non-convex and difficult to solve. We propose a weighted minimum mean squared error (WMMSE) based block coordinate descent (BCD) method to iteratively optimize digital-RF precoders at the transmitter and digital-RF combiners at the users. Low-cost and scalable optimization approaches are proposed to efficiently solve the BCD subproblems. Extensive simulation results are conducted to demonstrate the efficiency of the proposed approaches and exhibit their superiority relative to well-known benchmarks.

Limited-Resolution Hybrid Analog-Digital Precoding Design Using MIMO Detection Methods

While fully digital precoding achieves superior performance in massive multiple-input multiple-output (MIMO) systems, it comes with significant drawbacks in terms of computational complexity and power consumption, particularly when operating at millimeter-wave frequencies and beyond. Hybrid analog-digital architectures address this by reducing radio frequency (RF) chains while maintaining performance in sparse multipath environments. However, most hybrid precoder designs assume ideal, infinite-resolution analog phase shifters, which cannot be implemented in actual systems. Another practical constraint is the limited fronthaul capacity between the baseband processor and array, implying that each entry of the digital precoder must be picked from a finite set of quantization labels. This paper proposes novel designs for the limited-resolution analog and digital precoders by exploiting two well-known MIMO symbol detection algorithms, namely sphere decoding (SD) and expectation propagation (EP). The goal is to minimize the Euclidean distance between the optimal fully digital precoder and the hybrid precoder to minimize the degradation caused by the finite resolution of the analog and digital precoders. Taking an alternative optimization approach, we first apply the SD method to find the precoders in each iteration optimally. Then, we apply the lower-complexity EP method which finds a near-optimal solution at a reduced computational cost. The effectiveness of the proposed designs is validated via numerical simulations, where we show that the proposed symbol detection-based precoder designs significantly outperform the nearest point mapping scheme which is commonly used for finding a sub-optimal solution to discrete optimization problems.

A Novel Hybrid Precoder With Low-Resolution Phase Shifters and Fronthaul Capacity Limitation

In massive MIMO systems, fully digital precoding offers high performance but has significant implementation complexity and energy consumption, particularly at millimeter frequencies and beyond. Hybrid analog-digital architectures provide a practical alternative by reducing the number of radio frequency (RF) chains while retaining performance in spatially sparse multipath scenarios. However, most hybrid precoder designs assume ideal, infinite-resolution analog phase shifters, which are impractical in real-world scenarios. Another practical constraint is the limited fronthaul capacity between the baseband processor and array, implying that each entry of the digital precoder must be picked from a finite set of quantization labels. To minimize the sum rate degradation caused by quantized analog and digital precoders, we propose novel designs inspired by the sphere decoding (SD) algorithm. We demonstrate numerically that our proposed designs outperform traditional methods, ensuring minimal sum rate loss in hybrid precoding systems with low-resolution phase shifters and limited fronthaul capacity.

An Efficient Modified MUSIC Algorithm for RIS-Assisted Near-Field Localization

In this paper, we consider a single-anchor localization system assisted by a reconfigurable intelligent surface (RIS), where the objective is to localize multiple user equipments (UEs) placed in the radiative near-field region of the RIS by estimating their azimuth angle-of-arrival (AoA), elevation AoA, and distance to the surface. The three-dimensional (3D) locations can be accurately estimated via the conventional MUltiple SIgnal Classification (MUSIC) algorithm, albeit at the expense of tremendous complexity due to the 3D grid search. In this paper, capitalizing on the symmetric structure of the RIS, we propose a novel modified MUSIC algorithm that can efficiently decouple the AoA and distance estimation problems and drastically reduce the complexity compared to the standard 3D MUSIC algorithm. Additionally, we introduce a spatial smoothing method by partitioning the RIS into overlapping sub-RISs to address the rank-deficiency issue in the signal covariance matrix. We corroborate the effectiveness of the proposed algorithm via numerical simulations and show that it can achieve the same performance as 3D MUSIC but with much lower complexity.

Enabling 6G Performance in the Upper Mid-Band Through Gigantic MIMO

The initial 6G networks will likely operate in the upper mid-band (7-24 GHz), which has decent propagation conditions but underwhelming new spectrum availability. In this paper, we explore whether we can anyway reach the ambitious 6G performance goals by evolving the multiple-input multiple-output (MIMO) technology from being massive to gigantic. We describe how many antennas are needed and can realistically be deployed, and what the peak user rate and degrees-of-freedom (DOF) can become. We further suggest a new deployment strategy that enables the utilization of radiative near-field effects in these bands for precise beamfocusing, localization, and sensing from a single base station site. We also identify five open research challenges that must be overcome to efficiently use gigantic MIMO dimensions in 6G from hardware, cost, and algorithmic perspectives.

