FedQP: Towards Accurate Federated Learning using Quadratic Programming Guided Mutation

Due to the advantages of privacy-preserving, Federated Learning (FL) is widely used in distributed machine learning systems. However, existing FL methods suffer from low-inference performance caused by data heterogeneity. Specifically, due to heterogeneous data, the optimization directions of different local models vary greatly, making it difficult for the traditional FL method to get a generalized global model that performs well on all clients. As one of the state-of-the-art FL methods, the mutation-based FL method attempts to adopt a stochastic mutation strategy to guide the model training towards a well-generalized area (i.e., flat area in the loss landscape). Specifically, mutation allows the model to shift within the solution space, providing an opportunity to escape areas with poor generalization (i.e., sharp area). However, the stochastic mutation strategy easily results in diverse optimal directions of mutated models, which limits the performance of the existing mutation-based FL method. To achieve higher performance, this paper proposes a novel mutation-based FL approach named FedQP, utilizing a quadratic programming strategy to regulate the mutation directions wisely. By biasing the model mutation towards the direction of gradient update rather than traditional random mutation, FedQP can effectively guide the model to optimize towards a well-generalized area (i.e., flat area). Experiments on multiple well-known datasets show that our quadratic programming-guided mutation strategy effectively improves the inference accuracy of the global model in various heterogeneous data scenarios.

Personalized Federated Instruction Tuning via Neural Architecture Search

Federated Instruction Tuning (FIT) has shown the ability to achieve collaborative model instruction tuning among massive data owners without sharing private data. However, it still faces two key challenges, i.e., data and resource heterogeneity. Due to the varying data distribution and preferences among data owners, FIT cannot adapt to the personalized data of individual owners. Moreover, clients with superior computational abilities are constrained since they need to maintain the same fine-tuning architecture as the weaker clients. To address these issues, we propose a novel Personalized Federated Instruction Tuning (PerFIT) framework based on architecture search. Specifically, PerFIT allows each client to search for a personalized architecture by expanding the trainable parameter space of the global model followed by pruning the parameters to the original state. This procedure allows personalized instruction fine-tuning within expanded parameter spaces, concurrently preserving the same number of trainable parameters. Furthermore, to release the abilities of heterogeneous computational resources and enhance the performance of personalization on local data, we exploit personalized parameter-wise aggregation. The evaluation with multiple LLMs non-IID scenarios demonstrates that compared to the state-of-the-art FIT methods, our approach can achieve up to a 23% decrease in perplexity.