Multispectral airborne laser scanning for tree species classification: a benchmark of machine learning and deep learning algorithms

Climate-smart and biodiversity-preserving forestry demands precise information on forest resources, extending to the individual tree level. Multispectral airborne laser scanning (ALS) has shown promise in automated point cloud processing and tree segmentation, but challenges remain in identifying rare tree species and leveraging deep learning techniques. This study addresses these gaps by conducting a comprehensive benchmark of machine learning and deep learning methods for tree species classification. For the study, we collected high-density multispectral ALS data (>1000 pts/m$^2$) at three wavelengths using the FGI-developed HeliALS system, complemented by existing Optech Titan data (35 pts/m$^2$), to evaluate the species classification accuracy of various algorithms in a test site located in Southern Finland. Based on 5261 test segments, our findings demonstrate that point-based deep learning methods, particularly a point transformer model, outperformed traditional machine learning and image-based deep learning approaches on high-density multispectral point clouds. For the high-density ALS dataset, a point transformer model provided the best performance reaching an overall (macro-average) accuracy of 87.9% (74.5%) with a training set of 1065 segments and 92.0% (85.1%) with 5000 training segments. The best image-based deep learning method, DetailView, reached an overall (macro-average) accuracy of 84.3% (63.9%), whereas a random forest (RF) classifier achieved an overall (macro-average) accuracy of 83.2% (61.3%). Importantly, the overall classification accuracy of the point transformer model on the HeliALS data increased from 73.0% with no spectral information to 84.7% with single-channel reflectance, and to 87.9% with spectral information of all the three channels.

Benchmarking tree species classification from proximally-sensed laser scanning data: introducing the FOR-species20K dataset

Proximally-sensed laser scanning offers significant potential for automated forest data capture, but challenges remain in automatically identifying tree species without additional ground data. Deep learning (DL) shows promise for automation, yet progress is slowed by the lack of large, diverse, openly available labeled datasets of single tree point clouds. This has impacted the robustness of DL models and the ability to establish best practices for species classification. To overcome these challenges, the FOR-species20K benchmark dataset was created, comprising over 20,000 tree point clouds from 33 species, captured using terrestrial (TLS), mobile (MLS), and drone laser scanning (ULS) across various European forests, with some data from other regions. This dataset enables the benchmarking of DL models for tree species classification, including both point cloud-based (PointNet++, MinkNet, MLP-Mixer, DGCNNs) and multi-view image-based methods (SimpleView, DetailView, YOLOv5). 2D image-based models generally performed better (average OA = 0.77) than 3D point cloud-based models (average OA = 0.72), with consistent results across different scanning platforms and sensors. The top model, DetailView, was particularly robust, handling data imbalances well and generalizing effectively across tree sizes. The FOR-species20K dataset, available at https://zenodo.org/records/13255198, is a key resource for developing and benchmarking DL models for tree species classification using laser scanning data, providing a foundation for future advancements in the field.

Virtual laser scanning with HELIOS++: A novel take on ray tracing-based simulation of topographic 3D laser scanning

Topographic laser scanning is a remote sensing method to create detailed 3D point cloud representations of the Earth's surface. Since data acquisition is expensive, simulations can complement real data given certain premises are available: i) a model of 3D scene and scanner, ii) a model of the beam-scene interaction, simplified to a computationally feasible while physically realistic level, and iii) an application for which simulated data is fit for use. A number of laser scanning simulators for different purposes exist, which we enrich by presenting HELIOS++. HELIOS++ is an open-source simulation framework for terrestrial static, mobile, UAV-based and airborne laser scanning implemented in C++. The HELIOS++ concept provides a flexible solution for the trade-off between physical accuracy (realism) and computational complexity (runtime, memory footprint), as well as ease of use and of configuration. Unique features of HELIOS++ include the availability of Python bindings (pyhelios) for controlling simulations, and a range of model types for 3D scene representation. HELIOS++ further allows the simulation of beam divergence using a subsampling strategy, and is able to create full-waveform outputs as a basis for detailed analysis. As generation and analysis of waveforms can strongly impact runtimes, the user may set the level of detail for the subsampling, or optionally disable full-waveform output altogether. A detailed assessment of computational considerations and a comparison of HELIOS++ to its predecessor, HELIOS, reveal reduced runtimes by up to 83 %. At the same time, memory requirements are reduced by up to 94 %, allowing for much larger (i.e. more complex) 3D scenes to be loaded into memory and hence to be virtually acquired by laser scanning simulation.