MSE Minimization in RIS-Aided MU-MIMO with Discrete Phase Shifts and Fronthaul Quantization

In this paper, we consider a downlink multi-user multiple-input multiple-output (MU-MIMO) communication assisted by a reconfigurable intelligent surface (RIS) and study the precoding and RIS configuration design under practical system constraints. These constraints include the limited-capacity fronthaul at the transmitter side and the finite resolution of RIS elements. We investigate the sum mean squared error (MSE) minimization problem and propose an algorithm based on the block coordinate descent method to optimize the precoding, RIS configuration, and receiver gains. We compute the precoding vectors and RIS configuration using the Schnorr-Euchner sphere decoding (SESD) method which delivers the optimal MSE-minimizing solution. We numerically evaluate the performance of the proposed SESD-based methods and corroborate their effectiveness in improving the system performance.

Near-Field Localization and Sensing with Large-Aperture Arrays: From Signal Modeling to Processing

The signal processing community is currently witnessing a growing interest in near-field signal processing, driven by the trend towards the use of large aperture arrays with high spatial resolution in the fields of communication, localization, sensing, imaging, etc. From the perspective of localization and sensing, this trend breaks the basic far-field assumptions that have dominated the array signal processing research in the past, presenting new challenges and promising opportunities.

Joint Discrete Precoding and RIS Optimization for RIS-Assisted MU-MIMO Communication Systems

This paper considers a multi-user multiple-input multiple-output (MU-MIMO) system where the downlink communication between a base station (BS) and multiple user equipments (UEs) is aided by a reconfigurable intelligent surface (RIS). We study the sum-rate maximization problem with the objective of finding the optimal precoding vectors and RIS configuration. Due to fronthaul limitation, each entry of the precoding vectors must be picked from a finite set of quantization labels. Furthermore, two scenarios for the RIS are investigated, one with continuous infinite-resolution reflection coefficients and another with discrete finite-resolution reflection coefficients. A novel framework is developed which, in contrast to the common literature that only offers sub-optimal solutions for optimization of discrete variables, is able to find the optimal solution to problems involving discrete constraints. Based on the classical weighted minimum mean square error (WMMSE), we transform the original problem into an equivalent weighted sum mean square error (MSE) minimization problem and solve it iteratively. We compute the optimal precoding vectors via an efficient algorithm inspired by sphere decoding (SD). For optimizing the discrete RIS configuration, two solutions based on the SD algorithm are developed: An optimal SD-based algorithm and a low-complexity heuristic method that can efficiently obtain RIS configuration without much loss in optimality. The effectiveness of the presented algorithms is corroborated via numerical simulations where it is shown that the proposed designs are remarkably superior to the commonly used benchmarks.

Localization in Massive MIMO Networks: From Near-Field to Far-Field

Source localization is the process of estimating the location of signal sources based on the signals received at different antennas of an antenna array. It has diverse applications, ranging from radar systems and underwater acoustics to wireless communication networks. Subspace-based approaches are among the most effective techniques for source localization due to their high accuracy, with Multiple SIgnal Classification (MUSIC) and Estimation of Signal Parameters by Rotational Invariance Techniques (ESPRIT) being two prominent methods in this category. These techniques leverage the fact that the space spanned by the eigenvectors of the covariance matrix of the received signals can be divided into signal and noise subspaces, which are mutually orthogonal. Originally designed for far-field source localization, these methods have undergone several modifications to accommodate near-field scenarios as well. This chapter aims to present the foundations of MUSIC and ESPRIT algorithms and introduce some of their variations for both far-field and near-field localization by a single array of antennas. We further provide numerical examples to demonstrate the performance of the presented methods.

A Novel Discrete Phase Shift Design for RIS-Assisted Multi-User MIMO

Reconfigurable intelligent surface (RIS) is a newly-emerged technology that might fundamentally change how wireless networks are operated. Though extensively studied in recent years, the practical limitations of RIS are often neglected when assessing the performance of RIS-assisted communication networks. One of these limitations is that each RIS element is restricted to incur a controllable phase shift to the reflected signal from a predefined discrete set. This paper studies an RIS-assisted multi-user multiple-input multiple-output (MIMO) system, where an RIS with discrete phase shifts assists in simultaneous uplink data transmission from multiple user equipments (UEs) to a base station (BS). We aim to maximize the sum rate by optimizing the receive beamforming vectors and RIS phase shift configuration. To this end, we transform the original sum-rate maximization problem into a minimum mean square error (MMSE) minimization problem and employ the block coordinate descent (BCD) technique for iterative optimization of the variables until convergence. We formulate the discrete RIS phase shift optimization problem as a mixed-integer least squares problem and propose a novel method based on sphere decoding (SD) to solve it. Through numerical evaluation, we show that the proposed discrete phase shift design outperforms the conventional nearest point mapping method, which is prevalently used in previous works.